0000950123-12-009654.txt : 20120629
0000950123-12-009654.hdr.sgml : 20120629
20120629092445
ACCESSION NUMBER: 0000950123-12-009654
CONFORMED SUBMISSION TYPE: NSAR-A
PUBLIC DOCUMENT COUNT: 8
CONFORMED PERIOD OF REPORT: 20120430
FILED AS OF DATE: 20120629
DATE AS OF CHANGE: 20120629
EFFECTIVENESS DATE: 20120629
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: AIM EQUITY FUNDS (INVESCO EQUITY FUNDS)
CENTRAL INDEX KEY: 0000105377
IRS NUMBER: 132576643
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: NSAR-A
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-01424
FILM NUMBER: 12934142
BUSINESS ADDRESS:
STREET 1: 11 GREENWAY PLZ
STREET 2: STE 100
CITY: HOUSTON
STATE: TX
ZIP: 77046
BUSINESS PHONE: 7136261919
MAIL ADDRESS:
STREET 1: 11 GREENWAY PLAZA
STREET 2: SUITE 2500
CITY: HOUSTON
STATE: TX
ZIP: 77046
FORMER COMPANY:
FORMER CONFORMED NAME: AIM EQUITY FUNDS
DATE OF NAME CHANGE: 20000713
FORMER COMPANY:
FORMER CONFORMED NAME: AIM EQUITY FUNDS INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: WEINGARTEN EQUITY FUND INC
