-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HU/1acFyN6u2TLm3ZoVldft6uWe43C+UYpt+GK0xF0bEzzygn2gdfbRQWxKOSZb7 p49M7z5yAXDUBt+tir1XZg== 0001096906-01-500545.txt : 20020412 0001096906-01-500545.hdr.sgml : 20020412 ACCESSION NUMBER: 0001096906-01-500545 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20011204 ITEM INFORMATION: Bankruptcy or receivership ITEM INFORMATION: Other events ITEM INFORMATION: Financial statements and exhibits FILED AS OF DATE: 20011205 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ATG INC CENTRAL INDEX KEY: 0001054000 STANDARD INDUSTRIAL CLASSIFICATION: HAZARDOUS WASTE MANAGEMENT [4955] IRS NUMBER: 942657762 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-23781 FILM NUMBER: 1806350 BUSINESS ADDRESS: STREET 1: 47375 FREMONT BLVD CITY: FREMONT STATE: CA ZIP: 94538 BUSINESS PHONE: 5104903008 MAIL ADDRESS: STREET 1: 47375 FREMONT BLVD CITY: FREMONT STATE: CA ZIP: 94538 8-K 1 atg8k_dec32001.txt CURRENT REPORT DEC 3, 2001 SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 3, 2001 ---------------- ATG INC. (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 0-23781 94-2657762 (Commission File Number) (IRS Employer Identification No.) 3400 Arden Road, Fremont, CA 94545 (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code: (510) 783-8200 47375 Fremont Boulevard, Fremont, California 94538 (Former address) Item 3. Bankruptcy On December 3, 2001, ATG Inc. ("ATG" or the "Company") filed a voluntary petition for Chapter 11 bankruptcy protection in the United States Bankruptcy Court for the Northern District of California - Oakland Division (the "Bankruptcy Court"). This case has been assigned to Judge Randall Newsome and will be administered under Case Number 01-46389 N11. No trustee, receiver or examiner has been appointed, and the Company will act as a debtor-in-possession while being subject to the supervision and orders of the Bankruptcy Court. The Company intends to proceed with the preparation of a Chapter 11 plan of reorganization. A copy of the ATG news release, dated December 4, 2001, announcing the Chapter 11 filing, is filed as an exhibit to this report and is incorporated herein by this reference. Item 5. Other Events On December 3, 2001, ATG has received a Nasdaq letter dated November 29, 2001, indicating that matters disclosed in the Company's news release dated November 19, 2001, will be considered in connection with the written hearing which has been scheduled with Nasdaq for December 13, 2001. The Company's news release, dated December 4, 2001, announcing the Nasdaq letter of November 29, 2001, relative to possible delisting of the Company's stock, is filed as an exhibit to this report and is incorporated herein by this reference. Item 7. Exhibits 99.3 News release dated December 4, 2001, announcing Chapter 11 bankruptcy filing of ATG Inc. 99.4 News release dated December 4, 2001, announcing Nasdaq deficiency letter of November 29, 2001, related to delisting of ATG Inc. securities on the Nasdaq National Market SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. ATG Inc. (Registrant) Dated: December 4, 2001 By: /s/ Doreen M. Chiu ----------------------------- Doreen M. Chiu President and Chief Executive Officer EX-99.3 3 atg8kex99-3.txt NEWS RELEASE 12-4-2001 ATG INC. News Release FOR IMMEDIATE RELEASE ATG, Inc FILES FOR CHAPTER 11 PROTECTION Hayward, Calif.--(BUSINESS WIRE)--December 4, 2001--ATG Inc. (Nasdaq:ATGC - news), a leading provider of low-level radioactive and low-level mixed waste treatment services, today announced that it has filed for protection and reorganization under Chapter 11 of the United States Bankruptcy Code. "We believe that our waste processing technologies and the market are basically sound. However, we were forced to seek protection under the court because of unexpected freezing of our cash accounts by our primary lender" said Doreen Chiu, President & CEO. "The waste processing facilities that the company operated have been safely secured. The facilities are under a strict stabilization program and the customers' waste is safeguarded. We have decided to seek protection of the courts to preserve the value inherent in ATG as we pursue financing alternatives including discussions with the bank to fund the critical radiological maintenance activities necessary to assure the health and safety of the public and the workers" said Doreen Chiu. "We are determined to work with the court and the bank to strive to provide the best value to our customers, creditors and shareholders. We ask for the patience and support of all of our stakeholders: customers, creditors, investors and employees, as we work our way through this process". About ATG ATG Inc. is a radioactive and hazardous waste management company that offers comprehensive thermal and non-thermal treatment solutions for low-level radioactive and low-level mixed waste generated by commercial, institutional and government clients such as nuclear power plants, medical facilities, research institutions and the U.S. Departments of Defense and Energy. This news release may contain forward-looking statements pursuant to the "safe harbor" provisions of Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934. Such forward-looking statements involve risks and uncertainties, including, without limitation, the Company's new products and services, ability to attract and retain key managers, competition and various factors set forth under "Factors Affecting Future Operating Results" in the Company's annual report on Form 10-K and such other risks detailed from time to time in the Company's other reports filed with the Securities and Exchange Commission. The Company undertakes no obligation to publicly release the result of any revisions to these forward-looking statements, which may be made to reflect events or circumstances after the date hereof or to reflect the occurrence of unanticipated events. Contact: ATG Inc. Doreen Chiu, (510)783-8200 EX-99.4 4 atg8kex99-4.txt NEWS RELEASE FOR 12-4-2001 ATG INC. News Release FOR IMMEDIATE RELEASE ATG RECEIVES ADDITIONAL NASDAQ NOTICE Hayward, CA., December 4, 2001-- ATG Inc. (NASDAQ: ATGCE - NEWS), a leading provider of low-level radioactive waste and low-level mixed waste treatment services, announced that it has received an additional Nasdaq Staff Determination letter, dated November 29, 2001, citing further deficiencies under the Nasdaq Marketplace Rules and public interest concerns in respect of the ATG news release of November 19, 2001, which announced that ATG had shut down operations. Today, ATG announced its filing for Chapter 11 bankruptcy protection. ATG securities remain subject to delisting from the Nasdaq National Market, pending a written hearing to review the Staff Determination, which is currently scheduled for December 13, 2001. There can be no assurance that Nasdaq will grant the Company's request for continued listing About ATG Inc. ATG Inc. is a radioactive and hazardous waste management company that offers comprehensive thermal and non-thermal treatment solutions for low-level radioactive and low-level mixed waste generated by commercial, institutional and government clients such as nuclear power plants, medical facilities, research institutions and the U.S. Departments of Defense and Energy. This news release may contain forward-looking statements pursuant to the "safe harbor" provisions of Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934. Such forward-looking statements involve risks and uncertainties, including, without limitation, the Company's new products and services, ability to attract and retain key managers, competition and various factors set forth under "Factors Affecting Future Operating Results" in the Company's annual report on Form 10-K and such other risks detailed from time to time in the Company's other reports filed with the Securities and Exchange Commission. The Company undertakes no obligation to publicly release the result of any revisions to these forward-looking statements, which may be made to reflect events or circumstances after the date hereof or to reflect the occurrence of unanticipated events. Contact: ATG Inc. Doreen Chiu, (510)783-8200 -----END PRIVACY-ENHANCED MESSAGE-----