0001085146-24-000193.txt : 20240110 0001085146-24-000193.hdr.sgml : 20240110 20240110150117 ACCESSION NUMBER: 0001085146-24-000193 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20231231 FILED AS OF DATE: 20240110 DATE AS OF CHANGE: 20240110 EFFECTIVENESS DATE: 20240110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SANDERS MORRIS HARRIS LLC CENTRAL INDEX KEY: 0001053994 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12760 FILM NUMBER: 24526277 BUSINESS ADDRESS: STREET 1: 3100 CHASE TOWER CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 7132243100 MAIL ADDRESS: STREET 1: 600 TRAVIS, SUITE 5900 CITY: HOUSTON STATE: TX ZIP: 77002 FORMER COMPANY: FORMER CONFORMED NAME: SANDERS MORRIS HARRIS INC. DATE OF NAME CHANGE: 20110404 FORMER COMPANY: FORMER CONFORMED NAME: SMH CAPITAL INC. DATE OF NAME CHANGE: 20080311 FORMER COMPANY: FORMER CONFORMED NAME: SANDERS MORRIS HARRIS INC/FA DATE OF NAME CHANGE: 20000208 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001053994 XXXXXXXX 12-31-2023 12-31-2023 false SANDERS MORRIS HARRIS LLC
600 Travis, Suite 5900 Houston TX 77002
13F HOLDINGS REPORT 028-12760 Y SANDERS MORRIS HARRIS LLC FORMERLY SUBMITTED A 13F-NT REPORT ASSOCIATED WITH THE 13F-HR REPORT OF PINNACLE SUMMER INVESTMENTS, INC. - FILE NUMBER 028-13429
David Block OSJ Supervisor 713-226-4808 /s/ David Block Houston TX 01-10-2024 0 162 203379230 false
INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ABBOTT LABS COM 002824100 BBG001S5N9M6 798980 7125 SH SOLE 0 0 7125 ABBVIE INC COM 00287Y109 BBG0025Y4RZ3 3134283 19498 SH SOLE 0 0 19498 ADOBE INC COM 00724F101 BBG001S5NCQ5 2171108 3750 SH SOLE 0 0 3750 ADVANCED MICRO DEVICES INC COM 007903107 BBG001S5NN36 3662245 25064 SH SOLE 0 0 25064 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 BBG006G2JWB1 2138100 29318 SH SOLE 0 0 29318 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 BBG001S7FTC8 684144 3500 SH SOLE 0 0 3500 ALPHABET INC CAP STK CL C 02079K107 BBG009S3NB21 2709708 19310 SH SOLE 0 0 19310 ALTRIA GROUP INC COM 02209S103 BBG001S5T8T5 412835 9868 SH SOLE 0 0 9868 AMAZON COM INC COM 023135106 BBG001S5PQL7 1990012 13340 SH SOLE 0 0 13340 AMDOCS LTD SHS G02602103 BBG001SBX7P3 489885 5500 SH SOLE 0 0 5500 AMERICAN EXPRESS CO COM 025816109 BBG001S5P034 732321 3892 SH SOLE 0 0 3892 AMGEN INC COM 031162100 BBG001S5NNL6 1327852 4292 SH SOLE 0 0 4292 APPLE INC COM 037833100 BBG001S5N8V8 16275735 87907 SH SOLE 0 0 87907 ARGENX SE SPONSORED ADR 04016X101 BBG00GHB88Y8 760702 1830 SH SOLE 0 0 1830 AST SPACEMOBILE INC COM CL A 00217D100 BBG00Q402TS1 79964 16187 SH SOLE 0 0 16187 ASTRAZENECA PLC SPONSORED ADR 046353108 BBG001SB80N8 815820 11822 SH SOLE 0 0 11822 AT&T INC COM 00206R102 BBG001S5VWH2 680497 39301 SH SOLE 0 0 39301 ATLANTA BRAVES HLDGS INC COM SER C 047726302 