-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, V+eg0xL2ZlS1sg/P5lb+5G1nTYj/GepVRCIwQxLUc7fEOrvsU8Cb20IY8pK2gEhm SdmZUx6yc5AoTgAXBDAg1Q== 0000950129-02-003301.txt : 20020627 0000950129-02-003301.hdr.sgml : 20020627 20020627121724 ACCESSION NUMBER: 0000950129-02-003301 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 6 CONFORMED PERIOD OF REPORT: 20020430 FILED AS OF DATE: 20020627 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AIM EQUITY FUNDS CENTRAL INDEX KEY: 0000105377 IRS NUMBER: 132576643 STATE OF INCORPORATION: MD FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-01424 FILM NUMBER: 02688602 BUSINESS ADDRESS: STREET 1: ELEVEN GREENWAY PLZ STREET 2: STE 100 CITY: HOUSTON STATE: TX ZIP: 77046 BUSINESS PHONE: 7136261919 MAIL ADDRESS: STREET 1: AIM EQUITY FUNDS STREET 2: 11 GREENWAY PLZ STE 100 CITY: HOUSTON STATE: TX ZIP: 77046 FORMER COMPANY: FORMER CONFORMED NAME: COMPUFUND INC DATE OF NAME CHANGE: 19880616 FORMER COMPANY: FORMER CONFORMED NAME: AIM EQUITY FUNDS INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: WEINGARTEN EQUITY FUND INC DATE OF NAME CHANGE: 19880929 NSAR-A 1 answer.fil PAGE 1 000 A000000 04/30/2002 000 C000000 0000105377 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 AIM EQUITY FUNDS, INC. 001 B000000 811-1424 001 C000000 7136261919 002 A000000 11 GREENWAY PLAZA, SUITE 100 002 B000000 HOUSTON 002 C000000 TX 002 D010000 77046 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 13 007 C010100 1 007 C020100 AIM WEINGARTEN FUND 007 C030100 N 007 C010200 2 007 C020200 AIM CONSTELLATION FUND 007 C030200 N 007 C010300 3 007 C020300 AIM CHARTER FUND 007 C030300 N 007 C010400 4 007 C010500 5 007 C010600 6 007 C010700 7 007 C020700 AIM AGGRESSIVE GROWTH FUND 007 C030700 N 007 C010800 8 007 C010900 9 007 C011000 10 007 C021000 AIM BLUE CHIP FUND 007 C031000 N 007 C011100 11 007 C021100 AIM CAPITAL DEVELOPMENT FUND 007 C031100 N 007 C011200 12 007 C021200 AIM LARGE CAP GROWTH FUND 007 C031200 N 007 C011300 13 007 C021300 AIM DENT DEMOGRAPHIC TRENDS FUND 007 C031300 N PAGE 2 007 C011400 14 007 C021400 AIM LARGE CAP BASIC VALUE FUND 007 C031400 N 007 C011500 15 007 C021500 AIM MID CAP GROWTH FUND 007 C031500 N 007 C011600 16 007 C021600 AIM EMERGING GROWTH FUND 007 C031600 N 007 C011700 17 007 C021700 AIM CORE STRATEGIES FUND 007 C031700 N 007 C011800 18 007 C021800 AIM LARGE CAP CORE EQUITY FUND 007 C031800 N 007 C011900 19 007 C012000 20 012 A00AA01 AIM FUND SERVICES, INC. 012 B00AA01 84-5432 012 C01AA01 HOUSTON 012 C02AA01 TX 012 C03AA01 77210 012 C04AA01 4739 013 A00AA01 ERNST & YOUNG LLP 013 B01AA01 HOUSTON 013 B02AA01 TX 013 B03AA01 77010 013 B04AA01 2007 015 A00AA01 STATE STREET BANK & TRUST CO. 015 B00AA01 C 015 C01AA01 BOSTON 015 C02AA01 MA 015 C03AA01 02110 015 E01AA01 X 018 00AA00 Y 019 A00AA00 Y 019 B00AA00 86 019 C00AA00 AIMFUNDSAA 020 A000001 GOLDMAN SACHS & CO. 020 B000001 13-5108880 020 C000001 3551 020 A000002 WARBURG DILLON READ LLC 020 B000002 13-3340045 020 C000002 3239 020 A000003 MORGAN STANLEY DEAN WITTER & CO. 020 B000003 13-2655998 020 C000003 3096 020 A000004 SALOMON SMITH BARNEY INC. 020 B000004 11-2418191 020 C000004 2366 020 A000005 MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 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Y 070 A020300 N 070 B010300 Y 070 B020300 N 070 C010300 Y 070 C020300 N 070 D010300 Y 070 D020300 N 070 E010300 Y 070 E020300 N 070 F010300 Y 070 F020300 N 070 G010300 Y 070 G020300 N 070 H010300 Y 070 H020300 N 070 I010300 N PAGE 19 070 I020300 N 070 J010300 Y 070 J020300 Y 070 K010300 Y 070 K020300 Y 070 L010300 Y 070 L020300 Y 070 M010300 Y 070 M020300 N 070 N010300 Y 070 N020300 Y 070 O010300 Y 070 O020300 N 070 P010300 Y 070 P020300 Y 070 Q010300 N 070 Q020300 N 070 R010300 Y 070 R020300 N 071 A000300 3878931 071 B000300 4855190 071 C000300 4851354 071 D000300 80 072 A000300 6 072 B000300 73 072 C000300 30885 072 D000300 0 072 E000300 134 072 F000300 16634 072 G000300 0 072 H000300 0 072 I000300 6627 072 J000300 193 072 K000300 0 072 L000300 430 072 M000300 17 072 N000300 59 072 O000300 0 072 P000300 0 072 Q000300 223 072 R000300 35 072 S000300 38 072 T000300 15048 072 U000300 0 072 V000300 0 072 W000300 99 072 X000300 39403 072 Y000300 85 072 Z000300 -8226 072AA000300 761976 072BB000300 451849 PAGE 20 072CC010300 54102 072CC020300 0 072DD010300 0 072DD020300 0 072EE000300 0 073 A010300 0.0000 073 A020300 0.0000 073 B000300 0.0000 073 C000300 0.0000 074 A000300 358 074 B000300 0 074 C000300 0 074 D000300 21285 074 E000300 27815 074 F000300 4407326 074 G000300 0 074 H000300 0 074 I000300 526596 074 J000300 0 074 K000300 0 074 L000300 6077 074 M000300 46153 074 N000300 5035610 074 O000300 3949 074 P000300 3944 074 Q000300 0 074 R010300 0 074 R020300 0 074 R030300 0 074 R040300 62054 074 S000300 0 074 T000300 4965663 074 U010300 271726 074 U020300 177364 074 V010300 0.00 074 V020300 0.00 074 W000300 0.0000 074 X000300 420516 074 Y000300 45934 075 A000300 0 075 B000300 5271473 076 000300 0.00 008 A000701 AIM ADVISORS, INC. 008 B000701 A 008 C000701 801-12313 008 D010701 HOUSTON 008 D020701 TX 008 D030701 77046 011 A000701 AIM DISTRIBUTORS, INC. 011 B000701 8-21323 011 C010701 HOUSTON PAGE 21 011 C020701 TX 011 C030701 77046 024 000700 N 025 D000701 0 025 D000702 0 025 D000703 0 025 D000704 0 025 D000705 0 025 D000706 0 025 D000707 0 025 D000708 0 028 A010700 31845 028 A020700 0 028 A030700 0 028 A040700 52635 028 B010700 50888 028 B020700 0 028 B030700 0 028 B040700 78284 028 C010700 69562 028 C020700 0 028 C030700 0 028 C040700 94552 028 D010700 37119 028 D020700 0 028 D030700 0 028 D040700 67829 028 E010700 52680 028 E020700 0 028 E030700 0 028 E040700 89770 028 F010700 50944 028 F020700 0 028 F030700 0 028 F040700 100105 028 G010700 293038 028 G020700 0 028 G030700 0 028 G040700 483175 028 H000700 30077 029 000700 Y 030 A000700 1573 030 B000700 5.50 030 C000700 0.00 031 A000700 255 031 B000700 0 032 000700 1318 033 000700 0 034 000700 Y 035 000700 58 036 A000700 N PAGE 22 036 B000700 0 037 000700 N 038 000700 0 039 000700 N 040 000700 Y 041 000700 Y 042 A000700 0 042 B000700 0 042 C000700 100 042 D000700 0 042 E000700 0 042 F000700 0 042 G000700 0 042 H000700 0 043 000700 5300 044 000700 0 045 000700 Y 046 000700 N 047 000700 Y 048 000700 0.000 048 A010700 150000 048 A020700 0.800 048 B010700 0 048 B020700 0.000 048 C010700 0 048 C020700 0.000 048 D010700 0 048 D020700 0.000 048 E010700 0 048 E020700 0.000 048 F010700 0 048 F020700 0.000 048 G010700 0 048 G020700 0.000 048 H010700 0 048 H020700 0.000 048 I010700 0 048 I020700 0.000 048 J010700 0 048 J020700 0.000 048 K010700 150000 048 K020700 0.625 049 000700 N 050 000700 N 051 000700 N 052 000700 N 053 A000700 Y 053 B000700 Y 053 C000700 N 062 A000700 N 062 B000700 0.0 PAGE 23 062 C000700 0.0 062 D000700 0.0 062 E000700 0.0 062 F000700 0.0 062 G000700 0.0 062 H000700 0.0 062 I000700 0.0 062 J000700 0.0 062 K000700 0.0 062 L000700 0.0 062 M000700 0.0 062 N000700 0.0 062 O000700 0.0 062 P000700 0.0 062 Q000700 0.0 062 R000700 0.0 063 A000700 0 063 B000700 0.0 066 A000700 Y 066 B000700 N 066 C000700 N 066 D000700 Y 066 E000700 N 066 F000700 N 066 G000700 N 067 000700 N 068 A000700 N 068 B000700 N 069 000700 N 070 A010700 Y 070 A020700 N 070 B010700 Y 070 B020700 N 070 C010700 Y 070 C020700 N 070 D010700 Y 070 D020700 N 070 E010700 Y 070 E020700 N 070 F010700 Y 070 F020700 N 070 G010700 Y 070 G020700 N 070 H010700 Y 070 H020700 N 070 I010700 N 070 I020700 N 070 J010700 Y 070 J020700 N 070 K010700 Y 070 K020700 Y PAGE 24 070 L010700 Y 070 L020700 Y 070 M010700 Y 070 M020700 N 070 N010700 Y 070 N020700 Y 070 O010700 Y 070 O020700 N 070 P010700 Y 070 P020700 Y 070 Q010700 N 070 Q020700 N 070 R010700 Y 070 R020700 N 071 A000700 973606 071 B000700 1221171 071 C000700 2909616 071 D000700 33 072 A000700 