DATE OF NAME CHANGE: 19880929
0000105377
S000000276
INVESCO Capital Development Fund
C000000673
Class A
ACDAX
C000000674
Class B
ACDBX
C000000675
Class C
ACDCX
C000000676
Class R
ACDRX
C000021942
Institutional Class
ACDVX
C000029593
Investor Class
ACDIX
C000069440
Class Y
ACDYX
0000105377
S000000277
Invesco Charter Fund
C000000677
Class A
CHTRX
C000000678
Class B
BCHTX
C000000679
Class C
CHTCX
C000000680
Class R
CHRRX
C000021943
Institutional Class
CHTVX
C000069441
Class Y
CHTYX
C000081511
CLASS S
CHRSX
0000105377
S000000278
Invesco Constellation Fund
C000000681
Class A
CSTGX
C000000682
Class B
CSTBX
C000000683
Class C
CSTCX
C000000684
Class R
CSTRX
C000021944
Institutional Class
CSITX
C000069442
Class Y
CSTYX
0000105377
S000000281
Invesco Diversified Dividend Fund
C000000691
Class A
LCEAX
C000000692
Class B
LCEDX
C000000693
Class C
LCEVX
C000021945
Institutional Class
DDFIX
C000029594
Class R
DDFRX
C000029595
Investor Class
LCEIX
C000069443
Class Y
LCEYX
0000105377
S000022173
INVESCO SUMMIT FUND
C000063683
CLASS A
ASMMX
C000063684
CLASS B
BSMMX
C000063685
CLASS C
CSMMX
C000063686
CLASS P
SMMIX
C000069444
Class Y
ASMYX
C000069445
Institutional Class
SMITX
C000081512
CLASS S
SMMSX
0000105377
S000025554
INVESCO DISCIPLINED EQUITY FUND
C000076530
CLASS Y
AWEIX
NSAR-A
1
answer.fil
SEMI-ANNUAL REPORT
PAGE 1
000 A000000 04/30/2012
000 C000000 0000105377
000 D000000 N
000 E000000 NF
000 F000000 Y
000 G000000 N
000 H000000 N
000 I000000 6.1
000 J000000 A
001 A000000 AIM EQUITY FUNDS (INVESCO EQUITY FUNDS)
001 B000000 811-1424
001 C000000 7136261919
002 A000000 11 GREENWAY PLAZA, SUITE 100
002 B000000 HOUSTON
002 C000000 TX
002 D010000 77046
002 D020000 1173
003 000000 N
004 000000 N
005 000000 N
006 000000 N
007 A000000 Y
007 B000000 6
007 C010200 2
007 C020200 Invesco Constellation Fund
007 C030200 N
007 C010300 3
007 C020300 Invesco Charter Fund
007 C030300 N
007 C011100 11
007 C021100 Invesco Capital Development Fund
007 C031100 N
007 C011800 18
007 C021800 Invesco Diversified Dividend Fund
007 C031800 N
007 C011900 19
007 C021900 Invesco Summit Fund
007 C031900 N
007 C012000 20
007 C022000 Invesco Disciplined Equity Fund
007 C032000 N
008 A00AA01 Invesco Advisers, Inc.
008 B00AA01 A
008 C00AA01 801-33949
008 D01AA01 HOUSTON
008 D02AA01 TX
008 D03AA01 77046
008 D04AA01 1173
008 A00AA02 Invesco Asset Management Deutschland GmbH
008 B00AA02 S
008 C00AA02 801-67712
PAGE 2
008 D01AA02 Frankfurt
008 D05AA02 Germany
008 D06AA02 60313
008 A00AA03 Invesco Asset Management Limited
008 B00AA03 S
008 C00AA03 801-50197
008 D01AA03 London
008 D05AA03 United Kingdom
008 D06AA03 EC2A1AG
008 A00AA04 Invesco Asset Management (Japan) Ltd.
008 B00AA04 S
008 C00AA04 801-52601
008 D01AA04 Tokyo
008 D05AA04 Japan
008 D06AA04 105-6025
008 A00AA05 Invesco Australia Limited
008 B00AA05 S
008 C00AA05 801-68638
008 D01AA05 Melbourne
008 D05AA05 Australia
008 D06AA05 3000
008 A00AA06 Invesco Hong Kong Limited
008 B00AA06 S
008 C00AA06 801-47856
008 D01AA06 HONG KONG
008 D05AA06 HONG KONG
008 A00AA07 Invesco Senior Secured Management, Inc.
008 B00AA07 S
008 C00AA07 801-38119
008 D01AA07 NEW YORK
008 D02AA07 NY
008 D03AA07 10036
008 D04AA07 2727
008 A00AA08 Invesco Canada Ltd.
008 B00AA08 S
008 C00AA08 801-62166
008 D01AA08 TORONTO
008 D05AA08 CANADA
008 D06AA08 M2N 6X7
011 A00AA01 Invesco Distributors, Inc.
011 B00AA01 8-21323
011 C01AA01 HOUSTON
011 C02AA01 TX
011 C03AA01 77046
011 C04AA01 1173
012 A00AA01 Invesco Investment Services, Inc.
012 B00AA01 84-5432
012 C01AA01 HOUSTON
012 C02AA01 TX
012 C03AA01 77210
012 C04AA01 4739
PAGE 3
013 A00AA01 PRICEWATERHOUSECOOPERS LLP
013 B01AA01 HOUSTON
013 B02AA01 TX
013 B03AA01 77002
013 B04AA01 5678
015 A00AA01 STATE STREET BANK & TRUST CO.
015 B00AA01 C
015 C01AA01 BOSTON
015 C02AA01 MA
015 C03AA01 02110
015 C04AA01 2801
015 E01AA01 X
015 A00AA02 THE BANK OF NEW YORK
015 B00AA02 S
015 C01AA02 BROOKLYN
015 C02AA02 NY
015 C03AA02 11217
015 C04AA02 1431
015 E01AA02 X
018 00AA00 Y
019 A00AA00 Y
019 B00AA00 153
019 C00AA00 INVESCOFDS
020 A000001 SANFORD C. BERNSTEIN & CO., LLC
020 B000001 13-4132953
020 C000001 338
020 A000002 J.P. MORGAN SECURITIES INC.
020 B000002 13-3299429
020 C000002 331
020 A000003 UBS SECURITIES
020 B000003 13-3873456
020 C000003 274
020 A000004 DEUTSCHE BANK SECURITIES INC.
020 B000004 13-2730828
020 C000004 273
020 A000005 BNY CONVERGEX EXECUTION SOLUTIONS LLC
020 B000005 13-3989198
020 C000005 272
020 A000006 MORGAN STANLEY & CO., INC.
020 B000006 13-2655998
020 C000006 260
020 A000007 CITIGROUP GLOBAL MARKETS INC.
020 B000007 11-2418191
020 C000007 238
020 A000008 BARCLAYS CAPITAL INC.
020 B000008 06-1031656
020 C000008 237
020 A000009 CREDIT SUISSE FIRST BOSTON LLC
020 B000009 05-0546650
020 C000009 229
020 A000010 BANC OF AMERICA SECURITIES LLC
PAGE 4
020 B000010 56-2058405
020 C000010 219
021 000000 5394
022 A000001 CREDIT SUISSE FIRST BOSTON LLC
022 B000001 05-0546650
022 C000001 20112
022 D000001 0
022 A000002 MORGAN STANLEY & CO., INC.
022 B000002 13-2655998
022 C000002 5688
022 D000002 0
022 A000003 J.P. MORGAN SECURITIES INC.
022 B000003 13-3299429
022 C000003 3751
022 D000003 0
022 A000004 JOHNSON RICE & CO. L.L.C.
022 B000004 72-1091384
022 C000004 2654
022 D000004 0
022 A000005 PIPER JAFFRAY & CO.
022 B000005 41-0953246
022 C000005 4
022 D000005 0
023 C000000 32209
023 D000000 0
024 000200 N
024 000300 N
024 001100 N
024 001800 N
024 001900 N
024 002000 N
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028 A030200 0
028 A040200 30677
028 B010200 8116
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028 B030200 0
028 B040200 37647
PAGE 5
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PAGE 6
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PAGE 7
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PAGE 8
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029 000200 Y
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PAGE 9
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PAGE 10
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PAGE 11
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PAGE 12
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PAGE 13
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PAGE 14
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PAGE 15
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PAGE 16
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PAGE 17
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PAGE 18
062 Q001800 0.0
062 R001800 0.0
062 A001900 N
062 B001900 0.0
062 C001900 0.0
062 D001900 0.0
062 E001900 0.0
062 F001900 0.0
062 G001900 0.0
062 H001900 0.0
062 I001900 0.0
062 J001900 0.0
062 K001900 0.0
062 L001900 0.0
062 M001900 0.0
062 N001900 0.0
062 O001900 0.0
062 P001900 0.0
062 Q001900 0.0
062 R001900 0.0
062 A002000 N
062 B002000 0.0
062 C002000 0.0
062 D002000 0.0
062 E002000 0.0
062 F002000 0.0
062 G002000 0.0
062 H002000 0.0
062 I002000 0.0
062 J002000 0.0
062 K002000 0.0
062 L002000 0.0
062 M002000 0.0
062 N002000 0.0
062 O002000 0.0
062 P002000 0.0
062 Q002000 0.0
062 R002000 0.0
063 A000200 0
063 B000200 0.0
063 A000300 0
063 B000300 0.0
063 A001100 0
063 B001100 0.0
063 A001800 0
063 B001800 0.0
063 A001900 0
063 B001900 0.0
063 A002000 0
063 B002000 0.0
066 A000200 Y
PAGE 19
066 B000200 N
066 C000200 Y
066 D000200 N
066 E000200 N
066 F000200 N
066 G000200 N
066 A000300 Y
066 B000300 N
066 C000300 N
066 D000300 Y
066 E000300 N
066 F000300 N
066 G000300 N
066 A001100 Y
066 B001100 N
066 C001100 Y
066 D001100 N
066 E001100 N
066 F001100 N
066 G001100 N
066 A001800 Y
066 B001800 N
066 C001800 N
066 D001800 N
066 E001800 Y
066 F001800 N
066 G001800 N
066 A001900 Y
066 B001900 N
066 C001900 Y
066 D001900 N
066 E001900 N
066 F001900 N
066 G001900 N
066 A002000 Y
066 B002000 N
066 C002000 N
066 D002000 Y
066 E002000 N
066 F002000 N
066 G002000 N
067 000200 N
067 000300 N
067 001100 N
067 001800 N
067 001900 N
067 002000 N
068 A000200 N
068 B000200 N
068 A000300 N
068 B000300 N
PAGE 20
068 A001100 N
068 B001100 N
068 A001800 N
068 B001800 N
068 A001900 N
068 B001900 N
068 A002000 N
068 B002000 N
069 000200 N
069 000300 N
069 001100 N
069 001800 N
069 001900 N
069 002000 N
070 A010200 Y
070 A020200 N
070 B010200 Y
070 B020200 N
070 C010200 Y
070 C020200 N
070 D010200 Y
070 D020200 N
070 E010200 Y
070 E020200 N
070 F010200 Y
070 F020200 N
070 G010200 Y
070 G020200 N
070 H010200 Y
070 H020200 N
070 I010200 N
070 I020200 N
070 J010200 Y
070 J020200 N
070 K010200 Y
070 K020200 Y
070 L010200 Y
070 L020200 Y
070 M010200 Y
070 M020200 Y
070 N010200 Y
070 N020200 N
070 O010200 Y
070 O020200 N
070 P010200 Y
070 P020200 Y
070 Q010200 N
070 Q020200 N
070 R010200 Y
070 R020200 N
070 A010300 Y
PAGE 21
070 A020300 N
070 B010300 Y
070 B020300 N
070 C010300 Y
070 C020300 N
070 D010300 Y
070 D020300 N
070 E010300 Y
070 E020300 N
070 F010300 Y
070 F020300 N
070 G010300 Y
070 G020300 N
070 H010300 Y
070 H020300 N
070 I010300 N
070 I020300 N
070 J010300 Y
070 J020300 N
070 K010300 Y
070 K020300 Y
070 L010300 Y
070 L020300 Y
070 M010300 Y
070 M020300 Y
070 N010300 Y
070 N020300 N
070 O010300 Y
070 O020300 N
070 P010300 Y
070 P020300 Y
070 Q010300 N
070 Q020300 N
070 R010300 Y
070 R020300 N
070 A011100 Y
070 A021100 N
070 B011100 Y
070 B021100 N
070 C011100 Y
070 C021100 N
070 D011100 Y
070 D021100 N
070 E011100 Y
070 E021100 N
070 F011100 Y
070 F021100 N
070 G011100 Y
070 G021100 N
070 H011100 Y
070 H021100 N
PAGE 22
070 I011100 N
070 I021100 N
070 J011100 Y
070 J021100 Y
070 K011100 Y
070 K021100 Y
070 L011100 Y
070 L021100 Y
070 M011100 Y
070 M021100 N
070 N011100 Y
070 N021100 Y
070 O011100 Y
070 O021100 N
070 P011100 Y
070 P021100 Y
070 Q011100 N
070 Q021100 N
070 R011100 Y
070 R021100 N
070 A011800 Y
070 A021800 N
070 B011800 Y
070 B021800 N
070 C011800 Y
070 C021800 N
070 D011800 Y
070 D021800 N
070 E011800 Y
070 E021800 N
070 F011800 Y
070 F021800 N
070 G011800 Y
070 G021800 N
070 H011800 Y
070 H021800 N
070 I011800 N
070 I021800 N
070 J011800 Y
070 J021800 N
070 K011800 Y
070 K021800 Y
070 L011800 Y
070 L021800 Y
070 M011800 Y
070 M021800 Y
070 N011800 Y
070 N021800 N
070 O011800 Y
070 O021800 N
070 P011800 Y
PAGE 23
070 P021800 Y
070 Q011800 N
070 Q021800 N
070 R011800 Y
070 R021800 N
070 A011900 Y
070 A021900 N
070 B011900 Y
070 B021900 N
070 C011900 Y
070 C021900 N
070 D011900 Y
070 D021900 N
070 E011900 Y
070 E021900 N
070 F011900 Y
070 F021900 N
070 G011900 Y
070 G021900 N
070 H011900 Y
070 H021900 N
070 I011900 N
070 I021900 N
070 J011900 Y
070 J021900 Y
070 K011900 Y
070 K021900 Y
070 L011900 Y
070 L021900 Y
070 M011900 Y
070 M021900 Y
070 N011900 Y
070 N021900 Y
070 O011900 Y
070 O021900 N
070 P011900 Y
070 P021900 N
070 Q011900 N
070 Q021900 N
070 R011900 Y
070 R021900 N
070 A012000 Y
070 A022000 N
070 B012000 Y
070 B022000 N
070 C012000 Y
070 C022000 N
070 D012000 Y
070 D022000 N
070 E012000 Y
070 E022000 N
PAGE 24
070 F012000 Y
070 F022000 N
070 G012000 Y
070 G022000 N
070 H012000 Y
070 H022000 N
070 I012000 N
070 I022000 N
070 J012000 Y
070 J022000 N
070 K012000 Y
070 K022000 Y
070 L012000 Y
070 L022000 Y
070 M012000 Y
070 M022000 N
070 N012000 Y
070 N022000 N
070 O012000 Y
070 O022000 N
070 P012000 Y
070 P022000 N
070 Q012000 N
070 Q022000 N
070 R012000 Y
070 R022000 N
071 A000200 1045825
071 B000200 1239986
071 C000200 2568641
071 D000200 41
071 A000300 778092
071 B000300 927774
071 C000300 4545617
071 D000300 17
071 A001100 303819
071 B001100 387519
071 C001100 604299
071 D001100 50
071 A001800 355943
071 B001800 310137
071 C001800 4006300
071 D001800 8
071 A001900 180321
071 B001900 246905
071 C001900 1566427
071 D001900 12
071 A002000 64357
071 B002000 25955
071 C002000 248088
071 D002000 10
072 A000200 6
PAGE 25
072 B000200 12
072 C000200 11138
072 D000200 0
072 E000200 0
072 F000200 8293
072 G000200 0
072 H000200 0
072 I000200 4638
072 J000200 53
072 K000200 0
072 L000200 344
072 M000200 86
072 N000200 42
072 O000200 0
072 P000200 0
072 Q000200 269
072 R000200 22
072 S000200 16
072 T000200 3907
072 U000200 0
072 V000200 0
072 W000200 73
072 X000200 17743
072 Y000200 207
072 Z000200 -6386
072AA000200 160771
072BB000200 119469
072CC010200 195879
072CC020200 0
072DD010200 0
072DD020200 0
072EE000200 0
072 A000300 6
072 B000300 10
072 C000300 48963
072 D000300 0
072 E000300 0
072 F000300 16090
072 G000300 0
072 H000300 0
072 I000300 5704
072 J000300 200
072 K000300 0
072 L000300 377
072 M000300 159
072 N000300 64
072 O000300 0
072 P000300 0
072 Q000300 333
072 R000300 33
072 S000300 34
PAGE 26
072 T000300 7350
072 U000300 0
072 V000300 0
072 W000300 93
072 X000300 30437
072 Y000300 598
072 Z000300 19134
072AA000300 119413
072BB000300 118122
072CC010300 383409
072CC020300 0
072DD010300 25075
072DD020300 5919
072EE000300 0
072 A001100 6
072 B001100 0
072 C001100 3147
072 D001100 0
072 E001100 0
072 F001100 2122
072 G001100 0
072 H001100 0
072 I001100 845
072 J001100 10
072 K001100 0
072 L001100 58
072 M001100 30
072 N001100 40
072 O001100 0
072 P001100 0
072 Q001100 100
072 R001100 -3
072 S001100 3
072 T001100 1063
072 U001100 0
072 V001100 0
072 W001100 14
072 X001100 4282
072 Y001100 6
072 Z001100 -1129
072AA001100 49320
072BB001100 37481
072CC011100 42681
072CC021100 0
072DD011100 0
072DD021100 0
072EE001100 0
072 A001800 6
072 B001800 15
072 C001800 61166
072 D001800 0
PAGE 27
072 E001800 0
072 F001800 10495
072 G001800 0
072 H001800 0
072 I001800 3564
072 J001800 21
072 K001800 0
072 L001800 161
072 M001800 141
072 N001800 73
072 O001800 0
072 P001800 0
072 Q001800 319
072 R001800 10
072 S001800 -1
072 T001800 5198
072 U001800 35
072 V001800 0
072 W001800 14
072 X001800 20030
072 Y001800 268
072 Z001800 41419
072AA001800 72858
072BB001800 17185
072CC011800 375912
072CC021800 0
072DD011800 19105
072DD021800 19429
072EE001800 48328
072 A001900 6
072 B001900 0
072 C001900 7977
072 D001900 0
072 E001900 0
072 F001900 5088
072 G001900 0
072 H001900 0
072 I001900 1240
072 J001900 16
072 K001900 0
072 L001900 33
072 M001900 56
072 N001900 40
072 O001900 0
072 P001900 0
072 Q001900 208
072 R001900 13
072 S001900 4
072 T001900 828
072 U001900 0
072 V001900 0
PAGE 28
072 W001900 17
072 X001900 7543
072 Y001900 32
072 Z001900 466
072AA001900 41126
072BB001900 30705
072CC011900 160677
072CC021900 0
072DD011900 4
072DD021900 2381
072EE001900 0
072 A002000 6
072 B002000 0
072 C002000 2353
072 D002000 0
072 E002000 0
072 F002000 892
072 G002000 0
072 H002000 0
072 I002000 25
072 J002000 7
072 K002000 0
072 L002000 8
072 M002000 19
072 N002000 11
072 O002000 0
072 P002000 0
072 Q002000 29
072 R002000 13
072 S002000 4
072 T002000 0
072 U002000 0
072 V002000 0
072 W002000 6
072 X002000 1014
072 Y002000 8
072 Z002000 1347
072AA002000 5455
072BB002000 2155
072CC012000 25788
072CC022000 0
072DD012000 1954
072DD022000 0
072EE002000 4146
073 A010200 0.0000
073 A020200 0.0000
073 B000200 0.0000
073 C000200 0.0000
073 A010300 0.0000
073 A020300 0.0000
073 B000300 0.0000
PAGE 29
073 C000300 0.0000
073 A011100 0.0000
073 A021100 0.0000
073 B001100 0.0000
073 C001100 0.0000
073 A011800 0.0000
073 A021800 0.0000
073 B001800 0.0000
073 C001800 0.0000
073 A011900 0.0000
073 A021900 0.0000
073 B001900 0.0000
073 C001900 0.0000
073 A012000 0.0900
073 A022000 0.0000
073 B002000 0.1910
073 C002000 0.0000
074 A000200 0
074 B000200 0
074 C000200 0
074 D000200 0
074 E000200 0
074 F000200 2655042
074 G000200 0
074 H000200 0
074 I000200 29734
074 J000200 15402
074 K000200 0
074 L000200 4160
074 M000200 729
074 N000200 2705067
074 O000200 10517
074 P000200 2317
074 Q000200 0
074 R010200 0
074 R020200 0
074 R030200 0
074 R040200 9872
074 S000200 0
074 T000200 2682361
074 U010200 101425
074 U020200 9145
074 V010200 0.00
074 V020200 0.00
074 W000200 0.0000
074 X000200 170732
074 Y000200 0
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074 B000300 0
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PAGE 30
074 E000300 0
074 F000300 4563495
074 G000300 0
074 H000300 0
074 I000300 994382
074 J000300 0
074 K000300 0
074 L000300 19277
074 M000300 588
074 N000300 5581612
074 O000300 21423
074 P000300 3713
074 Q000300 0
074 R010300 0
074 R020300 0
074 R030300 0
074 R040300 14353
074 S000300 0
074 T000300 5542123
074 U010300 238622
074 U020300 77177
074 V010300 0.00
074 V020300 0.00
074 W000300 0.0000
074 X000300 276465
074 Y000300 0
074 A001100 0
074 B001100 0
074 C001100 0
074 D001100 0
074 E001100 0
074 F001100 591522
074 G001100 0
074 H001100 0
074 I001100 6426
074 J001100 5263
074 K001100 0
074 L001100 1469
074 M001100 117
074 N001100 604797
074 O001100 0
074 P001100 512
074 Q001100 0
074 R011100 0
074 R021100 0
074 R031100 0
074 R041100 5706
074 S001100 0
074 T001100 598579
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074 U021100 8827
PAGE 31
074 V011100 0.00
074 V021100 0.00
074 W001100 0.0000
074 X001100 43436
074 Y001100 2862
074 A001800 0
074 B001800 0
074 C001800 0
074 D001800 0
074 E001800 0
074 F001800 4306209
074 G001800 0
074 H001800 0
074 I001800 459154
074 J001800 5988
074 K001800 0
074 L001800 14906
074 M001800 270
074 N001800 4786527
074 O001800 44094
074 P001800 2561
074 Q001800 0
074 R011800 0
074 R021800 0
074 R031800 0
074 R041800 6977
074 S001800 0
074 T001800 4732895
074 U011800 181299
074 U021800 183073
074 V011800 0.00
074 V021800 0.00
074 W001800 0.0000
074 X001800 212848
074 Y001800 0
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074 F001900 1629938
074 G001900 0
074 H001900 0
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074 J001900 8149
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PAGE 32
074 Q001900 0
074 R011900 0
074 R021900 0
074 R031900 0
074 R041900 19914
074 S001900 0
074 T001900 1658860
074 U011900 1977
074 U021900 126539
074 V011900 0.00
074 V021900 0.00
074 W001900 0.0000
074 X001900 3268
074 Y001900 15716
074 A002000 0
074 B002000 0
074 C002000 0
074 D002000 0
074 E002000 0
074 F002000 285883
074 G002000 0
074 H002000 0
074 I002000 9470
074 J002000 0
074 K002000 0
074 L002000 749
074 M002000 15
074 N002000 296117
074 O002000 0
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074 Q002000 0
074 R012000 0
074 R022000 0
074 R032000 0
074 R042000 235
074 S002000 0
074 T002000 295858
074 U012000 25514
074 U022000 0
074 V012000 11.60
074 V022000 0.00
074 W002000 0.0000
074 X002000 7349
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PAGE 33
075 B001800 4388877
075 A001900 0
075 B001900 1600
075 A002000 0
075 B002000 258450
076 000200 0.00
076 000300 0.00
076 001100 0.00
076 001800 0.00
076 001900 0.00
076 002000 0.00
077 A000000 Y
077 B000000 N
077 C000000 Y
077 D000000 N
077 E000000 Y
077 F000000 N
077 G000000 N
077 H000000 N
077 I000000 N
077 J000000 N
077 K000000 N
077 L000000 N
077 M000000 N
077 N000000 N
077 O000000 N
077 P000000 N
077 Q010000 Y
077 Q020000 N
077 Q030000 Y
078 000000 N
080 C00AA00 0
081 B00AA00 0
082 B00AA00 0
083 B00AA00 0
084 B00AA00 0
086 A010000 0
086 A020000 0
086 B010000 0
086 B020000 0
086 C010000 0
086 C020000 0
086 D010000 0
086 D020000 0
086 E010000 0
086 E020000 0
086 F010000 0
086 F020000 0
SIGNATURE KELLI GALLEGOS
TITLE ASSISTANT VP & ASSISTANT TREASURER
EX-99.77C VOTES
2
h86672ex77c.txt
EX-99.77C
Sub-Item 77C
SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS
INVESCO CAPITAL DEVELOPMENT FUND
A Special Meeting ("Meeting") of Shareholders of Invesco Capital Development
Fund ("Fund") was held on April 2, 2012 and was adjourned until April 16, 2012,
and further adjourned until April 30, 2012. The Meeting on April 30, 2012 was
held for the following purpose:
(1) Approve an Agreement and Plan of Reorganization.
