Authorized Person

0001053906-23-000011.txt : 20231113 0001053906-23-000011.hdr.sgml : 20231113 20231113142346 ACCESSION NUMBER: 0001053906-23-000011 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231113 DATE AS OF CHANGE: 20231113 EFFECTIVENESS DATE: 20231113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Artal Group S.A. CENTRAL INDEX KEY: 0001053906 IRS NUMBER: 000000000 STATE OF INCORPORATION: N4 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15027 FILM NUMBER: 231397708 BUSINESS ADDRESS: STREET 1: VALLEY PARK STREET 2: 44, RUE DE LA VALLEE CITY: LUXEMBOURG STATE: N4 ZIP: L-2661 BUSINESS PHONE: (352) 22.42.59-1 MAIL ADDRESS: STREET 1: VALLEY PARK STREET 2: 44, RUE DE LA VALLEE CITY: LUXEMBOURG STATE: N4 ZIP: L-2661 FORMER COMPANY: FORMER CONFORMED NAME: ARTAL GROUP S A DATE OF NAME CHANGE: 19980128 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001053906 XXXXXXXX 09-30-2023 09-30-2023 false Artal Group S.A.

VALLEY PARK 44, RUE DE LA VALLEE LUXEMBOURG N4 L-2661

13F HOLDINGS REPORT 028-15027 Y The Reporting Manager does not have formal investment discretion with respect to all of the securities in the indicated rows in the Form 13F Information Table, but may be deemed to be part of a group exercising such investment discretion. Such group, if any, would include the managers identified in the column captioned "Other Managers" relating to a given issuer. The filing of this report shall not be deemed an admission, for purposes of Section 13(f), 13(d), 13(g), or 16(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules thereunder, or for any other purpose, that the Reporting Manager or any Other Manager exercises investment discretion or is a member of such a group with respect to such securities. Reference is made to reports filed under Sections 13(d), 13(g), and 16(a) for additional information with respect to such beneficial ownership and/or pecuniary interest of the Reporting Manager, any Other Manager and related entities. Anne Goffard Authorized Person 352224259-1 /s/ Anne Goffard Luxembourg N4 11-13-2023 5 105 2332347 1 0001460840 028-15028 Stichting Administratiekantoor Westend 2 0001283968 028-15029 Westend S.A. 3 0001522131 028-15031 Artal International Management S.A. 4 0001218180 028-15033 Artal International S.C.A. 5 0001340096 028-11522 Invus Public Equities Advisors, LLC INFORMATION TABLE 2 infotable.xml 23ANDME HOLDING CO CLASS A COM 90138Q108 646 661009 SH DFND 1,2,3,4,5 661009 0 0 ACELYRIN INC COM 00445A100 25113 2469279 SH DFND 1,2,3,4,5 2469279 0 0 ACHILLES THERAPEUTICS PLC SPONSORED ADS 00449L102 2052 2255375 SH DFND 1,2,3,4,5 2255375 0 