6 072 B000700 0 072 C000700 3230 072 D000700 0 072 E000700 1006 072 F000700 9478 072 G000700 0 072 H000700 0 072 I000700 5140 072 J000700 120 072 K000700 0 072 L000700 243 072 M000700 10 072 N000700 85 072 O000700 0 072 P000700 0 072 Q000700 189 072 R000700 17 072 S000700 27 072 T000700 5300 072 U000700 0 072 V000700 0 072 W000700 60 072 X000700 20669 072 Y000700 27 072 Z000700 -16406 072AA000700 152429 072BB000700 368519 072CC010700 475189 072CC020700 0 072DD010700 0 072DD020700 0 072EE000700 0 PAGE 25 073 A010700 0.0000 073 A020700 0.0000 073 B000700 0.0000 073 C000700 0.0000 074 A000700 0 074 B000700 0 074 C000700 0 074 D000700 0 074 E000700 0 074 F000700 2841106 074 G000700 0 074 H000700 0 074 I000700 133896 074 J000700 12454 074 K000700 0 074 L000700 6490 074 M000700 554006 074 N000700 3547952 074 O000700 23635 074 P000700 1567 074 Q000700 0 074 R010700 0 074 R020700 0 074 R030700 0 074 R040700 562844 074 S000700 0 074 T000700 2959906 074 U010700 269282 074 U020700 46267 074 V010700 0.00 074 V020700 0.00 074 W000700 0.0000 074 X000700 286612 074 Y000700 553776 075 A000700 0 075 B000700 3004731 076 000700 0.00 008 A001001 AIM ADVISORS, INC. 008 B001001 A 008 C001001 801-12313 008 D011001 HOUSTON 008 D021001 TX 008 D031001 77046 011 A001001 AIM DISTRIBUTORS, INC. 011 B001001 8-21323 011 C011001 HOUSTON 011 C021001 TX 011 C031001 77046 024 001000 Y 025 A001001 GOLDMAN SACHS & CO. 025 B001001 13-5108880 PAGE 26 025 C001001 E 025 D001001 29531 025 A001002 J.P. MORGAN CHASE & CO. 025 B001002 13-3224016 025 C001002 E 025 D001002 52650 025 A001003 MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 025 B001003 13-5674085 025 C001003 E 025 D001003 41940 025 A001004 MORGAN STANLEY DEAN WITTER & CO. 025 B001004 13-2655998 025 C001004 E 025 D001004 57264 025 D001005 0 025 D001006 0 025 D001007 0 025 D001008 0 028 A011000 57652 028 A021000 0 028 A031000 0 028 A041000 84000 028 B011000 85095 028 B021000 0 028 B031000 0 028 B041000 106932 028 C011000 69197 028 C021000 0 028 C031000 0 028 C041000 99473 028 D011000 53793 028 D021000 0 028 D031000 0 028 D041000 101706 028 E011000 69463 028 E021000 0 028 E031000 0 028 E041000 108899 028 F011000 55899 028 F021000 0 028 F031000 0 028 F041000 140959 028 G011000 391099 028 G021000 0 028 G031000 0 028 G041000 641969 028 H001000 43645 029 001000 Y 030 A001000 2223 030 B001000 5.50 030 C001000 0.00 PAGE 27 031 A001000 349 031 B001000 0 032 001000 1874 033 001000 0 034 001000 Y 035 001000 63 036 A001000 N 036 B001000 0 037 001000 N 038 001000 0 039 001000 N 040 001000 Y 041 001000 Y 042 A001000 0 042 B001000 0 042 C001000 100 042 D001000 0 042 E001000 0 042 F001000 0 042 G001000 0 042 H001000 0 043 001000 15493 044 001000 0 045 001000 Y 046 001000 N 047 001000 Y 048 001000 0.000 048 A011000 350000 048 A021000 0.750 048 B011000 0 048 B021000 0.000 048 C011000 0 048 C021000 0.000 048 D011000 0 048 D021000 0.000 048 E011000 0 048 E021000 0.000 048 F011000 0 048 F021000 0.000 048 G011000 0 048 G021000 0.000 048 H011000 0 048 H021000 0.000 048 I011000 0 048 I021000 0.000 048 J011000 0 048 J021000 0.000 048 K011000 350000 048 K021000 0.625 049 001000 N 050 001000 N PAGE 28 051 001000 N 052 001000 N 053 A001000 Y 053 B001000 Y 053 C001000 N 062 A001000 N 062 B001000 0.0 062 C001000 0.0 062 D001000 0.0 062 E001000 0.0 062 F001000 0.0 062 G001000 0.0 062 H001000 0.0 062 I001000 0.0 062 J001000 0.0 062 K001000 0.0 062 L001000 0.0 062 M001000 0.0 062 N001000 0.0 062 O001000 0.0 062 P001000 0.0 062 Q001000 0.0 062 R001000 0.0 063 A001000 0 063 B001000 0.0 066 A001000 Y 066 B001000 N 066 C001000 N 066 D001000 Y 066 E001000 N 066 F001000 N 066 G001000 N 067 001000 N 068 A001000 N 068 B001000 N 069 001000 N 070 A011000 Y 070 A021000 N 070 B011000 Y 070 B021000 N 070 C011000 Y 070 C021000 N 070 D011000 Y 070 D021000 N 070 E011000 Y 070 E021000 N 070 F011000 Y 070 F021000 Y 070 G011000 Y 070 G021000 N 070 H011000 Y PAGE 29 070 H021000 N 070 I011000 N 070 I021000 N 070 J011000 Y 070 J021000 N 070 K011000 Y 070 K021000 Y 070 L011000 Y 070 L021000 Y 070 M011000 Y 070 M021000 Y 070 N011000 Y 070 N021000 Y 070 O011000 Y 070 O021000 N 070 P011000 Y 070 P021000 Y 070 Q011000 N 070 Q021000 N 070 R011000 Y 070 R021000 N 071 A001000 616730 071 B001000 949945 071 C001000 4320025 071 D001000 14 072 A001000 6 072 B001000 12 072 C001000 21278 072 D001000 0 072 E001000 174 072 F001000 14239 072 G001000 0 072 H001000 0 072 I001000 7738 072 J001000 143 072 K001000 0 072 L001000 399 072 M001000 14 072 N001000 90 072 O001000 0 072 P001000 0 072 Q001000 211 072 R001000 28 072 S001000 31 072 T001000 15493 072 U001000 0 072 V001000 0 072 W001000 85 072 X001000 38471 072 Y001000 39 072 Z001000 -16968 PAGE 30 072AA001000 45707 072BB001000 325532 072CC011000 238936 072CC021000 0 072DD011000 0 072DD021000 0 072EE001000 0 073 A011000 0.0000 073 A021000 0.0000 073 B001000 0.0000 073 C001000 0.0000 074 A001000 0 074 B001000 0 074 C001000 3991 074 D001000 0 074 E001000 0 074 F001000 3859363 074 G001000 0 074 H001000 0 074 I001000 171842 074 J001000 72778 074 K001000 0 074 L001000 5937 074 M001000 40028 074 N001000 4153939 074 O001000 40821 074 P001000 4195 074 Q001000 0 074 R011000 0 074 R021000 0 074 R031000 0 074 R041000 55747 074 S001000 0 074 T001000 4053176 074 U011000 175111 074 U021000 198250 074 V011000 0.00 074 V021000 0.00 074 W001000 0.0000 074 X001000 472380 074 Y001000 116210 075 A001000 0 075 B001000 4460734 076 001000 0.00 008 A001101 AIM ADVISORS, INC. 008 B001101 A 008 C001101 801-12313 008 D011101 HOUSTON 008 D021101 TX 008 D031101 77046 011 A001101 AIM DISTRIBUTORS, INC. PAGE 31 011 B001101 8-21323 011 C011101 HOUSTON 011 C021101 TX 011 C031101 77046 024 001100 N 025 D001101 0 025 D001102 0 025 D001103 0 025 D001104 0 025 D001105 0 025 D001106 0 025 D001107 0 025 D001108 0 028 A011100 12263 028 A021100 0 028 A031100 0 028 A041100 16327 028 B011100 18014 028 B021100 0 028 B031100 0 028 B041100 32001 028 C011100 23219 028 C021100 0 028 C031100 0 028 C041100 27431 028 D011100 12609 028 D021100 0 028 D031100 0 028 D041100 23033 028 E011100 25018 028 E021100 0 028 E031100 0 028 E041100 24164 028 F011100 31309 028 F021100 0 028 F031100 0 028 F041100 25211 028 G011100 122432 028 G021100 0 028 G031100 0 028 G041100 148167 028 H001100 12080 029 001100 Y 030 A001100 592 030 B001100 5.50 030 C001100 0.00 031 A001100 91 031 B001100 0 032 001100 501 033 001100 0 034 001100 Y PAGE 32 035 001100 4 036 A001100 N 036 B001100 0 037 001100 N 038 001100 0 039 001100 N 040 001100 Y 041 001100 Y 042 A001100 0 042 B001100 0 042 C001100 100 042 D001100 0 042 E001100 0 042 F001100 0 042 G001100 0 042 H001100 0 043 001100 3917 044 001100 0 045 001100 Y 046 001100 N 047 001100 Y 048 001100 0.000 048 A011100 350000 048 A021100 0.750 048 B011100 0 048 B021100 0.000 048 C011100 0 048 C021100 0.000 048 D011100 0 048 D021100 0.000 048 E011100 0 048 E021100 0.000 048 F011100 0 048 F021100 0.000 048 G011100 0 048 G021100 0.000 048 H011100 0 048 H021100 0.000 048 I011100 0 048 I021100 0.000 048 J011100 0 048 J021100 0.000 048 K011100 350000 048 K021100 0.625 049 001100 N 050 001100 N 051 001100 N 052 001100 N 053 A001100 Y 053 B001100 Y 053 C001100 N PAGE 33 062 A001100 N 062 B001100 0.0 062 C001100 0.0 062 D001100 0.0 062 E001100 0.0 062 F001100 0.0 062 G001100 0.0 062 H001100 0.0 062 I001100 0.0 062 J001100 0.0 062 K001100 0.0 062 L001100 0.0 062 M001100 0.0 062 N001100 0.0 062 O001100 0.0 062 P001100 0.0 062 Q001100 0.0 062 R001100 0.0 063 A001100 0 063 B001100 0.0 066 A001100 Y 066 B001100 N 066 C001100 N 066 D001100 Y 066 E001100 N 066 F001100 N 066 G001100 N 067 001100 N 068 A001100 N 068 B001100 N 069 001100 N 070 A011100 Y 070 A021100 N 070 B011100 Y 070 B021100 Y 070 C011100 Y 070 C021100 N 070 D011100 Y 070 D021100 N 070 E011100 Y 070 E021100 N 070 F011100 Y 070 F021100 N 070 