The results of the voting on the above matter were as follows:
Votes Votes Broker
Matter Votes For Against Abstain Non-Votes
------ ---------- ---------- ---------- ----------
(1) Approve an Agreement and Plan
of Reorganization. 18,084,794 518,057 1,132,006 0
EX-99.77E LEGAL
3
h86672ex77e.txt
EX-99.77E
SUB-ITEM 77E
AIM EQUITY FUNDS (INVESCO EQUITY FUNDS)
LEGAL PROCEEDINGS
On August 30, 2005, the West Virginia Office of the State Auditor -
Securities Commission (WVASC) issued a Summary Order to Cease and Desist and
Notice of Right to Hearing to Invesco and Invesco Distributors (collectively,
Invesco) (Order No. 05-1318). The WVASC made findings of fact that Invesco
allegedly entered into certain arrangements permitting market timing of the
Invesco Funds and failed to disclose these arrangements in the prospectuses for
such Funds, and conclusions of law to the effect that Invesco violated the West
Virginia securities laws. The WVASC ordered Invesco to cease any further
violations and sought to impose monetary sanctions, including restitution to
affected investors, disgorgement of fees, reimbursement of investigatory,
administrative and legal costs and an "administrative assessment" to be
determined by the Commissioner. On October 27, 2011, a hearing examiner was
appointed to this matter. This matter continues to be indefinitely suspended.
1
EX-99.77Q1 OTHR EXHB
4
h86672ex77q1a-16.txt
EX-99.77Q1
Sub-Item 77Q1(a)
AMENDMENT NO. 16
TO THE AMENDED AND RESTATED
AGREEMENT AND DECLARATION OF TRUST OF
AIM EQUITY FUNDS (INVESCO EQUITY FUNDS)
This Amendment No. 16 (the "Amendment") to the Amended and Restated
Agreement and Declaration of Trust of AIM Equity Funds (Invesco Equity Funds)
(the "Trust") amends, effective December 1, 2011, the Amended and Restated
Agreement and Declaration of Trust of the Trust dated as of September 14, 2005,
as amended (the "Agreement").
Under Section 9.7 of the Agreement, this Amendment may be executed by
a duly authorized officer of the Trust.
WHEREAS, the Trust desires to amend the Agreement to remove the
following series portfolios: Invesco Large Cap Basic Value Fund and Invesco
Large Cap Growth Fund;
NOW, THEREFORE, the Agreement is hereby amended as follows:
1. Schedule A of the Agreement is hereby amended and restated to read in
its entirety as set forth on Exhibit 1 to this Amendment.
2. All references in the Agreement to "this Agreement" shall mean the
Agreement as amended by this Amendment.
3. Except as specifically amended by this Amendment, the Agreement is
hereby confirmed and remains in full force and effect.
IN WITNESS WHEREOF, the undersigned, a duly authorized officer of the
Trust, has executed this Amendment as of December 1, 2011.
By: /s/ John M. Zerr
--------------------------
Name: John M. Zerr
Title: Senior Vice President
EXHIBIT 1
"SCHEDULE A
AIM EQUITY FUNDS (INVESCO EQUITY FUNDS)
PORTFOLIOS AND CLASSES THEREOF
PORTFOLIO CLASSES OF EACH PORTFOLIO
--------------------------------------- --------------------------------
Invesco Capital Development Fund Class A Shares
Class B Shares
Class C Shares
Class R Shares
Class Y Shares
Institutional Class Shares
Investor Class Shares
Invesco Charter Fund Class A Shares
Class B Shares
Class C Shares
Class R Shares
Class S Shares
Class Y Shares
Institutional Class Shares
Invesco Constellation Fund Class A Shares
Class B Shares
Class C Shares
Class R Shares
Class Y Shares
Institutional Class Shares
Invesco Disciplined Equity Fund Class Y Shares
Invesco Diversified Dividend Fund Class A Shares
Class B Shares
Class C Shares
Class R Shares
Class Y Shares
Institutional Class Shares
Investor Class Shares
Invesco Summit Fund Class A Shares
Class B Shares
Class C Shares
Class P Shares
Class S Shares
Class Y Shares
Institutional Class Shares"
EX-99.77Q1 OTHR EXHB
5
h86672ex77q1e-4.txt
EX-99.77Q1
Sub-Item 77Q1(e)
AMENDMENT NO. 4
TO
MASTER INTERGROUP SUB-ADVISORY CONTRACT FOR MUTUAL FUNDS
This Amendment dated as of December 1, 2011, amends the Master Intergroup
Sub-Advisory Contract for Mutual Funds (the "Contract"), dated May 1, 2008,
between Invesco Advisers, Inc. (the "Adviser"), on behalf of AIM Equity Funds
(Invesco Equity Funds), and each of Invesco Canada Ltd.(formerly known as
Invesco Trimark Ltd.), Invesco Asset Management Deutschland GmbH, Invesco Asset
Management Limited, Invesco Asset Management (Japan) Ltd., Invesco Australia
Limited, Invesco Hong Kong Limited, I and Invesco Senior Secured Management,
Inc. (each a "Sub-Adviser" and, collectively, the "Sub-Advisers").
W I T N E S S E T H:
WHEREAS, the parties desire to amend the Contract to remove the following
series portfolios: Invesco Large Cap Basic Value Fund and Invesco Large Cap
Growth Fund;
NOW, THEREFORE, the parties agree that;
1. Exhibit A to the Contract is hereby deleted in its entirety and
replaced with the following:
"EXHIBIT A
FUNDS
Invesco Capital Development Fund
Invesco Charter Fund
Invesco Constellation Fund
Invesco Disciplined Equity Fund
Invesco Diversified Dividend Fund
Invesco Summit Fund"
2. All other terms and provisions of the Contract not amended shall
remain in full force and effect.
IN WITNESS WHEREOF, the parties hereto have caused this Contract to be
executed by their officers designated as of the day and year first above
written.
INVESCO ADVISERS, INC.
Adviser
By: /s/ John M. Zerr
-----------------------------------
Name: John M. Zerr
Title: Senior Vice President
INVESCO CANADA LTD.
Sub-Adviser
By: /s/ Eric J. Adelson
-----------------------------------
Name: Eric J. Adelson
Title: Senior Vice President and
Secretary
By: /s/ Wayne Bolton
-----------------------------------
Name: Wayne Bolton
Title: Vice President, Compliance &
Chief Compliance Officer
INVESCO ASSET MANAGEMENT
DEUTSCHLAND GMBH
Sub-Adviser
By: /s/ Carl Bayer /s/ Jens Langewand
-------------------------------------------
Name: Carl Bayer Jens Langewand
Title: Managing Director
INVESCO ASSET MANAGEMENT LIMITED
Sub-Adviser
By: /s/ G J Proudfoot
--------------------------------------
Name: G.J. Proudfoot
Title: Director
INVESCO ASSET MANAGEMENT (JAPAN) LTD.
Sub-Adviser
By: /s/ Masakazu Hasegawa
-------------------------------------
Name: Masakazu Hasegawa
Title: Managing Director
INVESCO AUSTRALIA LIMITED
Sub-Adviser
By: /s/ Nick Burrell /s/ Mark Yesberg
--------------------------------------
Name: Nick Burrell Mark Yesberg
Title: Company Secretary Director
INVESCO HONG KONG LIMITED
Sub-Adviser
By: /s/ Anna Tong /s/ Fanny Lee
------------------------------------
Name: Anna Tong Fanny Lee
Title: Director Director
INVESCO SENIOR SECURED MANAGEMENT, INC.
Sub-Adviser
By: /s/ Jeffrey H. Kupor
-------------------------------------
Name: Jeffrey H. Kupor
Title: Secretary and General Counsel
EX-99.77Q1 OTHR EXHB
6
h86672ex77q1e-a.txt
EX-99.77Q1
Sub-Item 77Q1(e)
MEMORANDUM OF AGREEMENT
(ADVISORY FEE WAIVERS)
This Memorandum of Agreement is entered into as of the effective date on
the attached Exhibit A and B (each an "Exhibit" or, collectively the
"Exhibits"), between AIM Counselor Series Trust (Invesco Counselor Series
Trust), AIM Equity Funds (Invesco Equity Funds), AIM Funds Group (Invesco Funds
Group), AIM Growth Series (Invesco Growth Series), AIM International Mutual
Funds (Invesco International Mutual Funds), AIM Investment Funds (Invesco
Investment Funds), AIM Investment Securities Funds (Invesco Investment
Securities Funds), AIM Sector Funds (Invesco Sector Funds), AIM Tax-Exempt Funds
(Invesco Tax-Exempt Funds), AIM Treasurer's Series Trust (Invesco Treasurer's
Series Trust), AIM Variable Insurance Funds (Invesco Variable Insurance Funds),
Invesco California Insured Municipal Income Trust, Invesco California Quality
Municipal Securities, Invesco High Yield Investments Fund, Inc., Invesco Insured
California Municipal Securities, Invesco Insured Municipal Bond Trust, Invesco
Insured Municipal Income Trust, Invesco Insured Municipal Securities, Invesco
Insured Municipal Trust, Invesco Municipal Income Opportunities Trust, Invesco
Municipal Income Opportunities Trust II, Invesco Municipal Income Opportunities
Trust III, Invesco Municipal Premium Income Trust, Invesco New York Quality
Municipal Securities, Invesco Prime Income Trust, Invesco Quality Municipal
Income Trust, Invesco Quality Municipal Investment Trust, Invesco Quality
Municipal Securities and Short-Term Investments Trust (each a "Trust" or,
collectively, the "Trusts"), on behalf of the funds listed on the Exhibits to
this Memorandum of Agreement (the "Funds"), and Invesco Advisers, Inc.
("Invesco"). Invesco shall and hereby agrees to waive fees of the Funds, on
behalf of their respective classes as applicable, severally and not jointly, as
indicated in the Exhibits.
For and in consideration of the mutual terms and agreements set forth
herein and other good and valuable consideration, the receipt and sufficiency of
which is hereby acknowledged, the Trusts and Invesco agree that until at least
the expiration date set forth on Exhibit A (the "Expiration Date") and with
respect to those Funds listed on the Exhibit, Invesco will waive its advisory
fees at the rate set forth on the Exhibit.
For and in consideration of the mutual terms and agreements set forth
herein and other good and valuable consideration, the receipt and sufficiency of
which is hereby acknowledged, the Trusts and Invesco Aim agree as follows:
1. Each Trust, for itself and its Funds, and Invesco agree that until the
expiration date, if any, of the commitment set forth on the attached
Exhibit B occurs, as such Exhibit B is amended from time to time,
Invesco will waive advisory fees payable by an Investing Trust in an
amount equal to 100% of the net advisory fee Invesco receives on the
Uninvested Cash (defined below) from the Affiliated Money Market Fund
(defined below) in which the Investing Trust invests (the "Waiver").
i. Invesco's Fund Accounting Group will calculate, and apply, the
Waiver monthly, based upon the average investment of Uninvested
Cash made by the Investing Trust during the previous month in an
Affiliated Money Market Fund.
ii. The Waiver will not apply to those investing Trusts that do not
charge an advisory fee, either due to the terms of their advisory
agreement, or as a result of contractual or voluntary fee
waivers.
iii. The Waiver will not apply to cash collateral for securities
lending.