BBG01HCX3Z22 624122 15650 SH SOLE 0 0 15650 ATLASSIAN CORPORATION CL A 049468101 BBG01BGWHFS4 620467 2650 SH SOLE 0 0 2650 AUTOMATIC DATA PROCESSING IN COM 053015103 BBG001S82KF6 531990 2250 SH SOLE 0 0 2250 BAIDU INC SPON ADR REP A 056752108 BBG001SNBKD5 2736044 23200 SH SOLE 0 0 23200 BAUSCH HEALTH COS INC COM 071734107 BBG001S7WDP0 212468 24975 SH SOLE 0 0 24975 BEIGENE LTD SPONSORED ADR 07725L102 BBG00B6WF7V2 459692 2700 SH SOLE 0 0 2700 BERKSHIRE HATHAWAY INC DEL CL A 084670108 BBG001S902J2 5007150 9 SH SOLE 0 0 9 BIOMARIN PHARMACEUTICAL INC COM 09061G101 BBG001S76R05 395856 4000 SH SOLE 0 0 4000 BLACKSTONE INC COM 09260D107 BBG001S7H949 2075525 16960 SH SOLE 0 0 16960 BLOCK INC CL A 852234103 BBG001TFLWL5 301768 4370 SH SOLE 0 0 4370 BOEING CO COM 097023105 BBG001S5P0V3 546163 2350 SH SOLE 0 0 2350 BRISTOL-MYERS SQUIBB CO COM 110122108 BBG001S8N8J6 644973 12457 SH SOLE 0 0 12457 BROADCOM INC COM 11135F101 BBG00KHY5SY8 2183890 2035 SH SOLE 0 0 2035 CANADIAN PACIFIC KANSAS CITY COM 13646K108 BBG001S7F4Z8 1209818 15354 SH SOLE 0 0 15354 CELANESE CORP DEL COM 150870103 BBG001SJDDG5 745600 5000 SH SOLE 0 0 5000 CHARTER COMMUNICATIONS INC N CL A 16119P108 BBG001T3TDG2 455027 1213 SH SOLE 0 0 1213 CIENA CORP COM NEW 171779309 BBG001S61J73 284490 6000 SH SOLE 0 0 6000 CINTAS CORP COM 172908105 BBG001S7CRG1 7235342 12423 SH SOLE 0 0 12423 CISCO SYS INC COM 17275R102 BBG001S6HC62 341900 6775 SH SOLE 0 0 6775 CLEAR CHANNEL OUTDOOR HLDGS COM 18453H106 BBG001SY0WV7 26354 15840 SH SOLE 0 0 15840 CLOROX CO DEL COM 189054109 BBG001S5PX50 310304 2183 SH SOLE 0 0 2183 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 BBG001S5STN6 440970 6000 SH SOLE 0 0 6000 COLGATE PALMOLIVE CO COM 194162103 BBG001S5PVM5 358784 4475 SH SOLE 0 0 4475 COLLABORATIVE INVESTMNT SER RAREVIEW TAX ADV 19423L714 BBG00XY921R6 387069 18475 SH SOLE 0 0 18475 COMCAST CORP NEW CL A 20030N101 BBG001S5PXL2 452253 10377 SH SOLE 0 0 10377 CONOCOPHILLIPS COM 20825C104 BBG001S5TZM2 708896 6212 SH SOLE 0 0 6212 CRINETICS PHARMACEUTICALS IN COM 22663K107 BBG00BC592C3 662532 18600 SH SOLE 0 0 18600 CSX CORP COM 126408103 BBG001S5Q7Q3 779688 22500 SH SOLE 0 0 22500 CVS HEALTH CORP COM 126650100 BBG001S5QBD8 447476 5547 SH SOLE 0 0 5547 CYTOKINETICS INC COM NEW 23282W605 BBG001SGMVF2 2292054 21505 SH SOLE 0 0 21505 DATADOG INC CL A COM 23804L103 BBG003NJHZW5 996335 8361 SH SOLE 0 0 8361 DEXCOM INC COM 252131107 BBG001SKZG99 518480 4000 SH SOLE 0 0 4000 DISNEY WALT CO COM 254687106 BBG001S5QHF3 1291136 14103 SH SOLE 0 0 14103 DROPBOX INC CL A 26210C104 BBG001TFLWN3 384301 12970 SH SOLE 0 0 12970 ECOLAB INC COM 278865100 BBG001S5QRB5 1123680 5752 SH SOLE 0 0 5752 EDWARDS LIFESCIENCES CORP COM 28176E108 BBG001SF2288 302770 4020 SH SOLE 0 0 4020 ELECTRONIC ARTS INC COM 285512109 BBG001S5T5C9 730126 5350 SH