G011100 Y 070 G021100 N 070 H011100 Y 070 H021100 N 070 I011100 N 070 I021100 N 070 J011100 Y 070 J021100 Y PAGE 34 070 K011100 Y 070 K021100 Y 070 L011100 Y 070 L021100 Y 070 M011100 Y 070 M021100 Y 070 N011100 Y 070 N021100 Y 070 O011100 Y 070 O021100 N 070 P011100 Y 070 P021100 Y 070 Q011100 N 070 Q021100 N 070 R011100 Y 070 R021100 N 071 A001100 725078 071 B001100 725354 071 C001100 1136654 071 D001100 64 072 A001100 6 072 B001100 0 072 C001100 5199 072 D001100 0 072 E001100 446 072 F001100 3934 072 G001100 0 072 H001100 0 072 I001100 1850 072 J001100 51 072 K001100 0 072 L001100 138 072 M001100 7 072 N001100 43 072 O001100 0 072 P001100 0 072 Q001100 99 072 R001100 17 072 S001100 18 072 T001100 3917 072 U001100 0 072 V001100 0 072 W001100 25 072 X001100 10099 072 Y001100 30 072 Z001100 -4424 072AA001100 141407 072BB001100 46256 072CC011100 97519 072CC021100 0 072DD011100 0 PAGE 35 072DD021100 0 072EE001100 0 073 A011100 0.0000 073 A021100 0.0000 073 B001100 0.0000 073 C001100 0.0000 074 A001100 0 074 B001100 0 074 C001100 0 074 D001100 0 074 E001100 0 074 F001100 1214956 074 G001100 0 074 H001100 0 074 I001100 63225 074 J001100 2036 074 K001100 0 074 L001100 2675 074 M001100 194287 074 N001100 1477179 074 O001100 19820 074 P001100 1224 074 Q001100 0 074 R011100 0 074 R021100 0 074 R031100 0 074 R041100 196819 074 S001100 0 074 T001100 1259316 074 U011100 38616 074 U021100 35810 074 V011100 0.00 074 V021100 0.00 074 W001100 0.0000 074 X001100 130848 074 Y001100 194175 075 A001100 0 075 B001100 1198455 076 001100 0.00 008 A001201 AIM ADVISORS, INC. 008 B001201 A 008 C001201 801-12313 008 D011201 HOUSTON 008 D021201 TX 008 D031201 77046 011 A001201 AIM DISTRIBUTORS INC. 011 B001201 8-21323 011 C011201 HOUSTON 011 C021201 TX 011 C031201 77046 024 001200 Y PAGE 36 025 A001201 GOLDMAN SACHS GROUP & CO. 025 B001201 13-5108880 025 C001201 E 025 D001201 3386 025 A001202 DELETE 025 D001202 0 025 A001203 DELETE 025 D001203 0 025 D001204 0 025 D001205 0 025 D001206 0 025 D001207 0 025 D001208 0 028 A011200 10983 028 A021200 0 028 A031200 0 028 A041200 9554 028 B011200 12507 028 B021200 0 028 B031200 0 028 B041200 12665 028 C011200 8183 028 C021200 0 028 C031200 0 028 C041200 10428 028 D011200 7908 028 D021200 0 028 D031200 0 028 D041200 7989 028 E011200 7448 028 E021200 0 028 E031200 0 028 E041200 9060 028 F011200 7497 028 F021200 0 028 F031200 0 028 F041200 12726 028 G011200 54526 028 G021200 0 028 G031200 0 028 G041200 62422 028 H001200 7469 029 001200 Y 030 A001200 367 030 B001200 5.50 030 C001200 0.00 031 A001200 59 031 B001200 0 032 001200 308 033 001200 0 034 001200 Y PAGE 37 035 001200 23 036 A001200 N 036 B001200 0 037 001200 N 038 001200 0 039 001200 N 040 001200 Y 041 001200 Y 042 A001200 0 042 B001200 0 042 C001200 100 042 D001200 0 042 E001200 0 042 F001200 0 042 G001200 0 042 H001200 0 043 001200 1305 044 001200 0 045 001200 Y 046 001200 N 047 001200 Y 048 001200 0.000 048 A011200 1000000 048 A021200 0.750 048 B011200 1000000 048 B021200 0.700 048 C011200 0 048 C021200 0.000 048 D011200 0 048 D021200 0.000 048 E011200 0 048 E021200 0.000 048 F011200 0 048 F021200 0.000 048 G011200 0 048 G021200 0.000 048 H011200 0 048 H021200 0.000 048 I011200 0 048 I021200 0.000 048 J011200 0 048 J021200 0.000 048 K011200 2000000 048 K021200 0.625 049 001200 N 050 001200 N 051 001200 N 052 001200 N 053 A001200 Y 053 B001200 Y 053 C001200 N PAGE 38 062 A001200 N 062 B001200 0.0 062 C001200 0.0 062 D001200 0.0 062 E001200 0.0 062 F001200 0.0 062 G001200 0.0 062 H001200 0.0 062 I001200 0.0 062 J001200 0.0 062 K001200 0.0 062 L001200 0.0 062 M001200 0.0 062 N001200 0.0 062 O001200 0.0 062 P001200 0.0 062 Q001200 0.0 062 R001200 0.0 063 A001200 0 063 B001200 0.0 066 A001200 Y 066 B001200 N 066 C001200 N 066 D001200 Y 066 E001200 N 066 F001200 N 066 G001200 N 067 001200 N 068 A001200 N 068 B001200 N 069 001200 N 070 A011200 Y 070 A021200 N 070 B011200 Y 070 B021200 N 070 C011200 Y 070 C021200 N 070 D011200 Y 070 D021200 N 070 E011200 Y 070 E021200 N 070 F011200 Y 070 F021200 Y 070 G011200 Y 070 G021200 N 070 H011200 Y 070 H021200 N 070 I011200 N 070 I021200 N 070 J011200 Y 070 J021200 N PAGE 39 070 K011200 Y 070 K021200 Y 070 L011200 Y 070 L021200 Y 070 M011200 Y 070 M021200 Y 070 N011200 Y 070 N021200 Y 070 O011200 Y 070 O021200 N 070 P011200 Y 070 P021200 Y 070 Q011200 N 070 Q021200 N 070 R011200 Y 070 R021200 N 071 A001200 133036 071 B001200 160412 071 C001200 393188 071 D001200 34 072 A001200 6 072 B001200 5 072 C001200 1012 072 D001200 0 072 E001200 16 072 F001200 1342 072 G001200 0 072 H001200 0 072 I001200 819 072 J001200 28 072 K001200 0 072 L001200 59 072 M001200 5 072 N001200 37 072 O001200 0 072 P001200 0 072 Q001200 46 072 R001200 5 072 S001200 11 072 T001200 1305 072 U001200 0 072 V001200 0 072 W001200 7 072 X001200 3664 072 Y001200 3 072 Z001200 -2628 072AA001200 5408 072BB001200 33357 072CC011200 29169 072CC021200 0 072DD011200 0 PAGE 40 072DD021200 0 072EE001200 0 073 A011200 0.0000 073 A021200 0.0000 073 B001200 0.0000 073 C001200 0.0000 074 A001200 0 074 B001200 0 074 C001200 0 074 D001200 0 074 E001200 0 074 F001200 308917 074 G001200 0 074 H001200 0 074 I001200 18394 074 J001200 9516 074 K001200 0 074 L001200 602 074 M001200 8640 074 N001200 346069 074 O001200 4328 074 P001200 385 074 Q001200 0 074 R011200 0 074 R021200 0 074 R031200 0 074 R041200 9779 074 S001200 0 074 T001200 331577 074 U011200 16025 074 U021200 22139 074 V011200 0.00 074 V021200 0.00 074 W001200 0.0000 074 X001200 59248 074 Y001200 8582 075 A001200 0 075 B001200 356234 076 001200 0.00 008 A001301 AIM ADVISORS, INC. 008 B001301 A 008 C001301 801-12313 008 D011301 HOUSTON 008 D021301 TX 008 D031301 77046 008 A001302 H.S. DENT ADVISORS, INC. 008 B001302 S 008 C001302 801-56329 008 D011302 OAKLAND 008 D021302 CA 008 D031302 94611 PAGE 41 011 A001301 AIM DISTRIBUTORS, INC. 011 B001301 8-21323 011 C011301 HOUSTON 011 C021301 TX 011 C031301 77046 024 001300 Y 025 A001301 GOLDMAN SACHS GROUP & CO. 025 B001301 13-5108880 025 C001301 E 025 D001301 9923 025 A001302 MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 025 B001302 13-5674085 025 C001302 E 025 D001302 6291 025 A001303 MORGAN STANLEY DEAN WITTER & CO. 025 B001303 13-2655998 025 C001303 E 025 D001303 5965 025 A001304 DELETE 025 D001304 0 025 A001305 DELETE 025 D001305 0 025 A001306 DELETE 025 D001306 0 025 D001307 0 025 D001308 0 028 A011300 14295 028 A021300 0 028 A031300 0 028 A041300 17077 028 B011300 13597 028 B021300 0 028 B031300 0 028 B041300 25432 028 C011300 10419 028 C021300 0 028 C031300 0 028 C041300 18729 028 D011300 7386 028 D021300 0 028 D031300 0 028 D041300 17549 028 E011300 7194 028 E021300 0 028 E031300 0 028 E041300 18230 028 F011300 7390 028 F021300 0 028 F031300 0 028 F041300 27066 028 G011300 60281 PAGE 42 028 G021300 0 028 G031300 0 028 G041300 124083 028 H001300 11189 029 001300 Y 030 A001300 588 030 B001300 5.50 030 C001300 0.00 031 A001300 86 031 B001300 0 032 001300 502 033 001300 0 034 001300 Y 035 001300 19 036 A001300 N 036 B001300 0 037 001300 N 038 001300 0 039 001300 N 040 001300 Y 041 001300 Y 042 A001300 0 042 B001300 0 042 C001300 100 042 D001300 0 042 E001300 0 042 F001300 0 042 G001300 0 042 H001300 0 043 001300 3339 044 001300 0 045 001300 Y 046 001300 N 047 001300 Y 048 001300 0.000 048 A011300 2000000 048 A021300 0.850 048 B011300 0 048 B021300 0.000 048 C011300 0 048 C021300 0.000 048 D011300 0 048 D021300 0.000 048 E011300 0 048 E021300 0.000 048 F011300 0 048 F021300 0.000 048 G011300 0 048 G021300 0.000 048 H011300 0 048 H021300 0.000 PAGE 43 048 I011300 0 048 I021300 0.000 048 J011300 0 048 J021300 0.000 048 K011300 2000000 048 K021300 0.800 049 001300 N 050 001300 N 051 001300 N 052 001300 N 053 A001300 Y 053 B001300 Y 053 C001300 N 062 A001300 N 062 B001300 0.0 062 C001300 0.0 062 D001300 