For purposes of the paragraph above, the following terms shall have
the following meanings:
(a) "Affiliated Money Market Fund" - any existing or future
Trust that holds itself out as a money market fund and complies with
Rule 2a-7 under the Investment Company Act of 1940, as amended; and
(b) "Uninvested Cash" - cash available and uninvested by a Trust that
may result from a variety of sources, including dividends or interest
received on portfolio securities,
unsettled securities transactions, strategic reserves, matured
investments, proceeds from liquidation of investment securities,
dividend payments, or new investor capital.
2. Neither a Trust nor Invesco may remove or amend the Waiver to a
Trust's detriment prior to requesting and receiving the approval of
the Board of Trustee of the applicable Fund's Trust to remove or amend
such Waiver. Invesco will not have any right to reimbursement of any
amount so waived.
The Boards of Trustees and Invesco may terminate or modify this Memorandum
of Agreement prior to the Expiration Date only by mutual written consent.
Invesco will not have any right to reimbursement of any amount so waived or
reimbursed.
Subject to the foregoing paragraphs, each of the Trusts and Invesco agree
to review the then-current waivers for each class of the Funds listed on the
Exhibits on a date prior to the Expiration Date to determine whether such
waivers should be amended, continued or terminated. The waivers will expire upon
the Expiration Date unless the Trusts and Invesco have agreed to continue them.
The Exhibits will be amended to reflect any such agreement.
It is expressly agreed that the obligations of the Trusts hereunder shall
not be binding upon any of the Trustees, shareholders, nominees, officers,
agents or employees of the Trusts personally, but shall only bind the assets and
property of the Funds, as provided in each Trust's Agreement and Declaration of
Trust. The execution and delivery of this Memorandum of Agreement have been
authorized by the Trustees of each Trust, and this Memorandum of Agreement has
been executed and delivered by an authorized officer of each Trust acting as
such; neither such authorization by such Trustees nor such execution and
delivery by such officer shall be deemed to have been made by any of them
individually or to impose any liability on any of them personally, but shall
bind only the assets and property of the Funds, as provided in each Trust's
Agreement and Declaration of Trust.
IN WITNESS WHEREOF, each of the Trusts, on behalf of itself and its Funds
listed in Exhibit A and B to this Memorandum of Agreement, and Invesco have
entered into this Memorandum of Agreement as of the Effective Date on the
attached Exhibits.
AIM COUNSELOR SERIES TRUST (INVESCO COUNSELOR SERIES TRUST)
AIM EQUITY FUNDS (INVESCO EQUITY FUNDS)
AIM FUNDS GROUP (INVESCO FUNDS GROUP)
AIM GROWTH SERIES (INVESCO GROWTH SERIES)
AIM INTERNATIONAL MUTUAL FUNDS (INVESCO INTERNATIONAL MUTUAL FUNDS)
AIM INVESTMENT FUNDS (INVESCO INVESTMENT FUNDS)
AIM INVESTMENT SECURITIES FUNDS (INVESCO INVESTMENT SECURITIES FUNDS)
AIM SECTOR FUNDS (INVESCO SECTOR FUNDS)
AIM TAX-EXEMPT FUNDS (INVESCO TAX-EXEMPT FUNDS)
AIM TREASURER'S SERIES TRUST (INVESCO TREASURER'S SERIES TRUST)
AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS)
INVESCO CALIFORNIA INSURED MUNICIPAL INCOME TRUST
INVESCO CALIFORNIA QUALITY MUNICIPAL SECURITIES
INVESCO HIGH YIELD INVESTMENTS FUND, INC.
INVESCO INSURED CALIFORNIA MUNICIPAL SECURITIES
INVESCO INSURED MUNICIPAL BOND TRUST
INVESCO INSURED MUNICIPAL INCOME TRUST
INVESCO INSURED MUNICIPAL SECURITIES
INVESCO INSURED MUNICIPAL TRUST
INVESCO MUNICIPAL INCOME OPPORTUNITIES TRUST
INVESCO MUNICIPAL INCOME OPPORTUNITIES TRUST II
INVESCO MUNICIPAL INCOME OPPORTUNITIES TRUST III
INVESCO MUNICIPAL PREMIUM INCOME TRUST
INVESCO NEW YORK QUALITY MUNICIPAL SECURITIES
INVESCO PRIME INCOME TRUST
INVESCO QUALITY MUNICIPAL INCOME TRUST
INVESCO QUALITY MUNICIPAL INVESTMENT TRUST
INVESCO QUALITY MUNICIPAL SECURITIES
SHORT-TERM INVESTMENTS TRUST
on behalf of the Funds listed in the Exhibit
to this Memorandum of Agreement
By: /s/ John M. Zerr
--------------------------
Title: Senior Vice President
INVESCO ADVISERS, INC.
By: /s/ John M. Zerr
--------------------------
Title: Senior Vice President
EXHIBIT A TO ADVISORY FEE MOA
AIM EQUITY FUNDS (INVESCO
EQUITY FUNDS) WAIVER DESCRIPTION EFFECTIVE DATE EXPIRATION DATE
--------------------------- ----------------------------------------------------- ------------------ -----------------
Invesco Constellation Invesco will waive advisory fees to the extent 3/27/2006 12/31/2012
Fund necessary so that advisory fees Invesco receives do
not exceed the annualized rates listed below.
0.695% of the first $250M
0.615% of the next $4B
0.595% of the next $750M
0.57% of the next $2.5B
0.545% of the next $2.5B
0.52% of the excess over $10B
AIM TAX-EXEMPT FUNDS
(INVESCO TAX-EXEMPT FUNDS) WAIVER DESCRIPTION EFFECTIVE DATE EXPIRATION DATE
---------------------------- ---------------------------------------------------- ------------------ -----------------
Invesco Van Kampen Invesco will waive advisory fees in the amount of 2/12/2010 6/30/2012
Intermediate Term 0.10% of the Fund's average daily net assets
Municipal Income Fund
Invesco Van Kampen New Invesco will waive advisory fees in the amount of 2/12/2010 6/30/2012
York Tax Free Income Fund 0.25% of the Fund's average daily net assets
AIM TREASURER'S SERIES
TRUST (INVESCO TREASURER'S
SERIES TRUST) WAIVER DESCRIPTION EFFECTIVE DATE EXPIRATION DATE
---------------------------- ---------------------------------------------------- ------------------ -----------------
Premier Portfolio Invesco will waive advisory fees in the amount of 2/1/2011 12/31/2012
0.07% of the Fund's average daily net assets
Premier U.S. Government Invesco will waive advisory fees in the amount of 2/1/2011 12/31/2012
Money Portfolio 0.07% of the Fund's average daily net assets
EXHIBIT "B"
AIM COUNSELOR SERIES TRUST (INVESCO COUNSELOR SERIES TRUST)
PORTFOLIO EFFECTIVE DATE COMMITTED UNTIL
---------------------------------------------------- ------------------- -----------------
Invesco California Tax-Free Income Fund February 12, 2010 June 30, 2012
Invesco Core Plus Bond Fund June 2, 2009 June 30, 2012
Invesco Equally-Weighted S&P 500 Fund February 12, 2010 June 30, 2012
Invesco Floating Rate Fund July 1, 2007 June 30, 2012
Invesco S&P 500 Index Fund February 12, 2010 June 30, 2012
Invesco Select Real Estate Income Fund July 1, 2007 June 30, 2012
Invesco Structured Core Fund July 1, 2007 June 30, 2012
Invesco Van Kampen American Franchise Fund February 12, 2010 June 30, 2012
Invesco Van Kampen Equity and Income Fund February 12, 2010 June 30, 2012
Invesco Van Kampen Growth and Income Fund February 12, 2010 June 30, 2012
Invesco Van Kampen Pennsylvania Tax Free Income Fund February 12, 2010 June 30, 2012
Invesco Van Kampen Small Cap Growth Fund February 12, 2010 June 30, 2012
AIM EQUITY FUNDS (INVESCO EQUITY FUNDS)
PORTFOLIO EFFECTIVE DATE COMMITTED UNTIL
---------------------------------------------------- ------------------- -----------------
Invesco Capital Development Fund July 1, 2007 June 30, 2012
Invesco Charter Fund July 1, 2007 June 30, 2012
Invesco Constellation Fund July 1, 2007 June 30, 2012
Invesco Disciplined Equity Fund July 14, 2009 June 30, 2012
Invesco Diversified Dividend Fund July 1, 2007 June 30, 2012
Invesco Summit Fund July 1, 2007 June 30, 2012
AIM FUNDS GROUP (INVESCO FUNDS GROUP)
FUND EFFECTIVE DATE COMMITTED UNTIL
---------------------------------------------------- ------------------- -----------------
Invesco European Small Company Fund July 1, 2007 June 30, 2012
Invesco Global Core Equity Fund July 1, 2007 June 30, 2012
Invesco International Small Company Fund July 1, 2007 June 30, 2012
Invesco Small Cap Equity Fund July 1, 2007 June 30, 2012
AIM GROWTH SERIES (INVESCO GROWTH SERIES)
FUND EFFECTIVE DATE COMMITTED UNTIL
--------------------------------------------------- ---------------
Invesco Convertible Securities Fund February 12, 2010 June 30, 2012
Invesco Global Equity Fund July 1, 2007 June 30, 2012
Invesco Mid Cap Core Equity Fund July 1, 2007 June 30, 2012
Invesco Small Cap Growth Fund July 1, 2007 June 30, 2012
Invesco Van Kampen Leaders Fund February 12, 2010 June 30, 2012
Invesco Van Kampen U.S. Mortgage Fund February 12, 2010 June 30, 2012
AIM INTERNATIONAL MUTUAL FUNDS (INVESCO INTERNATIONAL MUTUAL FUNDS)
FUND EFFECTIVE DATE COMMITTED UNTIL
---------------------------------------------------- ------------------- -----------------
Invesco Asia Pacific Growth Fund July 1, 2007 June 30, 2012
Invesco European Growth Fund July 1, 2007 June 30, 2012
Invesco Global Growth Fund July 1, 2007 June 30, 2012
Invesco Global Small & Mid Cap Growth Fund July 1, 2007 June 30, 2012
Invesco International Growth Fund July 1, 2007 June 30, 2012
Invesco International Core Equity Fund July 1, 2007 June 30, 2012
AIM INVESTMENT FUNDS (INVESCO INVESTMENT FUNDS)
FUND EFFECTIVE DATE COMMITTED UNTIL
---------------------------------------------------- ------------------- -----------------
Invesco Balanced-Risk Allocation Fund* May 29, 2009 June 30, 2012
Invesco Balanced-Risk Commodity Strategy Fund** November 29, 2010 June 30, 2012
Invesco China Fund July 1, 2007 June 30, 2012
Invesco Commodities Strategy Fund*** February 12, 2010 June 30, 2012
Invesco Developing Markets Fund July 1, 2007 June 30, 2012
Invesco Emerging Markets Equity Fund May 11, 2011 June 30, 2012
Invesco Emerging Market Local Currency Debt Fund June 14, 2010 June 30, 2012
Invesco Endeavor Fund July 1, 2007 June 30, 2012
Invesco Global Advantage Fund February 12, 2010 June 30, 2012
Invesco Global Health Care Fund July 1, 2007 June 30, 2012
Invesco International Total Return Fund July 1, 2007 June 30, 2012
Invesco Pacific Growth Fund February 12, 2010 June 30, 2012
Invesco Premium Income Fund December 13, 2011 June 30, 2012
Invesco Small Companies Fund July 1, 2007 June 30, 2012
AIM INVESTMENT SECURITIES FUNDS (INVESCO INVESTMENT SECURITIES FUNDS)
FUND EFFECTIVE DATE COMMITTED UNTIL
---------------------------------------------------- ------------------- -----------------
Invesco Dynamics Fund July 1, 2007 June 30, 2012
Invesco Global Real Estate Fund July 1, 2007 June 30, 2012
Invesco High Yield Fund July 1, 2007 June 30, 2012
Invesco High Yield Securities Fund February 12, 2010 June 30, 2012
Invesco Limited Maturity Treasury Fund July 1, 2007 June 30, 2012
Invesco Money Market Fund July 1, 2007 June 30, 2012
Invesco Municipal Bond Fund July 1, 2007 June 30, 2012
Invesco Real Estate Fund July 1, 2007 June 30, 2012
Invesco Short Term Bond Fund July 1, 2007 June 30, 2012
Invesco U.S. Government Fund July 1, 2007 June 30, 2012
Invesco Van Kampen Corporate Bond Fund February 12, 2010 June 30, 2012
----------
* Advisory fees to be waived by Invesco for Invesco Balanced-Risk Allocation
Fund also include advisory fees that Invesco receives on the Uninvested Cash
from the Affiliated Money Market Fund in which Invesco Cayman Commodity Fund
I, Ltd. invests.