0 ADAGENE INC ADS 005329107 1530 1000000 SH DFND 1,2,3,4,5 1000000 0 0 ADAPTIMMUNE THERAPEUTICS PLC SPONSORED ADR 00653A107 884 1133775 SH DFND 1,2,3,4,5 1133775 0 0 ADVANCED MICRO DEVICES INC COM 007903107 617 6000 SH DFND 1,2,3,4,5 6000 0 0 AGENUS INC COM NEW 00847G705 17663 15631235 SH DFND 1,2,3,4,5 15631235 0 0 ALLOVIR INC COM 019818103 14184 6597167 SH DFND 1,2,3,4,5 6597167 0 0 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 166 936 SH DFND 1,2,3,4,5 936 0 0 ALPHABET INC CAP STK CL A 02079K305 720 5500 SH DFND 1,2,3,4,5 5500 0 0 ALPINE IMMUNE SCIENCES INC COM 02083G100 13660 1193030 SH DFND 1,2,3,4,5 1193030 0 0 AMAZON COM INC COM 023135106 1525 12000 SH DFND 1,2,3,4,5 12000 0 0 AMICUS THERAPEUTICS INC COM 03152W109 49401 4062567 SH DFND 1,2,3,4,5 4062567 0 0 AMICUS THERAPEUTICS INC COM 03152W109 6080 500000 SH Call DFND 1,2,3,4,5 500000 0 0 APELLIS PHARMACEUTICALS INC COM 03753U106 63320 1664572 SH DFND 1,2,3,4,5 1664572 0 0 ARROWHEAD PHARMACEUTICALS IN COM 04280A100 146 5440 SH DFND 1,2,3,4,5 5440 0 0 AURINIA PHARMACEUTICALS INC COM 05156V102 7770 1000000 SH DFND 1,2,3,4,5 1000000 0 0 AVIDITY BIOSCIENCES INC COM 05370A108 1914 300000 SH DFND 1,2,3,4,5 300000 0 0 BEAM THERAPEUTICS INC COM 07373V105 264 10975 SH DFND 1,2,3,4,5 10975 0 0 BEIGENE LTD SPONSORED ADR 07725L102 72656 403934 SH DFND 1,2,3,4,5 403934 0 0 BLACK DIAMOND THERAPEUTICS I COM 09203E105 5874 2046517 SH DFND 1,2,3,4,5 2046517 0 0 BLOCK INC CL A 852234103 686 15500 SH DFND 1,2,3,4,5 15500 0 0 CARIBOU BIOSCIENCES INC COM 142038108 504 105347 SH DFND 1,2,3,4,5 105347 0 0 CAVA GROUP INC COM 148929102 980405 32007990 SH DFND 1,2,3,4 32007990 0 0 CEREVEL THERAPEUTICS HLDNG I COM 15678U128 35776 1638858 SH DFND 1,2,3,4,5 1638858 0 0 CROWDSTRIKE HLDGS INC CL A 22788C105 335 2000 SH DFND 1,2,3,4,5 2000 0 0 CURIS INC COM 231269309 692 105000 SH DFND 1,2,3,4,5 105000 0 0 CYCLERION THERAPEUTICS INC COM 23255M204 473 138403 SH DFND 1,2,3,4,5 138403 0 0 CYCLERION THERAPEUTICS INC COM 23255M105 2 552 SH DFND 1,2,3,4 552 0 0 CYTOKINETICS INC COM NEW 23282W605 44745 1518831 SH DFND 1,2,3,4,5 1518831 0 0 DATADOG INC CL A COM 23804L103 1048 11500 SH DFND 1,2,3,4,5 11500 0 0 DAY ONE BIOPHARMACEUTICALS I COM 23954D109 6135 500000 SH DFND 1,2,3,4,5 500000 0 0 DENALI THERAPEUTICS INC COM 24823R105 16564 802899 SH DFND 1,2,3,4,5 802899 0 0 DYNE THERAPEUTICS INC COM 26818M108 7303 815085 SH DFND 1,2,3,4,5 815085 0 0 ERASCA INC COM 29479A108 9301 4721194 SH DFND 1,2,3,4,5 4721194 0 0 FOGHORN THERAPEUTICS INC COM 344174107 8604 1720720 SH DFND 1,2,3,4,5 1720720 0 0 FUSION PHARMACEUTICALS INC COM 36118A100 4485 1725000 SH DFND 