0.0 062 E001300 0.0 062 F001300 0.0 062 G001300 0.0 062 H001300 0.0 062 I001300 0.0 062 J001300 0.0 062 K001300 0.0 062 L001300 0.0 062 M001300 0.0 062 N001300 0.0 062 O001300 0.0 062 P001300 0.0 062 Q001300 0.0 062 R001300 0.0 063 A001300 0 063 B001300 0.0 066 A001300 Y 066 B001300 N 066 C001300 N 066 D001300 Y 066 E001300 N 066 F001300 N 066 G001300 N 067 001300 N 068 A001300 N 068 B001300 N 069 001300 N 070 A011300 Y 070 A021300 N 070 B011300 Y 070 B021300 N 070 C011300 Y 070 C021300 N 070 D011300 Y PAGE 44 070 D021300 N 070 E011300 Y 070 E021300 N 070 F011300 Y 070 F021300 N 070 G011300 Y 070 G021300 N 070 H011300 Y 070 H021300 N 070 I011300 N 070 I021300 N 070 J011300 Y 070 J021300 N 070 K011300 Y 070 K021300 Y 070 L011300 Y 070 L021300 Y 070 M011300 Y 070 M021300 Y 070 N011300 Y 070 N021300 Y 070 O011300 Y 070 O021300 N 070 P011300 Y 070 P021300 Y 070 Q011300 N 070 Q021300 N 070 R011300 Y 070 R021300 N 071 A001300 783792 071 B001300 841505 071 C001300 845496 071 D001300 93 072 A001300 6 072 B001300 0 072 C001300 2092 072 D001300 0 072 E001300 213 072 F001300 3769 072 G001300 0 072 H001300 0 072 I001300 2364 072 J001300 71 072 K001300 0 072 L001300 166 072 M001300 7 072 N001300 40 072 O001300 0 072 P001300 0 072 Q001300 79 072 R001300 14 PAGE 45 072 S001300 14 072 T001300 3339 072 U001300 0 072 V001300 0 072 W001300 18 072 X001300 9881 072 Y001300 8 072 Z001300 -7568 072AA001300 60122 072BB001300 121588 072CC011300 98591 072CC021300 0 072DD011300 0 072DD021300 0 072EE001300 0 073 A011300 0.0000 073 A021300 0.0000 073 B001300 0.0000 073 C001300 0.0000 074 A001300 954 074 B001300 0 074 C001300 0 074 D001300 0 074 E001300 5559 074 F001300 771747 074 G001300 0 074 H001300 0 074 I001300 26424 074 J001300 22557 074 K001300 0 074 L001300 744 074 M001300 29647 074 N001300 857632 074 O001300 27673 074 P001300 970 074 Q001300 0 074 R011300 0 074 R021300 0 074 R031300 0 074 R041300 33438 074 S001300 0 074 T001300 795551 074 U011300 38541 074 U021300 63662 074 V011300 0.00 074 V021300 0.00 074 W001300 0.0000 074 X001300 163795 074 Y001300 29586 075 A001300 0 075 B001300 875966 PAGE 46 076 001300 0.00 008 A001401 AIM ADVISORS, INC. 008 B001401 A 008 C001401 801-12313 008 D011401 HOUSTON 008 D021401 TX 008 D031401 77046 011 A001401 AIM DISTRIBUTORS, INC. 011 B001401 8-21323 011 C011401 HOUSTON 011 C021401 TX 011 C031401 77046 024 001400 Y 025 A001401 J.P. MORGAN CHASE & CO. 025 B001401 13-3224016 025 C001401 E 025 D001401 6318 025 A001402 MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 025 B001402 13-5674085 025 C001402 E 025 D001402 3020 025 D001403 0 025 D001404 0 025 D001405 0 025 D001406 0 025 D001407 0 025 D001408 0 028 A011400 30499 028 A021400 0 028 A031400 0 028 A041400 4496 028 B011400 15031 028 B021400 0 028 B031400 0 028 B041400 3187 028 C011400 10673 028 C021400 0 028 C031400 0 028 C041400 4665 028 D011400 9790 028 D021400 0 028 D031400 0 028 D041400 9547 028 E011400 12123 028 E021400 0 028 E031400 0 028 E041400 3384 028 F011400 11192 028 F021400 0 028 F031400 0 028 F041400 6893 PAGE 47 028 G011400 89308 028 G021400 0 028 G031400 0 028 G041400 32172 028 H001400 5458 029 001400 Y 030 A001400 265 030 B001400 5.50 030 C001400 0.00 031 A001400 43 031 B001400 0 032 001400 222 033 001400 0 034 001400 Y 035 001400 7 036 A001400 N 036 B001400 0 037 001400 N 038 001400 0 039 001400 N 040 001400 Y 041 001400 Y 042 A001400 0 042 B001400 0 042 C001400 100 042 D001400 0 042 E001400 0 042 F001400 0 042 G001400 0 042 H001400 0 043 001400 667 044 001400 0 045 001400 Y 046 001400 N 047 001400 Y 048 001400 0.000 048 A011400 1000000 048 A021400 0.600 048 B011400 1000000 048 B021400 0.575 048 C011400 0 048 C021400 0.000 048 D011400 0 048 D021400 0.000 048 E011400 0 048 E021400 0.000 048 F011400 0 048 F021400 0.000 048 G011400 0 048 G021400 0.000 048 H011400 0 PAGE 48 048 H021400 0.000 048 I011400 0 048 I021400 0.000 048 J011400 0 048 J021400 0.000 048 K011400 2000000 048 K021400 0.550 049 001400 N 050 001400 N 051 001400 N 052 001400 N 053 A001400 Y 053 B001400 Y 053 C001400 N 062 A001400 N 062 B001400 0.0 062 C001400 0.0 062 D001400 0.0 062 E001400 0.0 062 F001400 0.0 062 G001400 0.0 062 H001400 0.0 062 I001400 0.0 062 J001400 0.0 062 K001400 0.0 062 L001400 0.0 062 M001400 0.0 062 N001400 0.0 062 O001400 0.0 062 P001400 0.0 062 Q001400 0.0 062 R001400 0.0 063 A001400 0 063 B001400 0.0 066 A001400 Y 066 B001400 N 066 C001400 N 066 D001400 Y 066 E001400 N 066 F001400 N 066 G001400 N 067 001400 N 068 A001400 N 068 B001400 N 069 001400 N 070 A011400 Y 070 A021400 N 070 B011400 Y 070 B021400 N 070 C011400 Y 070 C021400 N PAGE 49 070 D011400 Y 070 D021400 N 070 E011400 Y 070 E021400 N 070 F011400 Y 070 F021400 N 070 G011400 Y 070 G021400 N 070 H011400 Y 070 H021400 N 070 I011400 N 070 I021400 N 070 J011400 Y 070 J021400 N 070 K011400 Y 070 K021400 Y 070 L011400 Y 070 L021400 Y 070 M011400 Y 070 M021400 N 070 N011400 Y 070 N021400 Y 070 O011400 Y 070 O021400 N 070 P011400 Y 070 P021400 Y 070 Q011400 N 070 Q021400 N 070 R011400 Y 070 R021400 N 071 A001400 82329 071 B001400 29339 071 C001400 190751 071 D001400 15 072 A001400 6 072 B001400 38 072 C001400 1307 072 D001400 0 072 E001400 2 072 F001400 594 072 G001400 0 072 H001400 0 072 I001400 240 072 J001400 22 072 K001400 0 072 L001400 25 072 M001400 4 072 N001400 45 072 O001400 0 072 P001400 0 072 Q001400 25 PAGE 50 072 R001400 10 072 S001400 10 072 T001400 667 072 U001400 0 072 V001400 0 072 W001400 4 072 X001400 1646 072 Y001400 1 072 Z001400 -298 072AA001400 2626 072BB001400 4324 072CC011400 16520 072CC021400 0 072DD011400 0 072DD021400 0 072EE001400 0 073 A011400 0.0000 073 A021400 0.0000 073 B001400 0.0000 073 C001400 0.0000 074 A001400 0 074 B001400 0 074 C001400 0 074 D001400 0 074 E001400 0 074 F001400 210633 074 G001400 0 074 H001400 0 074 I001400 8782 074 J001400 1649 074 K001400 0 074 L001400 890 074 M001400 47 074 N001400 222001 074 O001400 1152 074 P001400 237 074 Q001400 0 074 R011400 0 074 R021400 0 074 R031400 0 074 R041400 915 074 S001400 0 074 T001400 219697 074 U011400 9348 074 U021400 9021 074 V011400 0.00 074 V021400 0.00 074 W001400 0.0000 074 X001400 23125 074 Y001400 0 075 A001400 0 PAGE 51 075 B001400 198911 076 001400 0.00 008 A001501 AIM ADVISORS, INC. 008 B001501 A 008 C001501 801-12313 008 D011501 HOUSTON 008 D021501 TX 008 D031501 77046 011 A001501 AIM DISTRIBUTORS, INC. 011 B001501 8-21323 011 C011501 HOUSTON 011 C021501 TX 011 C031501 77046 024 001500 N 025 A001501 DELETE 025 D001501 0 025 D001502 0 025 D001503 0 025 D001504 0 025 D001505 0 025 D001506 0 025 D001507 0 025 D001508 0 028 A011500 16977 028 A021500 0 028 A031500 0 028 A041500 5274 028 B011500 27682 028 B021500 0 028 B031500 0 028 B041500 10806 028 C011500 17237 028 C021500 0 028 C031500 0 028 C041500 10033 028 D011500 7911 028 D021500 0 028 D031500 0 028 D041500 10600 028 E011500 10497 028 E021500 0 028 E031500 0 028 E041500 29969 028 F011500 9522 028 F021500 0 028 F031500 0 028 F041500 9985 028 G011500 89826 028 G021500 0 028 G031500 0 028 G041500 76667 PAGE 52 028 H001500 6712 029 001500 Y 030 A001500 329 030 B001500 5.50 030 C001500 0.00 031 A001500 52 031 B001500 0 032 001500 277 033 001500 0 034 001500 Y 035 001500 7 036 A001500 N 036 B001500 0 037 001500 N 038 001500 0 039 001500 N 040 001500 Y 041 001500 Y 042 A001500 0 042 B001500 0 042 C001500 100 042 D001500 0 042 E001500 0 042 F001500 0 042 G001500 0 042 H001500 0 043 001500 807 044 001500 0 045 001500 Y 046 001500 N 047 001500 Y 048 001500 0.000 048 A011500 1000000 048 A021500 0.800 048 B011500 0 048 B021500 0.000 048 C011500 0 048 C021500 0.000 048 D011500 0 048 D021500 0.000 048 E011500 0 048 E021500 0.000 048 F011500 0 048 F021500 0.000 048 G011500 0 048 G021500 0.000 048 H011500 0 048 H021500 0.000 048 I011500 0 048 I021500 0.000 048 J011500 0 PAGE 53 048 J021500 