** Advisory fees to be waived by Invesco for Invesco Balanced-Risk Commodity
Strategy Fund also include advisory fees that Invesco receives on the
Uninvested Cash from the Affiliated Money Market Fund in which Invesco
Cayman Commodity Fund III, Ltd. invests.
*** Advisory fees to be waived by Invesco for Invesco Commodities Strategy
Fund also include advisory fees that Invesco receives on the Uninvested Cash
from the Affiliated Money Market Fund in which Invesco Cayman Commodity Fund
II, Ltd. Invests.
Sub-Item 77Q1(e)
AIM SECTOR FUNDS (INVESCO SECTOR FUNDS)
FUND EFFECTIVE DATE COMMITTED UNTIL
---------------------------------------------------- ------------------- -----------------
Invesco Energy Fund July 1, 2007 June 30, 2012
Invesco Gold & Precious Metals Fund July 1, 2007 June 30, 2012
Invesco Leisure Fund July 1, 2007 June 30, 2012
Invesco Technology Fund July 1, 2007 June 30, 2012
Invesco Technology Sector Fund February 12, 2010 June 30, 2012
Invesco U.S. Mid Cap Value Fund February 12, 2010 June 30, 2012
Invesco Utilities Fund July 1, 2007 June 30, 2012
Invesco Value Fund February 12, 2010 June 30, 2012
Invesco Van Kampen American Value Fund February 12, 2010 June 30, 2012
Invesco Van Kampen Comstock Fund February 12, 2010 June 30, 2012
Invesco Van Kampen Mid Cap Growth Fund February 12, 2010 June 30, 2012
Invesco Van Kampen Small Cap Value Fund February 12, 2010 June 30, 2012
Invesco Van Kampen Value Opportunities Fund February 12, 2010 June 30, 2012
AIM TAX-EXEMPT FUNDS (INVESCO TAX-EXEMPT FUNDS)
FUND EFFECTIVE DATE COMMITTED UNTIL
---------------------------------------------------- ------------------- -----------------
Invesco High Income Municipal Fund July 1, 2007 June 30, 2012
Invesco Tax-Exempt Cash Fund July 1, 2007 June 30, 2012
Invesco Tax-Free Intermediate Fund July 1, 2007 June 30, 2012
Invesco Van Kampen High Yield Municipal Fund February 12, 2010 June 30, 2012
Invesco Van Kampen Intermediate Term Municipal Income
Fund February 12, 2010 June 30, 2012
Invesco Van Kampen Municipal Income Fund February 12, 2010 June 30, 2012
AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS)
FUND EFFECTIVE DATE COMMITTED UNTIL
---------------------------------------------------- ------------------- -----------------
Invesco V.I. Balanced-Risk Allocation Fund**** December 22, 2010 June 30, 2012
Invesco V.I. Basic Value Fund July 1, 2007 June 30, 2012
Invesco V.I. Capital Appreciation Fund July 1, 2007 June 30, 2012
Invesco V.I. Capital Development Fund July 1, 2007 June 30, 2012
Invesco V.I. Core Equity Fund July 1, 2007 June 30, 2012
Invesco V.I. Diversified Income Fund July 1, 2007 June 30, 2012
Invesco V.I. Dividend Growth Fund February 12, 2010 June 30, 2012
Invesco V.I. Global Health Care Fund July 1, 2007 June 30, 2012
Invesco V.I. Global Real Estate Fund July 1, 2007 June 30, 2012
Invesco V.I. Government Securities Fund July 1, 2007 June 30, 2012
Invesco V.I. High Yield Fund July 1, 2007 June 30, 2012
Invesco V.I. High Yield Securities Fund February 12, 2010 June 30, 2012
Invesco V.I. International Growth Fund July 1, 2007 June 30, 2012
Invesco V.I. Leisure Fund July 1, 2007 June 30, 2012
Invesco V.I. Mid Cap Core Equity Fund July 1, 2007 June 30, 2012
Invesco V.I. Money Market Fund July 1, 2007 June 30, 2012
Invesco V.I. S&P 500 Index Fund February 12, 2010 June 30, 2012
Invesco V.I. Select Dimensions Equally-Weighted S&P 500
Fund February 12, 2010 June 30, 2012
Invesco V.I. Small Cap Equity Fund July 1, 2007 June 30, 2012
Invesco V.I. Technology Fund July 1, 2007 June 30, 2012
----------
**** Advisory fees to be waived by Invesco for Invesco V.I. Balanced-Risk
Allocation Fund also include an amount equal to advisory fees that Invesco
receives from any money market fund or similarly pooled cash equivalent
investment vehicle advised by Invesco and/or Invesco's affiliates in which
Invesco Cayman Commodity Fund IV, Ltd. invests.
FUND EFFECTIVE DATE COMMITTED UNTIL
---------------------------------------------------- ------------------- -----------------
Invesco V.I. Utilities Fund July 1, 2007 June 30, 2012
Invesco Van Kampen V.I. Capital Growth Fund February 12, 2010 June 30, 2012
Invesco Van Kampen V.I. Comstock Fund February 12, 2010 June 30, 2012
Invesco Van Kampen V.I. Equity and Income Fund February 12, 2010 June 30, 2012
Invesco Van Kampen V.I. Global Value Equity Fund February 12, 2010 June 30, 2012
Invesco Van Kampen V.I. Growth and Income Fund February 12, 2010 June 30, 2012
Invesco Van Kampen V.I. Mid Cap Growth Fund February 12, 2010 June 30, 2012
Invesco Van Kampen V.I. Mid Cap Value Fund February 12, 2010 June 30, 2012
SHORT-TERM INVESTMENTS TRUST
FUND EFFECTIVE DATE COMMITTED UNTIL
---------------------------------------------------- ------------------- -----------------
Government TaxAdvantage Portfolio July 1, 2007 June 30, 2012
STIC Prime Portfolio July 1, 2007 June 30, 2012
Treasury Portfolio July 1, 2007 June 30, 2012
CLOSED-END FUNDS
FUND EFFECTIVE DATE COMMITTED UNTIL
---------------------------------------------------- ------------------- -----------------
Invesco California Insured Municipal Income Trust June 1, 2010 June 30, 2012
Invesco California Quality Municipal Securities June 1, 2010 June 30, 2012
Invesco High Yield Investments Fund, Inc. June 1, 2010 June 30, 2012
Invesco Insured California Municipal Securities June 1, 2010 June 30, 2012
Invesco Insured Municipal Bond Trust June 1, 2010 June 30, 2012
Invesco Insured Municipal Income Trust June 1, 2010 June 30, 2012
Invesco Insured Municipal Securities June 1, 2010 June 30, 2012
Invesco Insured Municipal Trust June 1, 2010 June 30, 2012
Invesco Municipal Income Opportunities Trust June 1, 2010 June 30, 2012
Invesco Municipal Income Opportunities Trust II June 1, 2010 June 30, 2012
Invesco Municipal Income Opportunities Trust III June 1, 2010 June 30, 2012
Invesco Municipal Premium Income Trust June 1, 2010 June 30, 2012
Invesco New York Quality Municipal Securities June 1, 2010 June 30, 2012
Invesco Prime Income Trust June 1, 2010 June 30, 2012
Invesco Quality Municipal Income Trust June 1, 2010 June 30, 2012
Invesco Quality Municipal Investment Trust June 1, 2010 June 30, 2012
Invesco Quality Municipal Securities June 1, 2010 June 30, 2012
EX-99.77Q1 OTHR EXHB
7
h86672ex77q1e-b.txt
EX-99.77Q1
Sub-Item 77Q1(e)
MEMORANDUM OF AGREEMENT
(EXPENSE LIMITATIONS)
This Memorandum of Agreement is entered into as of the Effective Date on
the attached exhibits (the "Exhibits"), between AIM Counselor Series Trust
(Invesco Counselor Series Trust), AIM Equity Funds (Invesco Equity Funds), AIM
Funds Group (Invesco Funds Group), AIM Growth Series (Invesco Growth Series),
AIM International Mutual Funds (Invesco International Mutual Funds), AIM
Investment Funds (Invesco Investment Funds), AIM Investment Securities Funds
(Invesco Investment Securities Funds), AIM Sector Funds (Invesco Sector Funds),
AIM Tax-Exempt Funds (Invesco Tax-Exempt Funds), AIM Variable Insurance Funds
(Invesco Variable Insurance Funds), Invesco California Municipal Income Trust,
Invesco California Municipal Securities, Invesco California Quality Municipal
Securities, Invesco High Yield Investments Fund, Inc., Invesco Municipal Income
Opportunities Trust, Invesco Municipal Income Opportunities Trust II, Invesco
Municipal Income Opportunities Trust III, Invesco Municipal Premium Income
Trust, Invesco New York Quality Municipal Securities, Invesco Quality Municipal
Income Trust, Invesco Quality Municipal Investment Trust, Invesco Quality
Municipal Securities, Invesco Value Municipal Bond Trust, Invesco Value
Municipal Income Trust, Invesco Value Municipal Securities, Invesco Value
Municipal Trust, and Short-Term Investments Trust (each a "Trust" or,
collectively, the "Trusts"), on behalf of the funds listed on the Exhibits to
this Memorandum of Agreement (the "Funds"), and Invesco Advisers, Inc.
("Invesco"). Invesco shall and hereby agrees to waive fees or reimburse expenses
of each Fund, on behalf of its respective classes as applicable, severally and
not jointly, as indicated in the attached Exhibits.
For and in consideration of the mutual terms and agreements set forth
herein and other good and valuable consideration, the receipt and sufficiency of
which is hereby acknowledged, the Trusts and Invesco agree as follows:
For the Contractual Limits (listed in Exhibits A - D), the Trusts and
Invesco agree until at least the expiration date set forth on the attached
Exhibits A - D (the "Expiration Date") that Invesco will waive its fees or
reimburse expenses to the extent that expenses of a class of a Fund (excluding
(i) interest; (ii) taxes; (iii) dividend expense on short sales; (iv)
extraordinary or non-routine items, including litigation expenses; and (v)
expenses that each Fund has incurred but did not actually pay because of an
expense offset arrangement, if applicable) exceed the rate, on an annualized
basis, set forth on the Exhibits of the average daily net assets allocable to
such class. Acquired fund fees and expenses are not fees or expenses incurred by
a fund directly but are expenses of the investment companies in which a fund
invests. These fees and expenses are incurred indirectly through the valuation
of a fund's investment in these investment companies. Acquired fund fees and
expenses are required to be disclosed and included in the total annual fund
operating expenses in the prospectus fee table. As a result, the net total
annual fund operating expenses shown in the prospectus fee table may exceed the
expense limits reflected in Exhibits A-D. With regard to the Contractual Limits,
the Board of Trustees of the Trust and Invesco may terminate or modify this
Memorandum of Agreement prior to the Expiration Date only by mutual written
consent. Invesco will not have any right to reimbursement of any amount so
waived or reimbursed.
For the Contractual Limits, each of the Trusts and Invesco agree to review
the then-current expense limitations for each class of each Fund listed on the
Exhibits on a date prior to the Expiration Date to determine whether such
limitations should be amended, continued or terminated. The expense limitations
will expire upon the Expiration Date unless the Trusts and Invesco have agreed
to continue them. The Exhibits will be amended to reflect any such agreement.
For the Voluntary Limits (listed in Exhibits A - D), the Trusts and Invesco
agree that these are not contractual in nature and that Invesco may establish,
amend and/or terminate such expense limitations at any time in its sole
discretion after consultation with the Funds' Boards of Trustees. Any delay or
failure by Invesco to update this Memorandum of Agreement with regards to the
terminations, extensions, or expirations of the Voluntary Limits shall have no
effect on the term of such Voluntary Limitations; the Voluntary Limitations are
listed herein for informational purposes only.
It is expressly agreed that the obligations of each Trust hereunder shall
not be binding upon any of the Trustees, shareholders, nominees, officers,
agents or employees of the Trusts personally, but shall only bind the assets and
property of each Fund, as provided in each Trust's Agreement and Declaration of
Trust. The execution and delivery of this Memorandum of Agreement have been
authorized by the Trustees of the Trusts, and this Memorandum of Agreement has
been executed and delivered by an authorized officer of the Trusts acting as
such; neither such authorization by such Trustees nor such execution and
delivery by such officer shall be deemed to have been made by any of them
individually or to impose any liability on any of them personally, but shall
bind only the assets and property of the Funds, as provided in each Trust's
Agreement and Declaration of Trust.