SOLE 0 0 5350 ELEVANCE HEALTH INC COM 036752103 BBG001S6KBQ8 909425 1900 SH SOLE 0 0 1900 ELI LILLY & CO COM 532457108 BBG001S5STL8 1994011 3200 SH SOLE 0 0 3200 ENERGY TRANSFER L P COM UT LTD PTN 29273V100 BBG001SDHNW4 658576 47156 SH SOLE 0 0 47156 ENTERPRISE PRODS PARTNERS L COM 293792107 BBG001S9P0Z1 236577 8816 SH SOLE 0 0 8816 ERASCA INC COM 29479A108 BBG00MTSR892 1252473 575189 SH SOLE 0 0 575189 EXACT SCIENCES CORP COM 30063P105 BBG001SGCLB9 336750 4800 SH SOLE 0 0 4800 EXXON MOBIL CORP COM 30231G102 BBG001S69V32 695345 6923 SH SOLE 0 0 6923 FEDEX CORP COM 31428X106 BBG001S5R3M5 793652 3200 SH SOLE 0 0 3200 FRONTIER COMMUNICATIONS PARE COM 35909D109 BBG010MVVVX6 1997034 81777 SH SOLE 0 0 81777 GENERAL DYNAMICS CORP COM 369550108 BBG001S5RHP1 759540 3000 SH SOLE 0 0 3000 GENERAL ELECTRIC CO COM NEW 369604301 BBG001S5PVD5 849600 6674 SH SOLE 0 0 6674 GOLDMAN SACHS GROUP INC COM 38141G104 BBG001SC07Z6 2234737 5762 SH SOLE 0 0 5762 GSK PLC SPONSORED ADR 37733W204 BBG001SD6SM6 505408 12800 SH SOLE 0 0 12800 HALEON PLC SPON ADS 405552100 BBG018GZNDB0 138160 16000 SH SOLE 0 0 16000 HCA HEALTHCARE INC COM 40412C101 BBG001T8NTY2 1046140 3730 SH SOLE 0 0 3730 HEWLETT PACKARD ENTERPRISE C COM 42824C109 BBG0078W3NP4 460850 26000 SH SOLE 0 0 26000 HP INC COM 40434L105 BBG001S6W7N7 465038 15000 SH SOLE 0 0 15000 INCYTE CORP COM 45337C102 BBG001S8Q6N2 327400 5000 SH SOLE 0 0 5000 INTEL CORP COM 458140100 BBG001S5SF65 726086 15010 SH SOLE 0 0 15010 INTUIT COM 461202103 BBG001S6TWR2 2648462 4426 SH SOLE 0 0 4426 INVESCO EXCHANGE TRADED FD T S&P 100 EQL WIGH 46137V449 BBG001SS30F5 4127249 46977 SH SOLE 0 0 46977 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 BBG00KJR2NN7 5030910 32030 SH SOLE 0 0 32030 INVESCO QQQ TR UNIT SER 1 46090E103 BBG001S9GN63 3654254 9032 SH SOLE 0 0 9032 IOVANCE BIOTHERAPEUTICS INC COM 462260100 BBG001T2PM32 151730 16200 SH SOLE 0 0 16200 ISHARES TR CORE S&P500 ETF 464287200 BBG001SFB7R6 1426329 2997 SH SOLE 0 0 2997 ISHARES TR EXPANDED TECH 464287515 BBG001S7W2J1 815701 2056 SH SOLE 0 0 2056 ISHARES TR RUS MID CAP ETF 464287499 BBG001SJCNS1 444934 5784 SH SOLE 0 0 5784 J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 46641Q332 BBG00TSG0SK6 551175 10015 SH SOLE 0 0 10015 JAZZ PHARMACEUTICALS PLC SHS USD G50871105 BBG001SNW8K1 450085 3600 SH SOLE 0 0 3600 JOHNSON & JOHNSON COM 478160104 BBG001S5SHQ9 642680 4000 SH SOLE 0 0 4000 JPMORGAN CHASE & CO COM 46625H100 BBG001S8CRC3 1516231 8861 SH SOLE 0 0 8861 KINDER MORGAN INC DEL COM 49456B101 BBG001TG2YZ5 633253 35093 SH SOLE 0 0 35093 KINSALE CAP GROUP INC COM 49714P108 BBG00D8JDB02 1027305 2850 SH SOLE 0 0 2850 KLA CORP COM NEW 482480100 BBG001S5SLM4 980718 1750 SH SOLE 0 0 1750 KONINKLIJKE PHILIPS N V NY REGIS SHS NEW 500472303 BBG001S5V5G2 213193 8837 SH SOLE 0 0 8837 KROGER