0.000 048 K011500 1000000 048 K021500 0.750 049 001500 N 050 001500 N 051 001500 N 052 001500 N 053 A001500 Y 053 B001500 Y 053 C001500 N 062 A001500 N 062 B001500 0.0 062 C001500 0.0 062 D001500 0.0 062 E001500 0.0 062 F001500 0.0 062 G001500 0.0 062 H001500 0.0 062 I001500 0.0 062 J001500 0.0 062 K001500 0.0 062 L001500 0.0 062 M001500 0.0 062 N001500 0.0 062 O001500 0.0 062 P001500 0.0 062 Q001500 0.0 062 R001500 0.0 063 A001500 0 063 B001500 0.0 066 A001500 Y 066 B001500 N 066 C001500 N 066 D001500 Y 066 E001500 N 066 F001500 N 066 G001500 N 067 001500 N 068 A001500 N 068 B001500 N 069 001500 N 070 A011500 Y 070 A021500 N 070 B011500 Y 070 B021500 N 070 C011500 Y 070 C021500 N 070 D011500 Y 070 D021500 N 070 E011500 Y 070 E021500 N PAGE 54 070 F011500 Y 070 F021500 N 070 G011500 Y 070 G021500 N 070 H011500 Y 070 H021500 N 070 I011500 N 070 I021500 N 070 J011500 Y 070 J021500 N 070 K011500 Y 070 K021500 Y 070 L011500 Y 070 L021500 Y 070 M011500 Y 070 M021500 N 070 N011500 Y 070 N021500 Y 070 O011500 Y 070 O021500 N 070 P011500 Y 070 P021500 Y 070 Q011500 N 070 Q021500 N 070 R011500 Y 070 R021500 N 071 A001500 223205 071 B001500 222656 071 C001500 213555 071 D001500 104 072 A001500 6 072 B001500 0 072 C001500 327 072 D001500 0 072 E001500 13 072 F001500 944 072 G001500 0 072 H001500 0 072 I001500 596 072 J001500 31 072 K001500 0 072 L001500 64 072 M001500 5 072 N001500 25 072 O001500 0 072 P001500 0 072 Q001500 25 072 R001500 11 072 S001500 11 072 T001500 807 072 U001500 0 PAGE 55 072 V001500 0 072 W001500 7 072 X001500 2526 072 Y001500 3 072 Z001500 -2183 072AA001500 19166 072BB001500 47129 072CC011500 40867 072CC021500 0 072DD011500 0 072DD021500 0 072EE001500 0 073 A011500 0.0000 073 A021500 0.0000 073 B001500 0.0000 073 C001500 0.0000 074 A001500 0 074 B001500 0 074 C001500 0 074 D001500 0 074 E001500 0 074 F001500 197276 074 G001500 0 074 H001500 0 074 I001500 30710 074 J001500 4259 074 K001500 0 074 L001500 1348 074 M001500 4560 074 N001500 238153 074 O001500 8349 074 P001500 250 074 Q001500 0 074 R011500 0 074 R021500 0 074 R031500 0 074 R041500 5342 074 S001500 0 074 T001500 224212 074 U011500 11802 074 U021500 13021 074 V011500 0.00 074 V021500 0.00 074 W001500 0.0000 074 X001500 39594 074 Y001500 4513 075 A001500 0 075 B001500 233057 076 001500 0.00 008 A001601 AIM ADVISORS, INC. 008 B001601 A PAGE 56 008 C001601 801-12313 008 D011601 HOUSTON 008 D021601 TX 008 D031601 77046 011 A001601 AIM DISTRIBUTORS, INC. 011 B001601 8-21323 011 C011601 HOUSTON 011 C021601 TX 011 C031601 77046 024 001600 N 025 D001601 0 025 D001602 0 025 D001603 0 025 D001604 0 025 D001605 0 025 D001606 0 025 D001607 0 025 D001608 0 028 A011600 7981 028 A021600 0 028 A031600 0 028 A041600 4794 028 B011600 7779 028 B021600 0 028 B031600 0 028 B041600 7234 028 C011600 8653 028 C021600 0 028 C031600 0 028 C041600 6485 028 D011600 6109 028 D021600 0 028 D031600 0 028 D041600 7250 028 E011600 6950 028 E021600 0 028 E031600 0 028 E041600 8174 028 F011600 7056 028 F021600 0 028 F031600 0 028 F041600 8896 028 G011600 44528 028 G021600 0 028 G031600 0 028 G041600 42833 028 H001600 3560 029 001600 Y 030 A001600 174 030 B001600 5.50 030 C001600 0.00 PAGE 57 031 A001600 30 031 B001600 0 032 001600 144 033 001600 0 034 001600 Y 035 001600 3 036 A001600 N 036 B001600 0 037 001600 N 038 001600 0 039 001600 N 040 001600 Y 041 001600 Y 042 A001600 0 042 B001600 0 042 C001600 100 042 D001600 0 042 E001600 0 042 F001600 0 042 G001600 0 042 H001600 0 043 001600 632 044 001600 0 045 001600 Y 046 001600 N 047 001600 Y 048 001600 0.000 048 A011600 1000000 048 A021600 0.850 048 B011600 0 048 B021600 0.000 048 C011600 0 048 C021600 0.000 048 D011600 0 048 D021600 0.000 048 E011600 0 048 E021600 0.000 048 F011600 0 048 F021600 0.000 048 G011600 0 048 G021600 0.000 048 H011600 0 048 H021600 0.000 048 I011600 0 048 I021600 0.000 048 J011600 0 048 J021600 0.000 048 K011600 1000000 048 K021600 0.800 049 001600 N 050 001600 N PAGE 58 051 001600 N 052 001600 N 053 A001600 Y 053 B001600 Y 053 C001600 N 062 A001600 N 062 B001600 0.0 062 C001600 0.0 062 D001600 0.0 062 E001600 0.0 062 F001600 0.0 062 G001600 0.0 062 H001600 0.0 062 I001600 0.0 062 J001600 0.0 062 K001600 0.0 062 L001600 0.0 062 M001600 0.0 062 N001600 0.0 062 O001600 0.0 062 P001600 0.0 062 Q001600 0.0 062 R001600 0.0 063 A001600 0 063 B001600 0.0 066 A001600 Y 066 B001600 N 066 C001600 N 066 D001600 Y 066 E001600 N 066 F001600 N 066 G001600 N 067 001600 N 068 A001600 N 068 B001600 N 069 001600 N 070 A011600 Y 070 A021600 N 070 B011600 Y 070 B021600 Y 070 C011600 Y 070 C021600 N 070 D011600 Y 070 D021600 N 070 E011600 Y 070 E021600 N 070 F011600 Y 070 F021600 N 070 G011600 Y 070 G021600 N 070 H011600 Y PAGE 59 070 H021600 N 070 I011600 N 070 I021600 N 070 J011600 Y 070 J021600 N 070 K011600 Y 070 K021600 Y 070 L011600 Y 070 L021600 Y 070 M011600 Y 070 M021600 Y 070 N011600 Y 070 N021600 Y 070 O011600 Y 070 O021600 N 070 P011600 Y 070 P021600 Y 070 Q011600 N 070 Q021600 N 070 R011600 Y 070 R021600 N 071 A001600 419869 071 B001600 430413 071 C001600 171500 071 D001600 245 072 A001600 6 072 B001600 0 072 C001600 181 072 D001600 0 072 E001600 75 072 F001600 790 072 G001600 0 072 H001600 0 072 I001600 486 072 J001600 36 072 K001600 0 072 L001600 43 072 M001600 4 072 N001600 27 072 O001600 0 072 P001600 0 072 Q001600 25 072 R001600 5 072 S001600 10 072 T001600 632 072 U001600 0 072 V001600 0 072 W001600 7 072 X001600 2065 072 Y001600 2 072 Z001600 -1807 PAGE 60 072AA001600 46953 072BB001600 57933 072CC011600 22362 072CC021600 0 072DD011600 0 072DD021600 0 072EE001600 0 073 A011600 0.0000 073 A021600 0.0000 073 B001600 0.0000 073 C001600 0.0000 074 A001600 855 074 B001600 0 074 C001600 0 074 D001600 0 074 E001600 0 074 F001600 160799 074 G001600 0 074 H001600 0 074 I001600 13755 074 J001600 7708 074 K001600 0 074 L001600 1549 074 M001600 24154 074 N001600 208820 074 O001600 6845 074 P001600 205 074 Q001600 0 074 R011600 0 074 R021600 0 074 R031600 286 074 R041600 24599 074 S001600 0 074 T001600 176885 074 U011600 15129 074 U021600 15594 074 V011600 0.00 074 V021600 0.00 074 W001600 0.0000 074 X001600 32667 074 Y001600 26384 075 A001600 0 075 B001600 183685 076 001600 0.00 008 A001701 AIM ADVISORS, INC. 008 B001701 A 008 C001701 801-12313 008 D011701 HOUSTON 008 D021701 TX 008 D031701 77046 011 A001701 AIM DISTRIBUTORS, INC. PAGE 61 011 B001701 8-21323 011 C011701 HOUSTON 011 C021701 TX 011 C031701 77046 024 001700 Y 025 A001701 GOLDMAN SACHS GROUP, INC. 025 B001701 13-5108880 025 C001701 E 025 D001701 9 025 A001702 MORGAN STANLEY DEAN WITTER & CO. 025 B001702 13-2655998 025 C001702 E 025 D001702 8 025 D001703 0 025 D001704 0 025 D001705 0 025 D001706 0 025 D001707 0 025 D001708 0 028 A011700 0 028 A021700 0 028 A031700 0 028 A041700 0 028 B011700 0 028 B021700 0 028 B031700 0 028 B041700 0 028 C011700 1000 028 C021700 0 028 C031700 0 028 C041700 0 028 D011700 0 028 D021700 0 028 D031700 0 028 D041700 0 028 E011700 0 028 E021700 0 028 E031700 0 028 E041700 0 028 F011700 0 028 F021700 0 028 F031700 0 028 F041700 0 028 G011700 1000 028 G021700 0 028 G031700 0 028 G041700 0 028 H001700 0 029 001700 N 030 A001700 0 030 B001700 0.00 PAGE 62 030 C001700 0.00 031 A001700 0 031 B001700 0 032 001700 0 033 001700 0 034 001700 N 035 001700 0 036 B001700 0 037 001700 N 038 001700 0 039 001700 N 040 001700 Y 041 001700 Y 042 A001700 0 042 B001700 0 042 C001700 100 042 D001700 0 042 E001700 0 042 F001700 0 042 G001700 0 042 H001700 0 043 001700 0 044 001700 0 045 001700 Y 046 001700 N 047 001700 Y 048 001700 0.000 048 A011700 1000000 048 A021700 0.750 048 B011700 1000000 048 B021700 0.700 048 C011700 0 048 C021700 0.000 048 D011700 0 048 D021700 0.000 048 E011700 0 048 E021700 0.000 048 F011700 0 048 F021700 0.000 048 G011700 0 048 G021700 0.000 048 H011700 0 048 