IN WITNESS WHEREOF, each of the Trusts and Invesco have entered into this
Memorandum of Agreement as of the Effective Dates on the attached Exhibits.
AIM COUNSELOR SERIES TRUST (INVESCO COUNSELOR SERIES TRUST)
AIM EQUITY FUNDS (INVESCO EQUITY FUNDS)
AIM FUNDS GROUP (INVESCO FUNDS GROUP)
AIM GROWTH SERIES (INVESCO GROWTH SERIES)
AIM INTERNATIONAL MUTUAL FUNDS (INVESCO INTERNATIONAL MUTUAL FUNDS)
AIM INVESTMENT FUNDS (INVESCO INVESTMENT FUNDS)
AIM INVESTMENT SECURITIES FUNDS (INVESCO INVESTMENT SECURITIES FUNDS)
AIM SECTOR FUNDS (INVESCO SECTOR FUNDS)
AIM TAX-EXEMPT FUNDS (INVESCO TAX-EXEMPT FUNDS)
AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS)
INVESCO CALIFORNIA MUNICIPAL INCOME TRUST
INVESCO CALIFORNIA MUNICIPAL SECURITIES
INVESCO CALIFORNIA QUALITY MUNICIPAL SECURITIES
INVESCO HIGH YIELD INVESTMENTS FUND, INC.
INVESCO MUNICIPAL INCOME OPPORTUNITIES TRUST
INVESCO MUNICIPAL INCOME OPPORTUNITIES TRUST II
INVESCO MUNICIPAL INCOME OPPORTUNITIES TRUST III
INVESCO MUNICIPAL PREMIUM INCOME TRUST
INVESCO NEW YORK QUALITY MUNICIPAL SECURITIES
INVESCO QUALITY MUNICIPAL INCOME TRUST
INVESCO QUALITY MUNICIPAL INVESTMENT TRUST
INVESCO QUALITY MUNICIPAL SECURITIES
INVESCO VALUE MUNICIPAL BOND TRUST
INVESCO VALUE MUNICIPAL INCOME TRUST
INVESCO VALUE MUNICIPAL SECURITIES
INVESCO VALUE MUNICIPAL TRUST
SHORT-TERM INVESTMENTS TRUST
on behalf of the Funds listed in the Exhibits
to this Memorandum of Agreement
By: /s/ John M. Zerr
----------------------------------
Title: Senior Vice President
INVESCO ADVISERS, INC.
By: /s/ John M. Zerr
----------------------------------
Title: Senior Vice President
2
as of April 30, 2012
EXHIBIT "A" - RETAIL FUNDS(1)
AIM COUNSELOR SERIES TRUST (INVESCO COUNSELOR SERIES TRUST)
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
--------------------------------------- ------------ ------------ ------------------ --------------
Invesco California Tax-Free Income
Fund
Class A Shares Contractual 0.85% February 12, 2010 June 30, 2012
Class B Shares Contractual 1.35% February 12, 2010 June 30, 2012
Class C Shares Contractual 1.35% February 12, 2010 June 30, 2012
Class Y Shares Contractual 0.60% February 12, 2010 June 30, 2012
Invesco Core Plus Bond Fund
Class A Shares Contractual 0.75% June 6, 2011 June 30, 2013
Class B Shares Contractual 1.50% June 6, 2011 June 30, 2013
Class C Shares Contractual 1.50% June 6, 2011 June 30, 2013
Class R Shares Contractual 1.00% June 6, 2011 June 30, 2013
Class Y Shares Contractual 0.50% June 6, 2011 June 30, 2013
Institutional Class Shares Contractual 0.50% June 6, 2011 June 30, 2013
Invesco Equally-Weighted S&P 500 Fund
Class A Shares Contractual 0.75% February 12, 2010 June 30, 2012
Class B Shares Contractual 1.50% February 12, 2010 June 30, 2012
Class C Shares Contractual 1.50% February 12, 2010 June 30, 2012
Class R Shares Contractual 1.00% February 12, 2010 June 30, 2012
Class Y Shares Contractual 0.50% February 12, 2010 June 30, 2012
Invesco Floating Rate Fund
Class A Shares Contractual 1.50% April 14, 2006 December 31, 2012
Class C Shares Contractual 2.00% April 14, 2006 December 31, 2012
Class R Shares Contractual 1.75% April 14, 2006 December 31, 2012
Class Y Shares Contractual 1.25% October 3, 2008 December 31, 2012
Institutional Class Shares Contractual 1.25% April 14, 2006 December 31, 2012
Invesco S&P 500 Index Fund
Class A Shares Contractual 0.65% February 12, 2010 June 30, 2012
Class B Shares Contractual 1.40% February 12, 2010 June 30, 2012
Class C Shares Contractual 1.40% February 12, 2010 June 30, 2012
Class Y Shares Contractual 0.40% February 12, 2010 June 30, 2012
Invesco Global Real Estate Income
Fund
Class A Shares Contractual 2.00% July 1, 2009 December 31, 2012
Class B Shares Contractual 2.75% July 1, 2009 December 31, 2012
Class C Shares Contractual 2.75% July 1, 2009 December 31, 2012
Class Y Shares Contractual 1.75% July 1, 2009 December 31, 2012
Institutional Class Shares Contractual 1.75% July 1, 2009 December 31, 2012
Invesco U.S. Quantitative Core Fund
Class A Shares Contractual 1.00% July 1, 2009 June 30, 2012
Class B Shares Contractual 1.75% July 1, 2009 June 30, 2012
Class C Shares Contractual 1.75% July 1, 2009 June 30, 2012
Class R Shares Contractual 1.25% July 1, 2009 June 30, 2012
Class Y Shares Contractual 0.75% July 1, 2009 June 30, 2012
Investor Class Shares Contractual 1.00% July 1, 2009 June 30, 2012
Institutional Class Shares Contractual 0.75% July 1, 2009 June 30, 2012
Invesco Van Kampen American
Franchise Fund Contractual 1.05% May 23, 2011 June 30, 2013
Class A Shares Contractual 1.22%(8) May 23, 2011 June 30, 2013
Class B Shares Contractual 1.80% May 23, 2011 June 30, 2013
Class C Shares Contractual 1.30% May 23, 2011 June 30, 2013
Class R Shares Contractual 0.80% May 23, 2011 June 30, 2013
Class Y Shares Contractual 0.80% May 23, 2011 June 30, 2013
Institutional Class Shares
See page 14 for footnotes to Exhibit A.
3
as of April 30, 2012
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
--------------------------------------- ------------ ------------ ------------------ --------------
Invesco Van Kampen Equity and Income
Fund
Class A Shares Contractual 0.82% February 12, 2010 June 30, 2012
Class B Shares Contractual 0.95%(8) February 12, 2010 June 30, 2012
Class C Shares Contractual 1.57% February 12, 2010 June 30, 2012
Class R Shares Contractual 1.07% February 12, 2010 June 30, 2012
Class Y Shares Contractual 0.57% February 12, 2010 June 30, 2012
Institutional Class Shares Contractual 0.57% February 12, 2010 June 30, 2012
Invesco Van Kampen Growth and Income
Fund
Class A Shares Contractual 0.88% February 12, 2010 June 30, 2012
Class B Shares Contractual 1.63% February 12, 2010 June 30, 2012
Class C Shares Contractual 1.63% February 12, 2010 June 30, 2012
Class R Shares Contractual 1.13% February 12, 2010 June 30, 2012
Class Y Shares Contractual 0.63% February 12, 2010 June 30, 2012
Institutional Class Shares Contractual 0.63% February 12, 2010 June 30, 2012
Invesco Van Kampen Pennsylvania Tax
Free Income Fund
Class A Shares Contractual 1.13% February 12, 2010 June 30, 2012
Class B Shares Contractual 1.88% February 12, 2010 June 30, 2012
Class C Shares Contractual 1.88% February 12, 2010 June 30, 2012
Class Y Shares Contractual 0.88% February 12, 2010 June 30, 2012
Invesco Van Kampen Small Cap Growth
Fund
Class A Shares Contractual 1.38% February 12, 2010 June 30, 2012
Class B Shares Contractual 2.13% February 12, 2010 June 30, 2012
Class C Shares Contractual 2.13% February 12, 2010 June 30, 2012
Class Y Shares Contractual 1.13% February 12, 2010 June 30, 2012
AIM EQUITY FUNDS (INVESCO EQUITY FUNDS)
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
--------------------------------------- ------------ ------------ ------------------ --------------
Invesco Capital Development Fund
Class A Shares Contractual 2.00% July 1, 2009 February 28, 2013
Class B Shares Contractual 2.75% July 1, 2009 February 28, 2013
Class C Shares Contractual 2.75% July 1, 2009 February 28, 2013
Class R Shares Contractual 2.25% July 1, 2009 February 28, 2013
Class Y Shares Contractual 1.75% July 1, 2009 February 28, 2013
Investor Class Shares Contractual 2.00% July 1, 2009 February 28, 2013
Institutional Class Shares Contractual 1.75% July 1, 2009 February 28, 2013
Invesco Charter Fund
Class A Shares Contractual 2.00% July 1, 2009 February 28, 2013
Class B Shares Contractual 2.75% July 1, 2009 February 28, 2013
Class C Shares Contractual 2.75% July 1, 2009 February 28, 2013
Class R Shares Contractual 2.25% July 1, 2009 February 28, 2013
Class S Shares Contractual 1.90% September 25, 2009 February 28, 2013
Class Y Shares Contractual 1.75% July 1, 2009 February 28, 2013
Institutional Class Shares Contractual 1.75% July 1, 2009 February 28, 2013
Invesco Constellation Fund
Class A Shares Contractual 2.00% July 1, 2009 February 28, 2013
Class B Shares Contractual 2.75% July 1, 2009 February 28, 2013
Class C Shares Contractual 2.75% July 1, 2009 February 28, 2013
Class R Shares Contractual 2.25% July 1, 2009 February 28, 2013
Class Y Shares Contractual 1.75% July 1, 2009 February 28, 2013
Institutional Class Shares Contractual 1.75% July 1, 2009 February 28, 2013
See page 14 for footnotes to Exhibit A.
4
as of April 30, 2012
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
--------------------------------------- ------------ ------------ ------------------ --------------
Invesco Disciplined Equity Fund
Class Y Shares Contractual 1.75% July 14, 2009 February 28, 2013
Invesco Diversified Dividend Fund
Class A Shares Contractual 0.95% July 18, 2011 June 30, 2013
Class B Shares Contractual 1.70% July 18, 2011 June 30, 2013
Class C Shares Contractual 1.70% July 18, 2011 June 30, 2013
Class R Shares Contractual 1.20% July 18, 2011 June 30, 2013
Class Y Shares Contractual 0.70% July 18, 2011 June 30, 2013
Investor Class Shares Contractual 0.95% July 18, 2011 June 30, 2013
Institutional Class Shares Contractual 0.70% July 18, 2011 June 30, 2013
Invesco Summit Fund
Class A Shares Contractual 2.00% July 1, 2009 February 28, 2013
Class B Shares Contractual 2.75% July 1, 2009 February 28, 2013
Class C Shares Contractual 2.75% July 1, 2009 February 28, 2013
Class P Shares Contractual 1.85% July 1, 2009 February 28, 2013
Class S Shares Contractual 1.90% September 25, 2009 February 28, 2013
Class Y Shares Contractual 1.75% July 1, 2009 February 28, 2013
Institutional Class Shares Contractual 1.75% July 1, 2009 February 28, 2013
AIM FUNDS GROUP (INVESCO FUNDS GROUP)
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
--------------------------------------- ------------ ------------ ------------------ --------------
Invesco European Small Company Fund
Class A Shares Contractual 2.25% July 1, 2009 April 30, 2013
Class B Shares Contractual 3.00% July 1, 2009 April 30, 2013
Class C Shares Contractual 3.00% July 1, 2009 April 30, 2013
Class Y Shares Contractual 2.00% July 1, 2009 April 30, 2013
Invesco Global Core Equity Fund
Class A Shares Contractual 1.25% May 23, 2011 June 30, 2013
Class B Shares Contractual 1.52%(8) May 23, 2011 June 30, 2013
Class C Shares Contractual 2.00% May 23, 2011 June 30, 2013
Class R Shares Contractual 1.50% May 23, 2011 June 30, 2013
Class Y Shares Contractual 1.00% May 23, 2011 June 30, 2013
Institutional Class Shares Contractual 1.00% May 23, 2011 June 30, 2013
Invesco International Small Company
Fund
Class A Shares Contractual 2.25% July 1, 2009 April 30, 2013
Class B Shares Contractual 3.00% July 1, 2009 April 30, 2013
Class C Shares Contractual 3.00% July 1, 2009 April 30, 2013
Class Y Shares Contractual 2.00% July 1, 2009 April 30, 2013
Institutional Class Shares Contractual 2.00% July 1, 2009 April 30, 2013
Invesco Small Cap Equity Fund
Class A Shares Contractual 2.00% July 1, 2009 April 30, 2013
Class B Shares Contractual 2.75% July 1, 2009 April 30, 2013
Class C Shares Contractual 2.75% July 1, 2009 April 30, 2013
Class R Shares Contractual 2.25% July 1, 2009 April 30, 2013
Class Y Shares Contractual 1.75% July 1, 2009 April 30, 2013
Institutional Class Shares Contractual 1.75% July 1, 2009 April 30, 2013
See page 14 for footnotes to Exhibit A.