1,2,3,4,5 1725000 0 0 GENERATION BIO CO COM 37148K100 10666 2814191 SH DFND 1,2,3,4,5 2814191 0 0 GERON CORP COM 374163103 11800 5565889 SH DFND 1,2,3,4,5 5565889 0 0 GLYCOMIMETICS INC COM 38000Q102 12884 8589064 SH DFND 1,2,3,4,5 8589064 0 0 GOSSAMER BIO INC COM 38341P102 5330 6399819 SH DFND 1,2,3,4,5 6399819 0 0 HARPOON THERAPEUTICS INC COM NEW 41358P205 403 100000 SH DFND 1,2,3,4,5 100000 0 0 HIPPO HLDGS INC COM NEW 433539202 191 24000 SH DFND 1,2,3,4,5 24000 0 0 HOOKIPA PHARMA INC COM 43906K100 3491 5666410 SH DFND 1,2,3,4,5 5666410 0 0 IGM BIOSCIENCES INC COM 449585108 21061 2522244 SH DFND 1,2,3,4,5 4209744 0 0 IKENA ONCOLOGY INC COM 45175G108 8008 1849513 SH DFND 1,2,3,4,5 1849513 0 0 I MAB SPONSORED ADS 44975P103 1122 850000 SH DFND 1,2,3,4,5 850000 0 0 IMMUNOGEN INC COM 45253H101 23997 1512113 SH DFND 1,2,3,4,5 1512113 0 0 INTAPP INC COM 45827U109 335 10000 SH DFND 1,2,3,4,5 10000 0 0 INTELLIA THERAPEUTICS INC COM 45826J105 8730 276077 SH DFND 1,2,3,4,5 276077 0 0 IRONWOOD PHARMACEUTICALS INC COM CL A 46333X108 1064 110532 SH DFND 1,2,3,4 110532 0 0 ITEOS THERAPEUTICS INC COM 46565G104 4380 400000 SH DFND 1,2,3,4,5 400000 0 0 KANZHUN LIMITED SPONSORED ADS 48553T106 3337 220000 SH DFND 1,2,3,4,5 220000 0 0 KE HLDGS INC SPONSORED ADS 482497104 4268 275000 SH DFND 1,2,3,4,5 275000 0 0 KINETA INC COM 49461C102 106 31055 SH DFND 1,2,3,4,5 31055 0 0 KRONOS BIO INC COM 50107A104 2006 1542954 SH DFND 1,2,3,4,5 1542954 0 0 KURA ONCOLOGY INC COM 50127T109 18405 2018056 SH DFND 1,2,3,4,5 2018056 0 0 KYMERA THERAPEUTICS INC COM 501575104 25094 1805346 SH DFND 1,2,3,4,5 1805346 0 0 LAVA THERAPEUTICS NV SHS N51517105 294 200000 SH DFND 1,2,3,4,5 200000 0 0 LEXICON PHARMACEUTICALS INC COM NEW 528872302 3833 3516214 SH DFND 1,2,3,4,5 3516214 0 0 LEXICON PHARMACEUTICALS INC COM NEW 528872302 124300 114037070 SH DFND 1,2,3,4 114037070 0 0 MICROSOFT CORP COM 594918104 1737 5500 SH DFND 1,2,3,4,5 5500 0 0 MINK THERAPEUTICS INC COM 603693102 2 1916 SH DFND 1,2,3,4,5 1916 0 0 MIRATI THERAPEUTICS INC COM 60468T105 88175 2024226 SH DFND 1,2,3,4,5 2024226 0 0 MIRATI THERAPEUTICS INC COM 60468T105 30492 700000 SH Call DFND 1,2,3,4,5 700000 0 0 MORPHIC HLDG INC COM 61775R105 48986 2138188 SH DFND 1,2,3,4,5 2138188 0 0 NANOBIOTIX SPONSORED ADS 63009J107 8750 1000000 SH DFND 1,2,3,4,5 1000000 0 0 NATERA INC COM 632307104 8850 200000 SH DFND 1,2,3,4,5 200000 0 0 NETFLIX INC COM 64110L106 485 1285 SH DFND 1,2,3,4,5 1285 0 0 NEUMORA THERAPEUTICS INC COM 640979100 39546 2802702 SH DFND 1,2,3,4,5 2802702 0 0 OMEGA THERAPEUTICS INC COM 68217N105 5446 2533045 SH DFND 1,2,3,4,5 2533045 0 0 OVID THERAPEUTICS INC