H021700 0.000 048 I011700 0 048 I021700 0.000 048 J011700 0 048 J021700 0.000 048 K011700 2000000 048 K021700 0.625 049 001700 N 050 001700 N PAGE 63 051 001700 N 052 001700 N 053 A001700 Y 053 B001700 Y 053 C001700 N 062 A001700 N 062 B001700 0.0 062 C001700 0.0 062 D001700 0.0 062 E001700 0.0 062 F001700 0.0 062 G001700 0.0 062 H001700 0.0 062 I001700 0.0 062 J001700 0.0 062 K001700 0.0 062 L001700 0.0 062 M001700 0.0 062 N001700 0.0 062 O001700 0.0 062 P001700 0.0 062 Q001700 0.0 062 R001700 0.0 063 A001700 0 063 B001700 0.0 066 A001700 Y 066 B001700 N 066 C001700 N 066 D001700 Y 066 E001700 N 066 F001700 N 066 G001700 N 067 001700 N 068 A001700 N 068 B001700 N 069 001700 N 070 A011700 Y 070 A021700 Y 070 B011700 Y 070 B021700 N 070 C011700 Y 070 C021700 N 070 D011700 Y 070 D021700 N 070 E011700 Y 070 E021700 N 070 F011700 Y 070 F021700 N 070 G011700 Y 070 G021700 N 070 H011700 Y PAGE 64 070 H021700 N 070 I011700 N 070 I021700 N 070 J011700 Y 070 J021700 N 070 K011700 Y 070 K021700 Y 070 L011700 Y 070 L021700 Y 070 M011700 Y 070 M021700 N 070 N011700 Y 070 N021700 N 070 O011700 Y 070 O021700 N 070 P011700 Y 070 P021700 Y 070 Q011700 N 070 Q021700 N 070 R011700 Y 070 R021700 N 071 A001700 1126 071 B001700 158 071 C001700 949 071 D001700 17 072 A001700 4 072 B001700 0 072 C001700 3 072 D001700 0 072 E001700 0 072 F001700 2 072 G001700 0 072 H001700 0 072 I001700 0 072 J001700 1 072 K001700 0 072 L001700 5 072 M001700 3 072 N001700 1 072 O001700 0 072 P001700 0 072 Q001700 17 072 R001700 5 072 S001700 4 072 T001700 2 072 U001700 0 072 V001700 0 072 W001700 0 072 X001700 40 072 Y001700 35 072 Z001700 -2 PAGE 65 072AA001700 8 072BB001700 17 072CC011700 0 072CC021700 42 072DD011700 0 072DD021700 0 072EE001700 0 073 A011700 0.0000 073 A021700 0.0000 073 B001700 0.0000 073 C001700 0.0000 074 A001700 45 074 B001700 0 074 C001700 0 074 D001700 0 074 E001700 0 074 F001700 917 074 G001700 0 074 H001700 0 074 I001700 0 074 J001700 5 074 K001700 0 074 L001700 1 074 M001700 3 074 N001700 971 074 O001700 5 074 P001700 0 074 Q001700 0 074 R011700 0 074 R021700 0 074 R031700 0 074 R041700 19 074 S001700 0 074 T001700 947 074 U011700 40 074 U021700 60 074 V011700 0.00 074 V021700 0.00 074 W001700 0.0000 074 X001700 3 074 Y001700 0 075 A001700 0 075 B001700 978 076 001700 0.00 008 A001801 AIM ADVISORS, INC. 008 B001801 A 008 C001801 801-12313 008 D011801 HOUSTON 008 D021801 TX 008 D031801 77046 011 A001801 AIM DISTRIBUTORS, INC. PAGE 66 011 B001801 8-21323 011 C011801 HOUSTON 011 C021801 TX 011 C031801 77046 024 001800 Y 025 A001801 MORGAN STANLEY DEAN WITTER & CO. 025 B001801 13-2655998 025 C001801 E 025 D001801 38 025 D001802 0 025 D001803 0 025 D001804 0 025 D001805 0 025 D001806 0 025 D001807 0 025 D001808 0 028 A011800 0 028 A021800 0 028 A031800 0 028 A041800 0 028 B011800 0 028 B021800 0 028 B031800 0 028 B041800 0 028 C011800 1390 028 C021800 0 028 C031800 0 028 C041800 0 028 D011800 885 028 D021800 0 028 D031800 0 028 D041800 0 028 E011800 1658 028 E021800 0 028 E031800 0 028 E041800 26 028 F011800 1902 028 F021800 0 028 F031800 0 028 F041800 39 028 G011800 5835 028 G021800 0 028 G031800 0 028 G041800 65 028 H001800 650 029 001800 Y 030 A001800 31 030 B001800 5.50 030 C001800 0.00 031 A001800 5 031 B001800 0 PAGE 67 032 001800 26 033 001800 0 034 001800 N 035 001800 0 036 B001800 0 037 001800 N 038 001800 0 039 001800 N 040 001800 Y 041 001800 Y 042 A001800 0 042 B001800 0 042 C001800 100 042 D001800 0 042 E001800 0 042 F001800 0 042 G001800 0 042 H001800 0 043 001800 6 044 001800 0 045 001800 Y 046 001800 N 047 001800 Y 048 001800 0.000 048 A011800 1000000 048 A021800 0.750 048 B011800 1000000 048 B021800 0.700 048 C011800 0 048 C021800 0.000 048 D011800 0 048 D021800 0.000 048 E011800 0 048 E021800 0.000 048 F011800 0 048 F021800 0.000 048 G011800 0 048 G021800 0.000 048 H011800 0 048 H021800 0.000 048 I011800 0 048 I021800 0.000 048 J011800 0 048 J021800 0.000 048 K011800 2000000 048 K021800 0.625 049 001800 N 050 001800 N 051 001800 N 052 001800 N 053 A001800 Y PAGE 68 053 B001800 Y 053 C001800 N 062 A001800 N 062 B001800 0.0 062 C001800 0.0 062 D001800 0.0 062 E001800 0.0 062 F001800 0.0 062 G001800 0.0 062 H001800 0.0 062 I001800 0.0 062 J001800 0.0 062 K001800 0.0 062 L001800 0.0 062 M001800 0.0 062 N001800 0.0 062 O001800 0.0 062 P001800 0.0 062 Q001800 0.0 062 R001800 0.0 063 A001800 0 063 B001800 0.0 066 A001800 Y 066 B001800 N 066 C001800 N 066 D001800 Y 066 E001800 N 066 F001800 N 066 G001800 N 067 001800 N 068 A001800 N 068 B001800 N 069 001800 N 070 A011800 Y 070 A021800 Y 070 B011800 Y 070 B021800 N 070 C011800 Y 070 C021800 N 070 D011800 Y 070 D021800 N 070 E011800 Y 070 E021800 N 070 F011800 Y 070 F021800 N 070 G011800 Y 070 G021800 N 070 H011800 Y 070 H021800 N 070 I011800 N 070 I021800 N PAGE 69 070 J011800 Y 070 J021800 N 070 K011800 Y 070 K021800 Y 070 L011800 Y 070 L021800 Y 070 M011800 Y 070 M021800 N 070 N011800 Y 070 N021800 N 070 O011800 Y 070 O021800 N 070 P011800 Y 070 P021800 Y 070 Q011800 N 070 Q021800 N 070 R011800 Y 070 R021800 N 071 A001800 5187 071 B001800 239 071 C001800 1796 071 D001800 13 072 A001800 4 072 B001800 1 072 C001800 10 072 D001800 0 072 E001800 0 072 F001800 7 072 G001800 0 072 H001800 0 072 I001800 2 072 J001800 4 072 K001800 0 072 L001800 7 072 M001800 3 072 N001800 20 072 O001800 0 072 P001800 0 072 Q001800 16 072 R001800 7 072 S001800 3 072 T001800 6 072 U001800 0 072 V001800 0 072 W001800 2 072 X001800 77 072 Y001800 58 072 Z001800 -8 072AA001800 5 072BB001800 10 072CC011800 0 PAGE 70 072CC021800 18 072DD011800 0 072DD021800 0 072EE001800 0 073 A011800 0.0000 073 A021800 0.0000 073 B001800 0.0000 073 C001800 0.0000 074 A001800 0 074 B001800 0 074 C001800 1017 074 D001800 0 074 E001800 0 074 F001800 4924 074 G001800 0 074 H001800 0 074 I001800 0 074 J001800 0 074 K001800 0 074 L001800 85 074 M001800 41 074 N001800 6067 074 O001800 309 074 P001800 5 074 Q001800 0 074 R011800 0 074 R021800 0 074 R031800 0 074 R041800 15 074 S001800 0 074 T001800 5738 074 U011800 253 074 U021800 313 074 V011800 0.00 074 V021800 0.00 074 W001800 0.0000 074 X001800 683 074 Y001800 0 075 A001800 0 075 B001800 2872 076 001800 0.00 SIGNATURE DANA SUTTON TITLE VP & TREASURER EX-99.77D POLICIES 3 e77dg.txt SUB-ITEM 77D(g) POLICIES WITH RESPECT TO SECURITY INVESTMENTS AIM EQUITY FUNDS On March 5, 2002, the Board of Trustees (the board) of AIM Equity Funds on behalf of AIM Charter Fund approved a proposal that would permit the fund to use cash for risk management and to temper volatility on a regular basis. EX-99.77I NEW SECUR 4 e77i.txt SUB-ITEM 77I TERMS OF NEW OR AMENDED SECURITIES AIM EQUITY FUNDS Effective February 28, 2002, AIM Equity Funds established the Institutional Class for the following funds: AIM Aggressive Growth Fund, AIM Blue Chip Fund and AIM Capital Development Fund. The Institutional Class is sold at net asset value, without a sales load. Redemptions are processed at net asset value, also without a sales load. Institutional Class shares of each Fund may be redeemed at their net asset value at the option of the shareholder. Shares of the Institutional Class of each Fund have equal rights and privileges. Each share of a particular class is entitled to one vote, to participate equally in dividends and distributions declared by the Board of Trustees with respect to the class of such Fund and, upon liquidation of the Fund, to participate proportionately in the net assets of the Fund allocable to such class remaining after satisfaction of outstanding liabilities of the Fund allocable to such class. Each Fund's shares are fully paid, non-assessable and fully transferable when issued and have no preemptive rights. Fractional shares have proportionately the same rights, including voting rights, as are provided for a full share. Shareholders