0000899243-20-029823.txt : 20201029
0000899243-20-029823.hdr.sgml : 20201029
20201029210815
ACCESSION NUMBER: 0000899243-20-029823
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201029
FILED AS OF DATE: 20201029
DATE AS OF CHANGE: 20201029
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Invus Public Equities, L.P.
CENTRAL INDEX KEY: 0001340097
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39662
FILM NUMBER: 201274453
BUSINESS ADDRESS:
STREET 1: C/O THE INVUS GROUP, LLC
STREET 2: 750 LEXINGTON AVENUE, 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-317-7520
MAIL ADDRESS:
STREET 1: C/O THE INVUS GROUP, LLC
STREET 2: 750 LEXINGTON AVENUE, 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER NAME:
FORMER CONFORMED NAME: Invus Public Equities, LP
DATE OF NAME CHANGE: 20050928
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Minne Pascal
CENTRAL INDEX KEY: 0001460839
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39662
FILM NUMBER: 201274454
MAIL ADDRESS:
STREET 1: PLACE STE. GUDULE, 19
CITY: BRUXELLES
STATE: C9
ZIP: B-1000
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Artal International S.C.A.
CENTRAL INDEX KEY: 0001218180
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39662
FILM NUMBER: 201274455
BUSINESS ADDRESS:
STREET 1: VALLEY PARK
STREET 2: 44, RUE DE LA VALLEE
CITY: LUXEMBOURG
STATE: N4
ZIP: L-2661
BUSINESS PHONE: 352224259-1
MAIL ADDRESS:
STREET 1: VALLEY PARK
STREET 2: 44, RUE DE LA VALLEE
CITY: LUXEMBOURG
STATE: N4
ZIP: L-2661
FORMER NAME:
FORMER CONFORMED NAME: ARTAL INTERNATIONAL SCA
DATE OF NAME CHANGE: 20110531
FORMER NAME:
FORMER CONFORMED NAME: ARTAL INTERNATIONAL SA
DATE OF NAME CHANGE: 20030210
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Artal International Management S.A.
CENTRAL INDEX KEY: 0001522131
STATE OF INCORPORATION: N4
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39662
FILM NUMBER: 201274456
BUSINESS ADDRESS:
STREET 1: VALLEY PARK
STREET 2: 44, RUE DE LA VALLEE
CITY: LUXEMBOURG
STATE: N4
ZIP: L-2661
BUSINESS PHONE: 352224259-1
MAIL ADDRESS:
STREET 1: VALLEY PARK
STREET 2: 44, RUE DE LA VALLEE
CITY: LUXEMBOURG
STATE: N4
ZIP: L-2661
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Artal Group S.A.
CENTRAL INDEX KEY: 0001053906
STATE OF INCORPORATION: N4
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39662
FILM NUMBER: 201274457
BUSINESS ADDRESS:
STREET 1: VALLEY PARK
STREET 2: 44, RUE DE LA VALLEE
CITY: LUXEMBOURG
STATE: N4
ZIP: L-2661
BUSINESS PHONE: (352) 22.42.59-1
MAIL ADDRESS:
STREET 1: VALLEY PARK
STREET 2: 44, RUE DE LA VALLEE
CITY: LUXEMBOURG
STATE: N4
ZIP: L-2661
FORMER NAME:
FORMER CONFORMED NAME: ARTAL GROUP S A
DATE OF NAME CHANGE: 19980128
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Westend S.A.
CENTRAL INDEX KEY: 0001283968
STATE OF INCORPORATION: N4
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39662
FILM NUMBER: 201274458
BUSINESS ADDRESS:
STREET 1: VALLEY PARK
STREET 2: 44, RUE DE LA VALLEE
CITY: LUXEMBOURG
STATE: N4
ZIP: L-2661
BUSINESS PHONE: 3522242591
MAIL ADDRESS:
STREET 1: VALLEY PARK
STREET 2: 44, RUE DE LA VALLEE
CITY: LUXEMBOURG
STATE: N4
ZIP: L-2661
FORMER NAME:
FORMER CONFORMED NAME: WESTEND S.A.