COM 690469101 9600 2500000 SH DFND 1,2,3,4,5 2500000 0 0 PAYPAL HLDGS INC COM 70450Y103 292 5000 SH DFND 1,2,3,4,5 5000 0 0 PAYPAL HLDGS INC COM 70450Y103 1871 32000 SH Call DFND 1,2,3,4,5 32000 0 0 PEGASYSTEMS INC COM 705573103 326 7500 SH DFND 1,2,3,4,5 7500 0 0 PLIANT THERAPEUTICS INC COM 729139105 26 1490 SH DFND 1,2,3,4,5 1490 0 0 PROCORE TECHNOLOGIES INC COM 74275K108 294 4500 SH DFND 1,2,3,4,5 4500 0 0 RAYZEBIO INC COM 75525N107 12333 555556 SH DFND 1,2,3,4,5 555556 0 0 REPARE THERAPEUTICS INC COM 760273102 8456 700000 SH DFND 1,2,3,4,5 700000 0 0 REPLIMUNE GROUP INC COM 76029N106 8555 500000 SH DFND 1,2,3,4,5 500000 0 0 REVOLUTION MEDICINES INC COM 76155X100 70023 2529737 SH DFND 1,2,3,4,5 2529737 0 0 ROIVANT SCIENCES LTD SHS G76279101 11680 1000000 SH DFND 1,2,3,4,5 1000000 0 0 SAGIMET BIOSCIENCES INC COM SER A 786700104 8138 924771 SH DFND 1,2,3,4,5 924771 0 0 SCHOLAR ROCK HLDG CORP COM 80706P103 64322 9059507 SH DFND 1,2,3,4,5 9059507 0 0 SCHRODINGER INC COM 80810D103 14135 500000 SH DFND 1,2,3,4,5 500000 0 0 SEA LTD SPONSORED ADS 81141R100 17448 397000 SH DFND 1,2,3,4,5 397000 0 0 SEER INC COM CL A 81578P106 10498 4750000 SH DFND 1,2,3,4,5 4750000 0 0 SELECTA BIOSCIENCES INC COM 816212104 9685 9136635 SH DFND 1,2,3,4,5 9136635 0 0 SENTI BIOSCIENCES INC COM 81726A100 23 55555 SH DFND 1,2,3,4,5 55555 0 0 SILENCE THERAPEUTICS PLC ADS 82686Q101 24550 2500000 SH DFND 1,2,3,4,5 2500000 0 0 SOLID BIOSCIENCES INC COM NEW 83422E204 2291 909219 SH DFND 1,2,3,4,5 909219 0 0 SPRINGWORKS THERAPEUTICS INC COM 85205L107 42000 1816620 SH DFND 1,2,3,4,5 1816620 0 0 SQZ BIOTECHNOLOGIES CO COM 78472W104 129 1606309 SH DFND 1,2,3,4,5 1606309 0 0 SYROS PHARMACEUTICALS INC COM NEW 87184Q206 5829 1475744 SH DFND 1,2,3,4,5 1475744 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 8925 102699 SH DFND 1,2,3,4,5 102699 0 0 TAYSHA GENE THERAPIES INC COM SHS 877619106 11575 3663104 SH DFND 1,2,3,4,5 3663104 0 0 TALARIS THERAPEUTICS INC COM 87410C104 2569 914262 SH DFND 1,2,3,4,5 914262 0 0 VENTYX BIOSCIENCES INC COM 92332V107 14074 405239 SH DFND 1,2,3,4,5 405239 0 0 VERVE THERAPEUTICS INC COM 92539P101 3978 300000 SH DFND 1,2,3,4,5 300000 0 0 VIGIL NEUROSCIENCE INC COM 92673K108 10285 1908135 SH DFND 1,2,3,4,5 1908135 0 0 VIRIDIAN THERAPEUTICS INC COM 92790C104 7746 504978 SH DFND 1,2,3,4,5 504978 0 0 VISA INC COM CL A 92826C839 1725 7500 SH DFND 1,2,3,4,5 7500 0 0 VOR BIOPHARMA INC COM 929033108 5699 2688015 SH DFND 1,2,3,4,5 2688015 0 0 WAVE LIFE SCIENCES LTD SHS Y95308105 11500 2000000 SH DFND 1,2,3,4,5 2000000 0 0 XILIO THERAPEUTICS INC COM 98422T100 950 450000 SH DFND 1,2,3,4,5 450000 0 0