0000899243-20-029823.txt : 20201029 0000899243-20-029823.hdr.sgml : 20201029 20201029210815 ACCESSION NUMBER: 0000899243-20-029823 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201029 FILED AS OF DATE: 20201029 DATE AS OF CHANGE: 20201029 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Invus Public Equities, L.P. CENTRAL INDEX KEY: 0001340097 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39662 FILM NUMBER: 201274453 BUSINESS ADDRESS: STREET 1: C/O THE INVUS GROUP, LLC STREET 2: 750 LEXINGTON AVENUE, 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-317-7520 MAIL ADDRESS: STREET 1: C/O THE INVUS GROUP, LLC STREET 2: 750 LEXINGTON AVENUE, 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER NAME: FORMER CONFORMED NAME: Invus Public Equities, LP DATE OF NAME CHANGE: 20050928 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Minne Pascal CENTRAL INDEX KEY: 0001460839 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39662 FILM NUMBER: 201274454 MAIL ADDRESS: STREET 1: PLACE STE. GUDULE, 19 CITY: BRUXELLES STATE: C9 ZIP: B-1000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Artal International S.C.A. CENTRAL INDEX KEY: 0001218180 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39662 FILM NUMBER: 201274455 BUSINESS ADDRESS: STREET 1: VALLEY PARK STREET 2: 44, RUE DE LA VALLEE CITY: LUXEMBOURG STATE: N4 ZIP: L-2661 BUSINESS PHONE: 352224259-1 MAIL ADDRESS: STREET 1: VALLEY PARK STREET 2: 44, RUE DE LA VALLEE CITY: LUXEMBOURG STATE: N4 ZIP: L-2661 FORMER NAME: FORMER CONFORMED NAME: ARTAL INTERNATIONAL SCA DATE OF NAME CHANGE: 20110531 FORMER NAME: FORMER CONFORMED NAME: ARTAL INTERNATIONAL SA DATE OF NAME CHANGE: 20030210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Artal International Management S.A. CENTRAL INDEX KEY: 0001522131 STATE OF INCORPORATION: N4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39662 FILM NUMBER: 201274456 BUSINESS ADDRESS: STREET 1: VALLEY PARK STREET 2: 44, RUE DE LA VALLEE CITY: LUXEMBOURG STATE: N4 ZIP: L-2661 BUSINESS PHONE: 352224259-1 MAIL ADDRESS: STREET 1: VALLEY PARK STREET 2: 44, RUE DE LA VALLEE CITY: LUXEMBOURG STATE: N4 ZIP: L-2661 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Artal Group S.A. CENTRAL INDEX KEY: 0001053906 STATE OF INCORPORATION: N4 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39662 FILM NUMBER: 201274457 BUSINESS ADDRESS: STREET 1: VALLEY PARK STREET 2: 44, RUE DE LA VALLEE CITY: LUXEMBOURG STATE: N4 ZIP: L-2661 BUSINESS PHONE: (352) 22.42.59-1 MAIL ADDRESS: STREET 1: VALLEY PARK STREET 2: 44, RUE DE LA VALLEE CITY: LUXEMBOURG STATE: N4 ZIP: L-2661 FORMER NAME: FORMER CONFORMED NAME: ARTAL GROUP S A DATE OF NAME CHANGE: 19980128 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Westend S.A. CENTRAL INDEX KEY: 0001283968 STATE OF INCORPORATION: N4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39662 FILM NUMBER: 201274458 BUSINESS ADDRESS: STREET 1: VALLEY PARK STREET 2: 44, RUE DE LA VALLEE CITY: LUXEMBOURG STATE: N4 ZIP: L-2661 BUSINESS PHONE: 3522242591 MAIL ADDRESS: STREET 1: VALLEY PARK STREET 2: 44, RUE DE LA VALLEE CITY: LUXEMBOURG STATE: N4 ZIP: L-2661 FORMER NAME: FORMER CONFORMED NAME: WESTEND S.A. DATE OF NAME CHANGE: 20120816 FORMER NAME: FORMER CONFORMED NAME: WESTEND SA DATE OF NAME CHANGE: 20040317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stichting Administratiekantoor Westend CENTRAL INDEX KEY: 0001460840 STATE OF INCORPORATION: XX FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39662 FILM NUMBER: 201274459 BUSINESS ADDRESS: STREET 1: CLAUDE DEBUSSYLAAN, 46 CITY: AMSTERDAM STATE: P7 ZIP: 1082 MD BUSINESS PHONE: 352-224-2591 MAIL ADDRESS: STREET 1: CLAUDE DEBUSSYLAAN, 46 CITY: AMSTERDAM STATE: P7 ZIP: 1082 MD REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Artal Treasury Ltd CENTRAL INDEX KEY: 0001766952 STATE OF INCORPORATION: Y7 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39662 FILM NUMBER: 201274460 BUSINESS ADDRESS: STREET 1: PO BOX 165, SUITE 4, BOROUGH HOUSE STREET 2: RUE DU PRE CITY: ST. PETER PORT STATE: Y7 ZIP: GY1 3JJ BUSINESS PHONE: 44(0)1481 740718 MAIL ADDRESS: STREET 1: PO BOX 165, SUITE 4, BOROUGH HOUSE