of the Funds do not have cumulative voting rights. Under Delaware law, shareholders of a Delaware business trust shall be entitled to the same limitations of liability extended to shareholders of private for-profit corporations, however, there is a remote possibility that shareholders could, under certain circumstances, be held liable for the obligations of the Trust to the extent the courts of another state which does not recognize such limited liability were to apply the laws of such state to a controversy involving such obligations. However, the Trust's Agreement and Declaration of Trust disclaims shareholder liability for acts or obligations of the Trust and requires that notice of such disclaimer be given in each agreement, obligation or instrument entered into or executed by the Trust or the trustees to all parties, and each party thereto must expressly waive all rights of action directly against shareholders of the Trust. The Trust's Agreement and Declaration of Trust provides for indemnification out of the property of a Fund for all losses and expenses of any shareholders of such Fund held liable on account of being or having been a shareholder. Thus, the risk of a shareholder incurring financial loss due to shareholder liability is limited to circumstances in which a Fund would be unable to meet its obligations and wherein the complaining party was held not to be bound by the disclaimer. EX-99.77Q1 OTHR EXHB 5 e77q1a.txt SUB-ITEM 77Q1(a) AMENDMENT NO. 5 TO AGREEMENT AND DECLARATION OF TRUST OF AIM EQUITY FUNDS This Amendment No. 5 to the Agreement and Declaration of Trust of AIM Equity Funds (this "Amendment") amends, effective as of December 11, 2001, the Agreement and Declaration of Trust of AIM Equity Funds dated as of December 6, 1999 (the "Agreement"). Under Section 9.7 of the Agreement, this Amendment may be executed by a duly authorized officer of the Trust. NOW, THEREFORE, the Agreement is hereby amended as follows: 1. Schedule A of the Agreement is hereby amended and restated to read in its entirety as set forth on Exhibit 1 to this Amendment. 2. All references in the Agreement to "this Agreement" shall mean the Agreement as amended by this Amendment and all prior amendments thereto. 3. Except as specifically provided for by this Amendment, the Agreement (including all prior amendments) is hereby confirmed and remains in full force and effect. IN WITNESS WHEREOF, the undersigned, a duly authorized officer of the Trust, has executed this Amendment as of December 11, 2001. /s/ Robert H. Graham ------------------------- Name: Robert H. Graham Title: President EXHIBIT 1 TO AMENDMENT NO. 5 TO AGREEMENT AND DECLARATION OF TRUST OF AIM EQUITY FUNDS "SCHEDULE A AIM EQUITY FUNDS PORTFOLIOS AND CLASSES THEREOF AIM Aggressive Growth Fund AIM Dent Demographic Trends Fund - -------------------------- -------------------------------- Class A Shares Class A Shares Class B Shares Class B Shares Class C Shares Class C Shares Institutional Class Shares AIM Emerging Growth Fund AIM Blue Chip Fund ------------------------ - ------------------ Class A Shares Class A Shares Class B Shares Class B Shares Class C Shares Class C Shares Institutional Class Shares AIM Large Cap Basic Value Fund ------------------------------ AIM Capital Development Fund Class A Shares - ---------------------------- Class B Shares Class A Shares Class C Shares Class B Shares Class C Shares AIM Large Cap Core Equity Fund Institutional Class Shares ------------------------------ Class A Shares AIM Charter Fund Class B Shares - ---------------- Class C Shares Class A Shares Class B Shares AIM Large Cap Growth Fund Class C Shares ------------------------- Institutional Class Shares Class A Shares Class B Shares AIM Constellation Fund Class C Shares - ---------------------- Class A Shares AIM Mid Cap Growth Fund Class B Shares ----------------------- Class C Shares Class A Shares Institutional Class Shares Class B Shares Class C Shares AIM Core Strategies Fund - ------------------------ AIM Weingarten Fund Class A Shares ------------------- Class B Shares Class A Shares Class C Shares Class B Shares Class C Shares Institutional Class Shares" 2 EX-99.77Q1 OTHR EXHB 6 e77q1e.txt SUB-ITEM 77Q1e MEMORANDUM OF AGREEMENT This Memorandum of Agreement is entered into as of this 1st day of July, 2001 between AIM Equity Funds (the "Trust"), on behalf of the Fund listed on Exhibit "A" to this Memorandum of Agreement (the "Fund"), and A I M Advisors, Inc. ("AIM"). For and in consideration of the mutual terms and agreements set forth herein and other good and valuable consideration, the receipt and sufficiency of which is hereby acknowledged, the Trust and AIM agree as follows: The Trust and AIM agree until the date set forth on the attached Exhibit "A" that AIM will waive its fees or reimburse expenses to the extent that expenses (excluding interest, taxes, dividend expense on short sales, extraordinary items and in expenses due to expense offset arrangements, if any) of a class of a Fund exceed the rate set forth on Exhibit "A" of the average daily net assets allocable to such class. Neither the Trust nor AIM may remove or amend the waivers or expense limitations to the Trust's detriment prior to the date set forth on Exhibit "A." AIM will not have any right to reimbursement of any amount so waived or reimbursed. The Trust and AIM agree to review the then-current waivers or expense limitations for each class of the Fund listed on Exhibit "A" on a date prior to the date listed on that Exhibit to determine whether such waivers or limitations should be amended, continued or terminated. Unless the Trust, by vote of its Board of Trustees, or AIM terminates the waivers or limitations, or the Trust and AIM are unable to reach an agreement on the amount of the waivers or limitations to which the Trust and AIM desire to be bound, the waivers or limitations will continue for additional one-year terms at the rate to which the Trust and AIM mutually agree. Exhibit "A" will be amended to reflect that rate and the new date through which the Trust and AIM agree to be bound. It is expressly agreed that the obligations of the Trust hereunder shall not be binding upon any of the Trustees, shareholders, nominees, officers, agents or employees of the Trust personally, but shall only bind the assets and property of the Fund, as provided in the Trust's Agreement and Declaration of Trust. The execution and delivery of this Memorandum of Agreement have been authorized by the Trustees of the Trust, and this Memorandum of Agreement has been executed and delivered by an authorized officer of the Trust acting as such; neither such authorization by such Trustees nor such execution and delivery by such officer shall be deemed to have been made by any of them individually or to impose any liability on any of them personally, but shall bind only the assets and property of the Fund, as provided in the Trust's Agreement and Declaration of Trust. IN WITNESS WHEREOF, the Trust and AIM have entered into this Memorandum of Agreement as of the date first above written. AIM Equity Funds, on behalf of the Fund listed in Exhibit "A" to this Memorandum of Agreement By: /s/ Carol F. Relihan ----------------------------------- Title: Senior Vice President A I M Advisors, Inc. By: /s/ Robert H. Graham ----------------------------------- Title: President EXHIBIT "A" ----------- AIM EQUITY FUNDS FUND EXPENSE LIMITATION COMMITTED UNTIL - ---- ------------------ --------------- AIM Large Cap Basic Value Fund Class A 2.00% June 30, 2002 Class B (See Note 1 below) June 30, 2002 Class C (See Note 1 below) June 30, 2002 NOTE 1: The amount equal to Total Annual Fund Operating Expenses (as calculated in the Fund's financial statements less expense