Authorized Person

0001053906-22-000002.txt : 20220211 0001053906-22-000002.hdr.sgml : 20220211 20220211113247 ACCESSION NUMBER: 0001053906-22-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220211 DATE AS OF CHANGE: 20220211 EFFECTIVENESS DATE: 20220211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Artal Group S.A. CENTRAL INDEX KEY: 0001053906 IRS NUMBER: 000000000 STATE OF INCORPORATION: N4 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15027 FILM NUMBER: 22618031 BUSINESS ADDRESS: STREET 1: VALLEY PARK STREET 2: 44, RUE DE LA VALLEE CITY: LUXEMBOURG STATE: N4 ZIP: L-2661 BUSINESS PHONE: (352) 22.42.59-1 MAIL ADDRESS: STREET 1: VALLEY PARK STREET 2: 44, RUE DE LA VALLEE CITY: LUXEMBOURG STATE: N4 ZIP: L-2661 FORMER COMPANY: FORMER CONFORMED NAME: ARTAL GROUP S A DATE OF NAME CHANGE: 19980128 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001053906 XXXXXXXX 12-31-2021 12-31-2021 false Artal Group S.A.

VALLEY PARK 44, RUE DE LA VALLEE LUXEMBOURG N4 L-2661

13F HOLDINGS REPORT 028-15027 Y The Reporting Manager does not have formal investment discretion with respect to all of the securities in the indicated rows in the Form 13F Information Table, but may be deemed to be part of a group exercising such investment discretion. Such group, if any, would include the managers identified in the column captioned "Other Managers" relating to a given issuer. The filing of this report shall not be deemed an admission, for purposes of Section 13(f), 13(d), 13(g), or 16(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules thereunder, or for any other purpose, that the Reporting Manager or any Other Manager exercises investment discretion or is a member of such a group with respect to such securities. Reference is made to reports filed under Sections 13(d), 13(g), and 16(a) for additional information with respect to such beneficial ownership and/or pecuniary interest of the Reporting Manager, any Other Manager and related entities. Effective as of February 9, 2022, in connection with an internal reorganization, Artal Treasury Ltd ceased to be the managing member of Invus Public Equities Advisors, LLC, and the Geneva branch of Artal International S.C.A., the sole stockholder of Artal Treasury Ltd, became the managing member of Invus Public Equities Advisors, LLC. Effective as of such date, Artal Treasury Ltd is no longer deemed to be one of the Other Managers. Anne Goffard Authorized Person 352224259-1 /s/ Anne Goffard Luxembourg N4 02-10-2022 7 152 3685363 1 0001460840 028-15028 Stichting Administratiekantoor Westend 2 0001283968 028-15029 Westend S.A. 3 0001522131 028-15031 Artal International Management S.A. 4 0001218180 028-15033 Artal International S.C.A. 5 0001766952 028-19088 Artal Treasury Ltd 6 0001340096 028-11522 Invus Public Equities Advisors, LLC 7 0001053905 028-19506 Artal Luxembourg S. A. INFORMATION TABLE 2 infotable.xml 111 INC ADS 68247Q102 3382 966349 SH DFND 1,2,3,4,5,6 966349 0 0 23ANDME HOLDING CO CLASS A COM 90138Q108 4402 661009 SH DFND 1,2,3,4,5,6 661009 0 0 AC IMMUNE SA SHS H00263105 4950 1000000 SH DFND 1,2,3,4,5,6 1000000 0 0 ACHILLES THERAPEUTICS PLC SPONSORED ADS 00449L102 11299 2255375 SH DFND 1,2,3,4,5,6 2255375 0 0 ADAGENE INC ADS 005329107 8068 1000000 SH DFND 1,2,3,4,5,6 1000000 0 0 ADVERUM BIOTECHNOLOGIES INC COM 00773U108 5280 3000000 SH DFND 1,2,3,4,5,6 3000000 0 0 AEGLEA BIOTHERAPEUTICS INC COM 00773J103 4964 1045000 SH DFND 1,2,3,4,5,6 1045000 0 0 AGENUS INC COM NEW 00847G705 20930 6500000 SH DFND 1,2,3,4,5,6 6500000 0 0 ALBIREO PHARMA INC COM 01345P106 13974 600000 SH DFND 1,2,3,4,5,6 600000 0 0 ALLOVIR INC COM 019818103 30064 2323371 SH DFND 1,2,3,4,5,6 2323371 0 0 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 110227 650000 SH DFND 1,2,3,4,5,6 650000 0 0 ALPINE IMMUNE SCIENCES INC COM 02083G100 8213 593030 SH DFND 1,2,3,4,5,6 593030 0 0 ALX 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200000 0 0 PORTAGE FINTECH ACQUISITN CO CLASS A ORD SHS G7185D106 3781 380000 SH DFND 1,2,3,4,5,6 380000 0 0 PRAXIS PRECISION MEDICINES I COM 74006W108 23640 1200000 SH DFND 1,2,3,4,5,6 1200000 0 0 PROTAGONIST THERAPEUTICS INC COM 74366E102 42750 1250000 SH DFND 1,2,3,4,5,6 1250000 0 0 RECURSION PHARMACEUTICALS IN CL A 75629V104 3426 200000 SH DFND 1,2,3,4,5,6 200000 0 0 RELAY THERAPEUTICS INC COM 75943R102 23033 750000 SH DFND 1,2,3,4,5,6 750000 0 0 REPARE THERAPEUTICS INC COM 760273102 14763 700000 SH DFND 1,2,3,4,5,6 700000 0 0 REPLIMUNE GROUP INC COM 76029N106 24390 900000 SH DFND 1,2,3,4,5,6 900000 0 0 RIGEL PHARMACEUTICALS INC COM NEW 766559603 851 321100 SH DFND 1,2,3,4,5,6 321100 0 0 RIVIAN AUTOMOTIVE INC COM CL A 76954A103 726 7000 SH DFND 1,2,3,4,5,6 7000 0 0 RUBIUS THERAPEUTICS INC COM 78116T103 35831 3701580 SH DFND 1,2,3,4,5,6 3701580 0 0 SAGE THERAPEUTICS INC COM 78667J108 42540 1000000 SH DFND 1,2,3,4,5,6 1000000 0 0 SAGE THERAPEUTICS INC COM 78667J108 10635 250000 SH 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