CO COM 501044101 BBG001S5SN40 688125 15000 SH SOLE 0 0 15000 KURA ONCOLOGY INC COM 50127T109 BBG008974351 229809 14900 SH SOLE 0 0 14900 LAM RESEARCH CORP COM 512807108 BBG001S5SW40 3198052 4242 SH SOLE 0 0 4242 LITTELFUSE INC COM 537008104 BBG001S744B6 504860 2000 SH SOLE 0 0 2000 LOCKHEED MARTIN CORP COM 539830109 BBG001S7PS57 457458 1000 SH SOLE 0 0 1000 LOEWS CORP COM 540424108 BBG001S6KQC0 355000 5000 SH SOLE 0 0 5000 LOWES COS INC COM 548661107 BBG001S5SVL3 1230460 5674 SH SOLE 0 0 5674 LULULEMON ATHLETICA INC COM 550021109 BBG001STBM75 1571535 3197 SH SOLE 0 0 3197 MASTERCARD INCORPORATED CL A 57636Q104 BBG001SKNNS6 1512109 3593 SH SOLE 0 0 3593 MCKESSON CORP COM 58155Q103 BBG001S8F8P8 1602275 3370 SH SOLE 0 0 3370 MEDTRONIC PLC SHS G5960L103 BBG001S5T2S9 410196 4744 SH SOLE 0 0 4744 MERCK & CO INC COM 58933Y105 BBG001S5TC52 527736 4517 SH SOLE 0 0 4517 MERUS N V COM N5749R100 BBG00B8LXMT4 811259 24870 SH SOLE 0 0 24870 META PLATFORMS INC CL A 30303M102 BBG001SQCQC5 1430316 4002 SH SOLE 0 0 4002 MICROSOFT CORP COM 594918104 BBG001S5TD05 3297743 8807 SH SOLE 0 0 8807 MOLINA HEALTHCARE INC COM 60855R100 BBG001SKBQ20 933194 2478 SH SOLE 0 0 2478 MONDELEZ INTL INC CL A 609207105 BBG001SHHZJ3 1439766 19524 SH SOLE 0 0 19524 MOTOROLA SOLUTIONS INC COM NEW 620076307 BBG001S5T9L1 1446014 4643 SH SOLE 0 0 4643 MURPHY USA INC COM 626755102 BBG001Z0Q6V2 645660 1700 SH SOLE 0 0 1700 NETEASE INC SPONSORED ADS 64110W102 BBG001SCVWD1 534139 5925 SH SOLE 0 0 5925 NIKE INC CL B 654106103 BBG001S6NTK2 403461 3900 SH SOLE 0 0 3900 NOVARTIS AG SPONSORED ADR 66987V109 BBG001SF5LW6 213840 2000 SH SOLE 0 0 2000 NUCOR CORP COM 670346105 BBG001S5TRV0 931970 5426 SH SOLE 0 0 5426 NVIDIA CORPORATION COM 67066G104 BBG001S5TZJ6 11905605 22976 SH SOLE 0 0 22976 OCCIDENTAL PETE CORP COM 674599105 BBG001S5TZG9 708886 12203 SH SOLE 0 0 12203 ONEOK INC NEW COM 682680103 BBG001S5TWK1 263301 3701 SH SOLE 0 0 3701 ORACLE CORP COM 68389X105 BBG001S5SJG6 1929071 18460 SH SOLE 0 0 18460 P3 HEALTH PARTNERS INC COM CL A 744413105 BBG00YVGXT50 167731 122998 SH SOLE 0 0 122998 PAYPAL HLDGS INC COM 70450Y103 BBG0077VNXW5 679739 11046 SH SOLE 0 0 11046 PEPSICO INC COM 713448108 BBG001S695T1 593285 3500 SH SOLE 0 0 3500 PHILIP MORRIS INTL INC COM 718172109 BBG001STP9N1 1400784 14563 SH SOLE 0 0 14563 PIMCO ETF TR INTER MUN BD ACT 72201R866 BBG001SF6Y39 312029 5913 SH SOLE 0 0 5913 PIONEER NAT RES CO COM 723787107 BBG001S7V1J4 2702278 12000 SH SOLE 0 0 12000 PNC FINL SVCS GROUP INC COM 693475105 BBG001S5V947 614981 3920 SH SOLE 0 0 3920 PRA GROUP INC COM 69354N106 BBG001SB1G41 323471 13421 SH SOLE 0 0 13421 PROCTER AND GAMBLE CO COM 742718109 BBG001S5V4L9 905010 6096 SH SOLE 0 0 6096 PROSHARES TR BITCOIN STRATE 74347G440 BBG0131STKH5 290788 12686 SH SOLE 0 0 12686 PURECYCLE TECHNOLOGIES INC