exclusions listed in the Memorandum of Agreement) less the basis point amounts necessary to limit Class A shares' Total Annual Fund Operating Expenses to 2.00%. EX-99.77Q1 OTHR EXHB 7 e77q1e1.txt SUB-ITEM 77Q1(e) MEMORANDUM OF AGREEMENT This Memorandum of Agreement is entered into as of the date indicated on Exhibit "A" between AIM Advisor Funds, AIM Equity Funds, AIM Funds Group, AIM International Funds, Inc., AIM Investment Securities Funds, AIM Summit Fund, AIM Tax-Exempt Funds, AIM Variable Insurance Funds, Short-Term Investments Co., Short-Term Investments Trust, and Tax-Free Investments Co. (each a "Company" and collectively, the "Companies"), on behalf of the portfolios listed on Exhibit "A" to this Memorandum of Agreement (the "Funds"), and A I M Advisors, Inc. ("AIM"). For and in consideration of the mutual terms and agreements set forth herein and other good and valuable consideration, the receipt and sufficiency of which is hereby acknowledged, the Companies and AIM agree as follows: 1. Each Company, for itself and its Funds, and AIM agree that until the expiration date, if any, of the commitment set forth on the attached Exhibit "A" occurs, as such Exhibit "A" is amended from time to time, AIM will not charge any administrative fee under each Fund's advisory agreement in connection with securities lending activities. 2. Neither a Company nor AIM may remove or amend the fee waivers to a Company's detriment prior to requesting and receiving the approval of the Fund's Board to remove or amend such fee waiver as described on the attached Exhibit "A". AIM will not have any right to reimbursement of any amount so waived. Unless a Company, by vote of its Board of Directors/Trustees, or AIM terminates the fee waiver, or a Company and AIM are unable to reach an agreement on the amount of the fee waiver to which the Company and AIM desire to be bound, the fee waiver will continue indefinitely with respect to such Company. Exhibit "A" will be amended to reflect the new date through which a Company and AIM agree to be bound. Nothing in this Memorandum of Agreement is intended to affect any other memorandum of agreement executed by any Company or AIM with respect to any other fee waivers, expense reimbursements and/or expense limitations IN WITNESS WHEREOF, each Company, on behalf of itself and its Funds listed in Exhibit "A" to this Memorandum of Agreement, and AIM have entered into this Memorandum of Agreement as of the date written above. AIM ADVISOR FUNDS AIM EQUITY FUNDS AIM FUNDS GROUP AIM INTERNATIONAL FUNDS, INC. AIM INVESTMENT SECURITIES FUNDS AIM SUMMIT FUND AIM TAX-EXEMPT FUNDS AIM VARIABLE INSURANCE FUNDS 1 SHORT-TERM INVESTMENTS CO. SHORT-TERM INVESTMENTS TRUST TAX-FREE INVESTMENTS CO. By: /s/ Robert H. Graham --------------------------- Title: President -------------------------- A I M ADVISORS, INC. By: /s/ Robert H. Graham --------------------------- Title: President ------------------------ 2 As revised December 27-28, 2001 EXHIBIT "A" AIM ADVISOR FUNDS FUND EFFECTIVE DATE COMMITTED UNTIL* - ---- -------------- ---------------- AIM International Value Fund September 11, 2000 AIM Real Estate Fund September 11, 2000 AIM EQUITY FUNDS FUND EFFECTIVE DATE COMMITTED UNTIL* - ---- -------------- ---------------- AIM Aggressive Growth Fund June 21, 2000 AIM Blue Chip Fund June 21, 2000 AIM Capital Development Fund June 21, 2000 AIM Charter Fund June 21, 2000 AIM Constellation Fund June 21, 2000 AIM Core Strategies Fund December 28, 2001 AIM Dent Demographic Trends Fund June 21, 2000 AIM Emerging Growth Fund June 21, 2000 AIM Large Cap Basic Value Fund June 21, 2000 AIM Large Cap Core Fund December 28, 2001 AIM Large Cap Growth Fund June 21, 2000 AIM Mid Cap Growth Fund June 21, 2000 AIM Weingarten Fund June 21, 2000 AIM FUNDS GROUP FUND EFFECTIVE DATE COMMITTED UNTIL* - ---- -------------- ---------------- AIM Balanced Fund June 1, 2000 AIM Basic Balanced Fund September 28, 2001 AIM European Small Company Fund August 30, 2000 AIM Global Utilities Fund June 1, 2000 AIM International Emerging Growth Fund August 30, 2000 AIM Mid Cap Basic Value Fund December 27, 2001 AIM New Technology Fund August 30, 2000 AIM Select Equity Fund June 1, 2000 AIM Small Cap Equity Fund August 30, 2000 AIM Value Fund June 1, 2000 AIM Value II Fund August 30, 2000 AIM Worldwide Spectrum Fund December 27, 2000 AIM INTERNATIONAL FUNDS, INC. FUND EFFECTIVE DATE COMMITTED UNTIL* - ---- -------------- ---------------- AIM Asian Growth Fund June 21, 2000 AIM European Development Fund June 21, 2000 AIM Global Aggressive Growth Fund June 21, 2000 - -------- * Committed until the Company or AIM requests and receives the approval of the Company's Board to remove or amend such fee waiver. Such commitments are evergreen until amended and apply to each Fund. A-1 AIM INTERNATIONAL FUNDS, INC. (CONTINUED) FUND EFFECTIVE DATE COMMITTED UNTIL* - ---- -------------- ---------------- AIM Global Growth Fund June 21, 2000 AIM Global Income Fund June 21, 2000 AIM International Equity Fund June 21, 2000 AIM INVESTMENT SECURITIES FUNDS FUND EFFECTIVE DATE COMMITTED UNTIL* - ---- -------------- ---------------- AIM High Yield Fund II June 1, 2000 AIM High Yield Fund June 1, 2000 AIM Income Fund June 1, 2000 AIM Intermediate Government Fund June 1, 2000 AIM Limited Maturity Treasury Fund June 1, 2000 AIM Money Market Fund June 1, 2000 AIM Municipal Bond Fund June 1, 2000 AIM Total Return Bond Fund December 28, 2001 AIM SUMMIT FUND FUND EFFECTIVE DATE COMMITTED UNTIL* - ---- -------------- ---------------- AIM Summit Fund July 24, 2000 AIM TAX-EXEMPT FUNDS FUND EFFECTIVE DATE COMMITTED UNTIL* - ---- -------------- ---------------- AIM High Income Municipal Fund June 1, 2000 AIM Tax-Exempt Cash Fund June 1, 2000 AIM Tax-Free Intermediate Fund June 1, 2000 AIM VARIABLE INSURANCE FUNDS FUND EFFECTIVE DATE COMMITTED UNTIL* - ---- -------------- ---------------- AIM V.I. Aggressive Growth Fund May 1, 2000 AIM V.I. Balanced Fund May 1, 2000 AIM V.I. Basic Value Fund September 10, 2001 AIM V.I. Blue Chip Fund May 1, 2000 AIM V.I. Capital Appreciation Fund May 1, 2000 AIM V.I. Capital Development Fund May 1, 2000 AIM V.I. Dent Demographic Trends Fund May 1, 2000 AIM V.I. Diversified Income Fund May 1, 2000 AIM V.I. Global Utilities Fund May 1, 2000 AIM V.I. Government Securities Fund May 1, 2000 AIM V.I. Growth Fund May 1, 2000 AIM V.I. Growth and Income Fund May 1, 2000 AIM V.I. High Yield Fund May 1, 2000 AIM V.I. International Equity Fund May 1, 2000 AIM V.I. Mid Cap Equity Fund September 10, 2001 - -------- * Committed until the Company or AIM requests and receives the approval of the Company's Board to remove or amend such fee waiver. Such commitments are evergreen until amended and apply to each Fund. A-2 AIM VARIABLE INSURANCE FUNDS (CONTINUED) FUND EFFECTIVE DATE COMMITTED UNTIL* - ---- -------------- ---------------- AIM V.I. Money Market Fund May 1, 2000 AIM V.I. New Technology Fund May 1, 2000 AIM V.I. Value Fund May 1, 2000 SHORT-TERM INVESTMENTS CO. FUND EFFECTIVE DATE COMMITTED UNTIL* - ---- -------------- ---------------- Liquid Assets Portfolio June 1, 2000 Prime Portfolio June 1, 2000 SHORT-TERM INVESTMENTS TRUST FUND EFFECTIVE DATE COMMITTED UNTIL* - ---- -------------- ---------------- Government & Agency Portfolio June 1, 2000 Government TaxAdvantage Portfolio June 1, 2000 Treasury Portfolio June 1, 2000 TAX-FREE INVESTMENTS CO. FUND EFFECTIVE DATE COMMITTED UNTIL* - ---- -------------- ---------------- Cash Reserve Portfolio June 1, 2000 - -------- * Committed until the Company or AIM requests and receives the approval of the Company's Board to remove or amend such fee waiver. Such commitments are evergreen until amended and apply to each Fund. A-3 -----END PRIVACY-ENHANCED MESSAGE-----