5
as of April 30, 2012
AIM GROWTH SERIES (INVESCO GROWTH SERIES)
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
--------------------------------------- ------------ ------------ ------------------ --------------
Invesco Balanced-Risk Retirement
2020 Fund(2)
Class A Shares Contractual 0.25% November 4, 2009 April 30, 2013
Class A5 Shares Contractual 0.25% February 12, 2010 April 30, 2013
Class B Shares Contractual 1.00% November 4, 2009 April 30, 2013
Class C Shares Contractual 1.00% November 4, 2009 April 30, 2013
Class C5 Shares Contractual 1.00% February 12, 2010 April 30, 2013
Class R Shares Contractual 0.50% November 4, 2009 April 30, 2013
Class R5 Shares Contractual 0.50% February 12, 2010 April 30, 2013
Class Y Shares Contractual 0.00% November 4, 2009 April 30, 2013
Institutional Class Shares Contractual 0.00% November 4, 2009 April 30, 2013
Invesco Balanced-Risk Retirement
2030 Fund(3)
Class A Shares Contractual 0.25% November 4, 2009 April 30, 2013
Class A5 Shares Contractual 0.25% February 12, 2010 April 30, 2013
Class B Shares Contractual 1.00% November 4, 2009 April 30, 2013
Class C Shares Contractual 1.00% November 4, 2009 April 30, 2013
Class C5 Shares Contractual 1.00% February 12, 2010 April 30, 2013
Class R Shares Contractual 0.50% November 4, 2009 April 30, 2013
Class R5 Shares Contractual 0.50% February 12, 2010 April 30, 2013
Class Y Shares Contractual 0.00% November 4, 2009 April 30, 2013
Institutional Class Shares Contractual 0.00% November 4, 2009 April 30, 2013
Invesco Balanced-Risk Retirement
2040 Fund(4)
Class A Shares Contractual 0.25% November 4, 2009 April 30, 2013
Class A5 Shares Contractual 0.25% February 12, 2010 April 30, 2013
Class B Shares Contractual 1.00% November 4, 2009 April 30, 2013
Class C Shares Contractual 1.00% November 4, 2009 April 30, 2013
Class C5 Shares Contractual 1.00% February 12, 2010 April 30, 2013
Class R Shares Contractual 0.50% November 4, 2009 April 30, 2013
Class R5 Shares Contractual 0.50% February 12, 2010 April 30, 2013
Class Y Shares Contractual 0.00% November 4, 2009 April 30, 2013
Institutional Class Shares Contractual 0.00% November 4, 2009 April 30, 2013
Invesco Balanced-Risk Retirement
2050 Fund(5)
Class A Shares Contractual 0.25% November 4, 2009 April 30, 2013
Class A5 Shares Contractual 0.25% February 12, 2010 April 30, 2013
Class B Shares Contractual 1.00% November 4, 2009 April 30, 2013
Class C Shares Contractual 1.00% November 4, 2009 April 30, 2013
Class C5 Shares Contractual 1.00% February 12, 2010 April 30, 2013
Class R Shares Contractual 0.50% November 4, 2009 April 30, 2013
Class R5 Shares Contractual 0.50% February 12, 2010 April 30, 2013
Class Y Shares Contractual 0.00% November 4, 2009 April 30, 2013
Institutional Class Shares Contractual 0.00% November 4, 2009 April 30, 2013
Invesco Balanced-Risk Retirement Now
Fund(6)
Class A Shares Contractual 0.25% November 4, 2009 April 30, 2013
Class A5 Shares Contractual 0.25% February 12, 2010 April 30, 2013
Class B Shares Contractual 1.00% November 4, 2009 April 30, 2013
Class C Shares Contractual 1.00% November 4, 2009 April 30, 2013
Class C5 Shares Contractual 1.00% February 12, 2010 April 30, 2013
Class R Shares Contractual 0.50% November 4, 2009 April 30, 2013
Class R5 Shares Contractual 0.50% February 12, 2010 April 30, 2013
Class Y Shares Contractual 0.00% November 4, 2009 April 30, 2013
Institutional Class Shares Contractual 0.00% November 4, 2009 April 30, 2013
See page 14 for footnotes to Exhibit A.
6
as of April 30, 2012
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
--------------------------------------- ------------ ------------ ------------------ --------------
Invesco Convertible Securities Fund
Class A Shares Contractual 1.11% May 23, 2011 June 30, 2012
Class B Shares Contractual 1.86% May 23, 2011 June 30, 2012
Class C Shares Contractual 1.86% May 23, 2011 June 30, 2012
Class Y Shares Contractual 0.86% May 23, 2011 June 30, 2012
Institutional Class Shares Contractual 0.86% May 23, 2011 June 30, 2012
Invesco Global Quantitative Core Fund
Class A Shares Contractual 2.25% July 1, 2009 April 30, 2013
Class B Shares Contractual 3.00% July 1, 2009 April 30, 2013
Class C Shares Contractual 3.00% July 1, 2009 April 30, 2013
Class R Shares Contractual 2.50% July 1, 2009 April 30, 2013
Class Y Shares Contractual 2.00% July 1, 2009 April 30, 2013
Institutional Class Shares Contractual 2.00% July 1, 2009 April 30, 2013
Invesco Growth Allocation Fund
Class A Shares Contractual 0.37% June 6, 2011 June 30, 2012
Class B Shares Contractual 1.12% June 6, 2011 June 30, 2012
Class C Shares Contractual 1.12% June 6, 2011 June 30, 2012
Class R Shares Contractual 0.62% June 6, 2011 June 30, 2012
Class S Shares Contractual 0.27% June 6, 2011 June 30, 2012
Class Y Shares Contractual 0.12% June 6, 2011 June 30, 2012
Institutional Class Shares Contractual 0.12% June 6, 2011 June 30, 2012
Invesco Income Allocation Fund
Class A Shares Contractual 0.25% May 1, 2012 April 30, 2013
Class B Shares Contractual 1.00% May 1, 2012 April 30, 2013
Class C Shares Contractual 1.00% May 1, 2012 April 30, 2013
Class R Shares Contractual 0.50% May 1, 2012 April 30, 2013
Class Y Shares Contractual 0.00% May 1, 2012 April 30, 2013
Institutional Class Shares Contractual 0.00% May 1, 2012 April 30, 2013
Invesco International Allocation Fund
Class A Shares Contractual 0.43% July 1, 2009 April 30, 2012
Class B Shares Contractual 1.18% July 1, 2009 April 30, 2012
Class C Shares Contractual 1.18% July 1, 2009 April 30, 2012
Class R Shares Contractual 0.68% July 1, 2009 April 30, 2012
Class Y Shares Contractual 0.18% July 1, 2009 April 30, 2012
Institutional Class Shares Contractual 0.18% July 1, 2009 April 30, 2012
Invesco Mid Cap Core Equity Fund
Class A Shares Contractual 2.00% July 1, 2009 April 30, 2013
Class B Shares Contractual 2.75% July 1, 2009 April 30, 2013
Class C Shares Contractual 2.75% July 1, 2009 April 30, 2013
Class R Shares Contractual 2.25% July 1, 2009 April 30, 2013
Class Y Shares Contractual 1.75% July 1, 2009 April 30, 2013
Institutional Class Shares Contractual 1.75% July 1, 2009 April 30, 2013
Invesco Moderate Allocation Fund
Class A Shares Contractual 0.37% July 1, 2009 June 30, 2012
Class B Shares Contractual 1.12% July 1, 2009 June 30, 2012
Class C Shares Contractual 1.12% July 1, 2009 June 30, 2012
Class R Shares Contractual 0.62% July 1, 2009 June 30, 2012
Class S Shares Contractual 0.27% September 25, 2009 June 30, 2012
Class Y Shares Contractual 0.12% July 1, 2009 June 30, 2012
Institutional Class Shares Contractual 0.12% July 1, 2009 June 30, 2012
Invesco Conservative Allocation Fund
Class A Shares Contractual 0.39% July 1, 2009 June 30, 2012
Class B Shares Contractual 1.14% July 1, 2009 June 30, 2012
Class C Shares Contractual 1.14% July 1, 2009 June 30, 2012
Class R Shares Contractual 0.64% July 1, 2009 June 30, 2012
Class S Shares Contractual 0.29% June 6, 2011 June 30, 2012
Class Y Shares Contractual 0.14% July 1, 2009 June 30, 2012
Institutional Class Shares Contractual 0.14% July 1, 2009 June 30, 2012
See page 14 for footnotes to Exhibit A.
7
as of April 30, 2012
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
--------------------------------------- ------------ ------------ ------------------ --------------
Invesco Small Cap Growth Fund
Class A Shares Contractual 2.00% July 1, 2009 April 30, 2013
Class B Shares Contractual 2.75% July 1, 2009 April 30, 2013
Class C Shares Contractual 2.75% July 1, 2009 April 30, 2013
Class R Shares Contractual 2.25% July 1, 2009 April 30, 2013
Class Y Shares Contractual 1.75% July 1, 2009 April 30, 2013
Investor Class Shares Contractual 2.00% July 1, 2009 April 30, 2013
Institutional Class Shares Contractual 1.75% July 1, 2009 April 30, 2013
Invesco Van Kampen Leaders Fund
Class A Shares Contractual 0.50% February 12, 2010 June 30, 2012
Class B Shares Contractual 1.25% February 12, 2010 June 30, 2012
Class C Shares Contractual 1.25% February 12, 2010 June 30, 2012
Class Y Shares Contractual 0.25% February 12, 2010 June 30, 2012
Invesco Van Kampen U.S. Mortgage Fund
Class A Shares Contractual 0.96% February 12, 2010 June 30, 2012
Class B Shares Contractual 1.71% February 12, 2010 June 30, 2012
Class C Shares Contractual 1.71% February 12, 2010 June 30, 2012
Class Y Shares Contractual 0.71% February 12, 2010 June 30, 2012
Institutional Class Shares Contractual 0.71% February 12, 2010 June 30, 2012
AIM INTERNATIONAL MUTUAL FUNDS (INVESCO INTERNATIONAL MUTUAL FUNDS)
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
--------------------------------------- ------------ ------------ ------------------ --------------
Invesco Asia Pacific Growth Fund
Class A Shares Contractual 2.25% July 1, 2009 February 28, 2013
Class B Shares Contractual 3.00% July 1, 2009 February 28, 2013
Class C Shares Contractual 3.00% July 1, 2009 February 28, 2013
Class Y Shares Contractual 2.00% July 1, 2009 February 28, 2013
Invesco European Growth Fund
Class A Shares Contractual 2.25% July 1, 2009 February 28, 2013
Class B Shares Contractual 3.00% July 1, 2009 February 28, 2013
Class C Shares Contractual 3.00% July 1, 2009 February 28, 2013
Class R Shares Contractual 2.50% July 1, 2009 February 28, 2013
Class Y Shares Contractual 2.00% July 1, 2009 February 28, 2013
Investor Class Shares Contractual 2.25% July 1, 2009 February 28, 2013
Invesco Global Growth Fund
Class A Shares Contractual 1.32% December 19, 2011 December 31, 2012
Class B Shares Contractual 2.07% December 19, 2011 December 31, 2012
Class C Shares Contractual 2.07% December 19, 2011 December 31, 2012
Class Y Shares Contractual 1.07% December 19, 2011 December 31, 2012
Institutional Class Shares Contractual 1.07% December 19, 2011 December 31, 2012
Invesco Global Small & Mid Cap
Growth Fund
Class A Shares Contractual 2.25% July 1, 2009 February 28, 2013
Class B Shares Contractual 3.00% July 1, 2009 February 28, 2013
Class C Shares Contractual 3.00% July 1, 2009 February 28, 2013
Class Y Shares Contractual 2.00% July 1, 2009 February 28, 2013
Institutional Class Shares Contractual 2.00% July 1, 2009 February 28, 2013
Invesco International Core Equity
Fund
Class A Shares Contractual 2.25% July 1, 2009 February 28, 2013
Class B Shares Contractual 3.00% July 1, 2009 February 28, 2013
Class C Shares Contractual 3.00% July 1, 2009 February 28, 2013
Class R Shares Contractual 2.50% July 1, 2009 February 28, 2013
Class Y Shares Contractual 2.00% July 1, 2009 February 28, 2013
Investor Class Shares Contractual 2.25% July 1, 2009 February 28, 2013
Institutional Class Shares Contractual 2.00% July 1, 2009 February 28, 2013
See page 14 for footnotes to Exhibit A.