COM 74623V103 BBG00YRJF230 529974 169673 SH SOLE 0 0 169673 RESMED INC COM 761152107 BBG001SBGRC2 794420 4600 SH SOLE 0 0 4600 RESTAURANT BRANDS INTL INC COM 76131D103 BBG0076WG2T4 796673 10250 SH SOLE 0 0 10250 RIVIAN AUTOMOTIVE INC COM CL A 76954A103 BBG00741Y1P0 2437579 125000 SH SOLE 0 0 125000 ROCKET PHARMACEUTICALS INC COM 77313F106 BBG001T92156 813814 27709 SH SOLE 0 0 27709 RTX CORPORATION COM 75513E101 BBG001S5X5Q9 742771 8630 SH SOLE 0 0 8630 SALESFORCE INC COM 79466L302 BBG001SDLP09 1480475 5685 SH SOLE 0 0 5685 SCHWAB CHARLES CORP COM 808513105 BBG001S5VXD4 271200 4000 SH SOLE 0 0 4000 SERVICENOW INC COM 81762P102 BBG001T4JFC0 711294 1021 SH SOLE 0 0 1021 SPDR S&P 500 ETF TR TR UNIT 78462F103 BBG001S72SM3 6616517 13966 SH SOLE 0 0 13966 SPDR SER TR S&P REGL BKG 78464A698 BBG001SMH2R6 282353 5433 SH SOLE 0 0 5433 SPRINGWORKS THERAPEUTICS INC COM 85205L107 BBG00Q011TX8 458752 11200 SH SOLE 0 0 11200 STARBUCKS CORP COM 855244109 BBG001S72KH6 472175 5000 SH SOLE 0 0 5000 STRYKER CORPORATION COM 863667101 BBG001S8FR03 677120 2266 SH SOLE 0 0 2266 SYNOPSYS INC COM 871607107 BBG001S5VTR8 217556 437 SH SOLE 0 0 437 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 BBG001S9TN41 770015 4860 SH SOLE 0 0 4860 TARGET CORP COM 87612E106 BBG001SC0K41 413521 2922 SH SOLE 0 0 2922 TEXAS INSTRS INC COM 882508104 BBG001S5WYZ7 942847 5605 SH SOLE 0 0 5605 THE CIGNA GROUP COM 125523100 BBG00KXRCDQ9 1093781 3493 SH SOLE 0 0 3493 THERMO FISHER SCIENTIFIC INC COM 883556102 BBG001S5WS08 922385 1700 SH SOLE 0 0 1700 UNION PAC CORP COM 907818108 BBG001S5X2M0 478740 2000 SH SOLE 0 0 2000 UNIQURE NV SHS N90064101 BBG005SSJYG4 462564 68070 SH SOLE 0 0 68070 UNITED STATES STL CORP NEW COM 912909108 BBG001S5XL75 3664479 75692 SH SOLE 0 0 75692 UNITEDHEALTH GROUP INC COM 91324P102 BBG001S6WCJ1 621585 1163 SH SOLE 0 0 1163 UNIVERSAL HLTH SVCS INC CL B 913903100 BBG001S6S976 445479 2890 SH SOLE 0 0 2890 US BANCORP DEL COM NEW 902973304 BBG001S6T8C1 330939 7560 SH SOLE 0 0 7560 VANGUARD INDEX FDS TOTAL STK MKT 922908769 BBG001SHTB03 3698719 15666 SH SOLE 0 0 15666 VERIZON COMMUNICATIONS INC COM 92343V104 BBG001S67QY1 460697 11493 SH SOLE 0 0 11493 VERTIV HOLDINGS CO COM CL A 92537N108 BBG00L2B8LM7 338013 7000 SH SOLE 0 0 7000 VESTIS CORPORATION COM SHS 29430C102 BBG001SGVMS8 217254 10460 SH SOLE 0 0 10460 VISA INC COM CL A 92826C839 BBG001SRCFY3 1487442 5685 SH SOLE 0 0 5685 WALGREENS BOOTS ALLIANCE INC COM 931427108 BBG001S5XBY7 605472 23748 SH SOLE 0 0 23748 WHITEHORSE FIN INC COM 96524V106 BBG003CNYJ19 402362 31287 SH SOLE 0 0 31287 WORKDAY INC CL A 98138H101 BBG001T21KQ7 1434221 5250 SH SOLE 0 0 5250 XENON PHARMACEUTICALS INC COM 98420N105 BBG002VBMLS5 1027055 21500 SH SOLE 0 0 21500 ZEBRA TECHNOLOGIES CORPORATI CL A 989207105 BBG001S6SX73 696356 2677 SH SOLE 0 0 2677