-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FFDjeHJqEyS07Hl/8eLFBkEXXM214Wf408Ssc192ksY3PJK3CB/+GXGQitJqBfns PfWeRfJY+drPlhSbOANt+Q== 0001096906-01-500517.txt : 20020412 0001096906-01-500517.hdr.sgml : 20020412 ACCESSION NUMBER: 0001096906-01-500517 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20011120 ITEM INFORMATION: Other events ITEM INFORMATION: Financial statements and exhibits FILED AS OF DATE: 20011127 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ATG INC CENTRAL INDEX KEY: 0001054000 STANDARD INDUSTRIAL CLASSIFICATION: HAZARDOUS WASTE MANAGEMENT [4955] IRS NUMBER: 942657762 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-23781 FILM NUMBER: 1799655 BUSINESS ADDRESS: STREET 1: 47375 FREMONT BLVD CITY: FREMONT STATE: CA ZIP: 94538 BUSINESS PHONE: 5104903008 MAIL ADDRESS: STREET 1: 47375 FREMONT BLVD CITY: FREMONT STATE: CA ZIP: 94538 8-K 1 atg8k_nov262001.txt SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 20, 2001 ----------------- ATG INC. (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 0-23781 94-2657762 (Commission File Number) (IRS Employer Identification No.) 3400 Arden Road, Fremont, CA 94545 (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code: (510) 783-8200 47375 Fremont Boulevard, Fremont, California 94538 (Former address) Item 5. Other Events ATG Inc. ("ATG" or the "Company") has not completed the preparation of its financial statements for the nine months ended September 30, 2001, and has not filed its Quarterly Report on Form 10-Q for the period ended September 30, 2001. Further, said Quarterly Report has not been filed with The Nasdaq Stock Market, Inc., as required by Nasdaq Marketplace Rule 4310(c)(14). The Company has received a Nasdaq staff determination letter dated November 20, 2001, indicating that its securities are subject to delisting from the Nasdaq National Market. On November 26, 2001, the Company requested a hearing before a Nasdaq Listing Qualifications Panel, to review the staff determination. The Company's news release, dated November 26, 2001, announcing the Nasdaq letter and the Company's request for a hearing, is filed as an exhibit to this report and is incorporated herein by this reference. Item 7. Exhibits 99.2 News release dated November 26, 2001, announcing possible delisting of ATG Inc. securities on the Nasdaq National Market SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. ATG Inc. (Registrant) Dated: November 26, 2001 By: /s/ Doreen M. Chiu ----------------------- Doreen M. Chiu President and Chief Executive Officer EX-99.2 3 atg8k11262001_ex992.txt [OBJECT OMITTED] News Release FOR IMMEDAITE RELEASE ATG RECEIVES NASDAQ NOTICE RE FILING REQUIREMENT Hayward, CA., November 26, 2001-- ATG Inc. (NASDAQ: ATGC - NEWS), a leading provider of low-level radioactive waste and low-level mixed waste treatment services, announced that it has received a Nasdaq Staff Determination letter dated November 20, 2001 indicating that that the Company has failed to comply with September 30, 2001 Form 10Q filing requirement for continued listing set forth in Marketplace Rule 4310 (c) (14), and that its securities are, therefore, subject to delisting from the Nasdaq National Market. The Company has requested a hearing before a Nasdaq Listing Qualifications Panel to review the Staff Determination. There can be no assurance the Panel will grant the Company's request for continued listing About ATG Inc. ATG Inc. is a radioactive and hazardous waste management company that offers comprehensive thermal and non-thermal treatment solutions for low-level radioactive and low-level mixed waste generated by commercial, institutional and government clients such as nuclear power plants, medical facilities, research institutions and the U.S. Departments of Defense and Energy. This news release may contain forward-looking statements pursuant to the "safe harbor" provisions of Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934. Such forward-looking statements involve risks and uncertainties, including, without limitation, the Company's new products and services, ability to attract and retain key managers, competition and various factors set forth under "Factors Affecting Future Operating Results" in the Company's annual report on Form 10-K and such other risks detailed from time to time in the Company's other reports filed with the Securities and Exchange Commission. The Company undertakes no obligation to publicly release the result of any revisions to these forward-looking statements, which may be made to reflect events or circumstances after the date hereof or to reflect the occurrence of unanticipated events. Contact: ATG Inc. Doreen Chiu, (510)783-8200 -----END PRIVACY-ENHANCED MESSAGE-----