STREET 2: RUE DU PRE CITY: ST. PETER PORT STATE: Y7 ZIP: GY1 3JJ REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Invus Public Equities Advisors, LLC CENTRAL INDEX KEY: 0001340096 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39662 FILM NUMBER: 201274461 BUSINESS ADDRESS: STREET 1: C/O THE INVUS GROUP, LLC STREET 2: 750 LEXINGTON AVENUE, 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 371-1717 MAIL ADDRESS: STREET 1: C/O THE INVUS GROUP, LLC STREET 2: 750 LEXINGTON AVENUE, 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SQZ Biotechnologies Co CENTRAL INDEX KEY: 0001604477 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 462431115 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 ARSENAL YARDS BLVD., STE. 210 CITY: WATERTOWN STATE: MA ZIP: 02472 BUSINESS PHONE: 617-898-8824 MAIL ADDRESS: STREET 1: 200 ARSENAL YARDS BLVD., STE. 210 CITY: WATERTOWN STATE: MA ZIP: 02472 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2020-10-29 0 0001604477 SQZ Biotechnologies Co SQZ 0001340097 Invus Public Equities, L.P. 750 LEXINGTON AVENUE 30TH FLOOR NEW YORK NY 10022 0 0 1 0 0001460839 Minne Pascal 8 CLOS DU BOCAGE, B-1332 GENVAL, BELGIUM C9 BELGIUM 0 0 1 0 0001218180 Artal International S.C.A. VALLEY PARK, 44, RUE DE LA VALLEE LUXEMBOURG N4 L-2661 LUXEMBOURG 0 0 1 0 0001522131 Artal International Management S.A. VALLEY PARK, 44, RUE DE LA VALLEE LUXEMBOURG N4 L-2661 LUXEMBOURG 0 0 1 0 0001053906 Artal Group S.A. VALLEY PARK, 44, RUE DE LA VALLEE LUXEMBOURG N4 L-2661 LUXEMBOURG 0 0 1 0 0001283968 Westend S.A. VALLEY PARK, 44, RUE DE LA VALLEE LUXEMBOURG N4 L-2661 LUXEMBOURG 0 0 1 0 0001460840 Stichting Administratiekantoor Westend CLAUDE DEBUSSYLAAN, 46 1082 MD AMSTERDAM THE NETHERLANDS P7 NETHERLANDS 0 0 1 0 0001766952 Artal Treasury Ltd P.O. BOX 165 SUITE 4, BOROUGH HOUSE, RUE DU PRE ST. PETER PORT GY1 3JJ 0 0 1 0 0001340096 Invus Public Equities Advisors, LLC 750 LEXINGTON AVENUE 30TH FLOOR NEW YORK NY 10022 0 0 1 0 Series C Convertible Preferred Stock Common Stock 888194 D Series D Convertible Preferred Stock Common Stock 253114 D The Issuer's preferred stock is convertible into common stock on a 1.0530 for 1 basis at the holder's election and will automatically convert upon closing of the initial public offering of the Issuer's common stock. The shares have no expiration date. The shares are held directly by Invus Public Equities, L.P. The general partner of Invus Public Equities, L.P. is Invus Public Equities Advisors, LLC. Artal Treasury Ltd is the managing member of Invus Public Equities Advisors, LLC. Artal Treasury Ltd is a wholly owned subsidiary of the Geneva branch of Artal International S.C.A. The managing partner of Artal International S.C.A. is Artal International Management S.A., which is a wholly owned subsidiary of Artal Group S.A. Westend S.A. is the parent company of Artal Group, S.A., and the majority stockholder of Westend S.A. is Stichting Administratiekantoor Westend ("Stichting"). (Continued from Footnote 2) Mr. Pascal Minne is the sole member of the board of Stichting. Each of the Reporting Persons, other than Invus Public Equities L.P., disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such reporting person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Exchange Act, each of the reporting persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Exchange Act or for any other purpose. Invus Public Equities, L.P., By: Invus Public Equities Advisors, LLC, its General Partner, By: /s/ Raymond Debbane, President 2020-10-29 Invus Public Equities Advisors, LLC, By: /s/ Raymond Debbane, President 2020-10-29 Artal Treasury Ltd, By: /s/ Keith Le Poidevin, Director 2020-10-29 Artal International S.C.A., By: Artal International Management S.A., its Managing Partner, By: /s/ Anne Goffard, Managing Director 2020-10-29 Artal International Management S.A., By: /s/ Anne Goffard, Managing Director 2020-10-29 Artal Group S.A., By: /s/ Anne Goffard, Authorized Person 2020-10-29 Westend S.A., By: /s/ Pascal Minne, Director 2020-10-29 Stichting Administratiekantoor Westend, By: /s/ Pascal Minne, Sole Member of the Board 2020-10-29 /s/ Pascal Minne 2020-10-29