DATE OF NAME CHANGE: 20120816
FORMER NAME:
FORMER CONFORMED NAME: WESTEND SA
DATE OF NAME CHANGE: 20040317
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Stichting Administratiekantoor Westend
CENTRAL INDEX KEY: 0001460840
STATE OF INCORPORATION: XX
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39662
FILM NUMBER: 201274459
BUSINESS ADDRESS:
STREET 1: CLAUDE DEBUSSYLAAN, 46
CITY: AMSTERDAM
STATE: P7
ZIP: 1082 MD
BUSINESS PHONE: 352-224-2591
MAIL ADDRESS:
STREET 1: CLAUDE DEBUSSYLAAN, 46
CITY: AMSTERDAM
STATE: P7
ZIP: 1082 MD
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Artal Treasury Ltd
CENTRAL INDEX KEY: 0001766952
STATE OF INCORPORATION: Y7
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39662
FILM NUMBER: 201274460
BUSINESS ADDRESS:
STREET 1: PO BOX 165, SUITE 4, BOROUGH HOUSE
STREET 2: RUE DU PRE
CITY: ST. PETER PORT
STATE: Y7
ZIP: GY1 3JJ
BUSINESS PHONE: 44(0)1481 740718
MAIL ADDRESS:
STREET 1: PO BOX 165, SUITE 4, BOROUGH HOUSE
STREET 2: RUE DU PRE
CITY: ST. PETER PORT
STATE: Y7
ZIP: GY1 3JJ
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Invus Public Equities Advisors, LLC
CENTRAL INDEX KEY: 0001340096
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39662
FILM NUMBER: 201274461
BUSINESS ADDRESS:
STREET 1: C/O THE INVUS GROUP, LLC
STREET 2: 750 LEXINGTON AVENUE, 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: (212) 371-1717
MAIL ADDRESS:
STREET 1: C/O THE INVUS GROUP, LLC
STREET 2: 750 LEXINGTON AVENUE, 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SQZ Biotechnologies Co
CENTRAL INDEX KEY: 0001604477
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 462431115
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 200 ARSENAL YARDS BLVD., STE. 210
CITY: WATERTOWN
STATE: MA
ZIP: 02472
BUSINESS PHONE: 617-898-8824
MAIL ADDRESS:
STREET 1: 200 ARSENAL YARDS BLVD., STE. 210
CITY: WATERTOWN
STATE: MA
ZIP: 02472
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2020-10-29
0
0001604477
SQZ Biotechnologies Co
SQZ
0001340097
Invus Public Equities, L.P.
750 LEXINGTON AVENUE 30TH FLOOR
NEW YORK
NY
10022
0
0
1
0
0001460839
Minne Pascal
8 CLOS DU BOCAGE, B-1332
GENVAL, BELGIUM
C9
BELGIUM
0
0
1
0
0001218180
Artal International S.C.A.
VALLEY PARK, 44,
RUE DE LA VALLEE
LUXEMBOURG
N4
L-2661
LUXEMBOURG
0
0
1
0
0001522131
Artal International Management S.A.
VALLEY PARK, 44,
RUE DE LA VALLEE
LUXEMBOURG
N4
L-2661
LUXEMBOURG
0
0
1
0
0001053906
Artal Group S.A.
VALLEY PARK, 44,
RUE DE LA VALLEE
LUXEMBOURG
N4
L-2661
LUXEMBOURG
0
0
1
0
0001283968
Westend S.A.
VALLEY PARK, 44,
RUE DE LA VALLEE
LUXEMBOURG
N4
L-2661
LUXEMBOURG
0
0
1
0
0001460840
Stichting Administratiekantoor Westend
CLAUDE DEBUSSYLAAN, 46
1082 MD AMSTERDAM
THE NETHERLANDS
P7
NETHERLANDS
0
0
1
0
0001766952
Artal Treasury Ltd
P.O. BOX 165
SUITE 4, BOROUGH HOUSE, RUE DU PRE
ST. PETER PORT
GY1 3JJ
0
0
1
0
0001340096
Invus Public Equities Advisors, LLC
750 LEXINGTON AVENUE 30TH FLOOR
NEW YORK
NY
10022
0
0
1
0
Series C Convertible Preferred Stock
Common Stock
888194
D
Series D Convertible Preferred Stock
Common Stock
253114
D
The Issuer's preferred stock is convertible into common stock on a 1.0530 for 1 basis at the holder's election and will automatically convert upon closing of the initial public offering of the Issuer's common stock. The shares have no expiration date.
The shares are held directly by Invus Public Equities, L.P. The general partner of Invus Public Equities, L.P. is Invus Public Equities Advisors, LLC. Artal Treasury Ltd is the managing member of Invus Public Equities Advisors, LLC. Artal Treasury Ltd is a wholly owned subsidiary of the Geneva branch of Artal International S.C.A. The managing partner of Artal International S.C.A. is Artal International Management S.A., which is a wholly owned subsidiary of Artal Group S.A. Westend S.A. is the parent company of Artal Group, S.A., and the majority stockholder of Westend S.A. is Stichting Administratiekantoor Westend ("Stichting").
(Continued from Footnote 2) Mr. Pascal Minne is the sole member of the board of Stichting. Each of the Reporting Persons, other than Invus Public Equities L.P., disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such reporting person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Exchange Act, each of the reporting persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Exchange Act or for any other purpose.
Invus Public Equities, L.P., By: Invus Public Equities Advisors, LLC, its General Partner, By: /s/ Raymond Debbane, President
2020-10-29
Invus Public Equities Advisors, LLC, By: /s/ Raymond Debbane, President
2020-10-29
Artal Treasury Ltd, By: /s/ Keith Le Poidevin, Director
2020-10-29
Artal International S.C.A., By: Artal International Management S.A., its Managing Partner, By: /s/ Anne Goffard, Managing Director
2020-10-29
Artal International Management S.A., By: /s/ Anne Goffard, Managing Director
2020-10-29
Artal Group S.A., By: /s/ Anne Goffard, Authorized Person
2020-10-29
Westend S.A., By: /s/ Pascal Minne, Director
2020-10-29
Stichting Administratiekantoor Westend, By: /s/ Pascal Minne, Sole Member of the Board
2020-10-29
/s/ Pascal Minne
2020-10-29