8
as of April 30, 2012
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
--------------------------------------- ------------ ------------ ------------------ --------------
Invesco International Growth Fund
Class A Shares Contractual 1.40% May 23, 2011 June 30, 2013
Class B Shares Contractual 2.15% May 23, 2011 June 30, 2013
Class C Shares Contractual 2.15% May 23, 2011 June 30, 2013
Class R Shares Contractual 1.65% May 23, 2011 June 30, 2013
Class Y Shares Contractual 1.15% May 23, 2011 June 30, 2013
Institutional Class Shares Contractual 1.15% May 23, 2011 June 30, 2013
AIM INVESTMENT FUNDS (INVESCO INVESTMENT FUNDS)
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
--------------------------------------- ------------ ------------ ------------------ --------------
Invesco Balanced-Risk Allocation
Fund(7)
Class A Shares Contractual 1.04% November 4, 2009 February 28, 2012
Class B Shares Contractual 1.79% November 4, 2009 February 28, 2012
Class C Shares Contractual 1.79% November 4, 2009 February 28, 2012
Class R Shares Contractual 1.29% November 4, 2009 February 28, 2012
Class Y Shares Contractual 0.79% November 4, 2009 February 28, 2012
Institutional Class Shares Contractual 0.79% November 4, 2009 February 28, 2012
Invesco Balanced-Risk Commodity
Strategy Fund(10)
Class A Shares Contractual 1.22% November 29, 2010 February 28, 2013
Class B Shares Contractual 1.97% November 29, 2010 February 28, 2013
Class C Shares Contractual 1.97% November 29, 2010 February 28, 2013
Class R Shares Contractual 1.47% November 29, 2010 February 28, 2013
Class Y Shares Contractual 0.97% November 29, 2010 February 28, 2013
Institutional Class Shares Contractual 0.97% November 29, 2010 February 28, 2013
Invesco China Fund
Class A Shares Contractual 2.25% July 1, 2009 February 28, 2013
Class B Shares Contractual 3.00% July 1, 2009 February 28, 2013
Class C Shares Contractual 3.00% July 1, 2009 February 28, 2013
Class Y Shares Contractual 2.00% July 1, 2009 February 28, 2013
Institutional Class Shares Contractual 2.00% July 1, 2009 February 28, 2013
Invesco Commodities Strategy Fund(11)
Class A Shares Contractual 1.25% February 12, 2010 June 30, 2012
Class B Shares Contractual 2.00% February 12, 2010 June 30, 2012
Class C Shares Contractual 2.00% February 12, 2010 June 30, 2012
Class R Shares Contractual 1.50% February 12, 2010 June 30, 2012
Class Y Shares Contractual 1.00% February 12, 2010 June 30, 2012
Institutional Class Shares Contractual 1.00% February 12, 2010 June 30, 2012
Invesco Developing Markets Fund
Class A Shares Contractual 2.10% May 23, 2011 June 30, 2012
Class B Shares Contractual 2.85% May 23, 2011 June 30, 2012
Class C Shares Contractual 2.85% May 23, 2011 June 30, 2012
Class Y Shares Contractual 1.85% May 23, 2011 June 30, 2012
Institutional Class Shares Contractual 1.85% May 23, 2011 June 30, 2012
Invesco Emerging Markets Equity Fund
Class A Shares Contractual 1.85% May 11, 2011 February 28, 2013
Class C Shares Contractual 2.60% May 11, 2011 February 28, 2013
Class R Shares Contractual 2.10% May 11, 2011 February 28, 2013
Class Y Shares Contractual 1.60% May 11, 2011 February 28, 2013
Institutional Class Shares Contractual 1.60% May 11, 2011 February 28, 2013
Invesco Emerging Market Local
Currency Debt Fund
Class A Shares Contractual 1.24% June 14, 2010 February 28, 2013
Class B Shares Contractual 1.99% June 14, 2010 February 28, 2013
Class C Shares Contractual 1.99% June 14, 2010 February 28, 2013
Class R Shares Contractual 1.49% June 14, 2010 February 28, 2013
Class Y Shares Contractual 0.99% June 14, 2010 February 28, 2013
Institutional Class Shares Contractual 0.99% June 14, 2010 February 28, 2013
See page 14 for footnotes to Exhibit A.
9
as of April 30, 2012
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
--------------------------------------- ------------ ------------ ------------------ --------------
Invesco Endeavor Fund
Class A Shares Contractual 2.00% July 1, 2009 February 28, 2013
Class B Shares Contractual 2.75% July 1, 2009 February 28, 2013
Class C Shares Contractual 2.75% July 1, 2009 February 28, 2013
Class R Shares Contractual 2.25% July 1, 2009 February 28, 2013
Class Y Shares Contractual 1.75% July 1, 2009 February 28, 2013
Institutional Class Shares Contractual 1.75% July 1, 2009 February 28, 2013
Invesco Global Health Care Fund
Class A Shares Contractual 1.65% May 23, 2011 June 30, 2012
Class B Shares Contractual 2.40% May 23, 2011 June 30, 2012
Class C Shares Contractual 2.40% May 23, 2011 June 30, 2012
Class Y Shares Contractual 1.40% May 23, 2011 June 30, 2012
Investor Class Shares Contractual 1.65% May 23, 2011 June 30, 2012
Invesco International Total Return
Fund
Class A Shares Contractual 1.10% March 31, 2006 February 28, 2013
Class B Shares Contractual 1.85% March 31, 2006 February 28, 2013
Class C Shares Contractual 1.85% March 31, 2006 February 28, 2013
Class Y Shares Contractual 0.85% October 3, 2008 February 28, 2013
Institutional Class Shares Contractual 0.85% March 31, 2006 February 28, 2013
Invesco Pacific Growth Fund
Class A Shares Contractual 1.88% February 12, 2010 June 30, 2012
Class B Shares Contractual 2.63% February 12, 2010 June 30, 2012
Class C Shares Contractual 2.63% February 12, 2010 June 30, 2012
Class R Shares Contractual 2.13% February 12, 2010 June 30, 2012
Class Y Shares Contractual 1.63% February 12, 2010 June 30, 2012
Institutional Class Shares Contractual 1.63% May 23, 2011 June 30, 2012
Invesco Premium Income Fund
Class A Shares Contractual 0.89% December 13, 2011 February 28, 2013
Class C Shares Contractual 1.64% December 13, 2011 February 28, 2013
Class R Shares Contractual 1.14% December 13, 2011 February 28, 2013
Class Y Shares Contractual 0.64% December 13, 2011 February 28, 2013
Institutional Class Shares Contractual 0.64% December 13, 2011 February 28, 2013
Invesco Small Companies Fund
Class A Shares Contractual 2.00% July 1, 2009 February 28, 2013
Class B Shares Contractual 2.75% July 1, 2009 February 28, 2013
Class C Shares Contractual 2.75% July 1, 2009 February 28, 2013
Class R Shares Contractual 2.25% July 1, 2009 February 28, 2013
Class Y Shares Contractual 1.75% July 1, 2009 February 28, 2013
Institutional Class Shares Contractual 1.75% July 1, 2009 February 28, 2013
AIM INVESTMENT SECURITIES FUNDS (INVESCO INVESTMENT SECURITIES FUNDS)
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
--------------------------------------- ------------ ------------ ------------------ --------------
Invesco Dynamics Fund
Class A Shares Contractual 2.00% July 1, 2009 June 30, 2012
Class B Shares Contractual 2.75% July 1, 2009 June 30, 2012
Class C Shares Contractual 2.75% July 1, 2009 June 30, 2012
Class R Shares Contractual 2.25% July 1, 2009 June 30, 2012
Class Y Shares Contractual 1.75% July 1, 2009 June 30, 2012
Investor Class Shares Contractual 2.00% July 1, 2009 June 30, 2012
Institutional Class Shares Contractual 1.75% July 1, 2009 June 30, 2012
Invesco Global Real Estate Fund
Class A Shares Contractual 2.00% July 1, 2009 June 30, 2012
Class B Shares Contractual 2.75% July 1, 2009 June 30, 2012
Class C Shares Contractual 2.75% July 1, 2009 June 30, 2012
Class R Shares Contractual 2.25% July 1, 2009 June 30, 2012
Class Y Shares Contractual 1.75% July 1, 2009 June 30, 2012
Institutional Class Shares Contractual 1.75% July 1, 2009 June 30, 2012
See page 14 for footnotes to Exhibit A.
10
as of April 30, 2012
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
--------------------------------------- ------------ ------------ ------------------ --------------
Invesco High Yield Fund
Class A Shares Contractual 0.89% June 6, 2011 June 30, 2013
Class B Shares Contractual 1.64% June 6, 2011 June 30, 2013
Class C Shares Contractual 1.64% June 6, 2011 June 30, 2013
Class Y Shares Contractual 0.64% June 6, 2011 June 30, 2013
Investor Class Shares Contractual 0.89% June 6, 2011 June 30, 2013
Institutional Class Shares Contractual 0.64% June 6, 2011 June 30, 2013
Invesco High Yield Securities Fund
Class A Shares
Class B Shares Contractual 2.13% February 12, 2010 June 30, 2012
Class C Shares Contractual 2.63% February 12, 2010 June 30, 2012
Class Y Shares Contractual 2.73% February 12, 2010 June 30, 2012
Contractual 1.88% February 12, 2010 June 30, 2012
Invesco Municipal Bond Fund
Class A Shares Contractual 0.70% July 1, 2011 June 30, 2012
Class B Shares Contractual 1.45% July 1, 2011 June 30, 2012
Class C Shares Contractual 1.45% July 1, 2011 June 30, 2012
Class Y Shares Contractual 0.45% July 1, 2011 June 30, 2012
Investor Class Shares Contractual 0.70% July 1, 2011 June 30, 2012
Invesco Real Estate Fund
Class A Shares Contractual 1.55% May 23, 2011 June 30, 2012
Class B Shares Contractual 2.30% May 23, 2011 June 30, 2012
Class C Shares Contractual 2.30% May 23, 2011 June 30, 2012
Class R Shares Contractual 1.80% May 23, 2011 June 30, 2012
Class Y Shares Contractual 1.30% May 23, 2011 June 30, 2012
Investor Class Shares Contractual 1.55% May 23, 2011 June 30, 2012
Institutional Class Shares Contractual 1.30% May 23, 2011 June 30, 2012
Invesco Short Term Bond Fund
Class A Shares Contractual 0.56% June 6, 2011 June 30, 2013
Class C Shares Contractual 0.91%8 March 4, 2009 June 30, 2013
Class R Shares Contractual 0.91% March 4, 2009 June 30, 2013
Class Y Shares Contractual 0.41% March 4, 2009 June 30, 2013
Institutional Class Shares Contractual 0.41% March 4, 2009 June 30, 2013
Invesco U.S. Government Fund
Class A Shares Contractual 1.03% June 6, 2011 June 30, 2012
Class B Shares Contractual 1.78% June 6, 2011 June 30, 2012
Class C Shares Contractual 1.78% June 6, 2011 June 30, 2012
Class R Shares Contractual 1.28% June 6, 2011 June 30, 2012
Class Y Shares Contractual 0.78% June 6, 2011 June 30, 2012
Investor Class Shares Contractual 1.03% June 6, 2011 June 30, 2012
Institutional Class Shares Contractual 0.78% June 6, 3011 June 30, 2012
Invesco Van Kampen Corporate Bond
Fund
Class A Shares Contractual 0.95% February 12, 2010 June 30, 2012
Class B Shares Contractual 1.29%(8) June 6, 2011 June 30, 2012
Class C Shares Contractual 1.65%(8) June 6, 2011 June 30, 2012
Class R Shares Contractual 1.20% June 6, 2011 June 30, 2012
Class Y Shares Contractual 0.70% February 12, 2010 June 30, 2012
Institutional Class Shares Contractual 0.70% February 12, 2010 June 30, 2012
AIM SECTOR FUNDS (INVESCO SECTOR FUNDS)
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
--------------------------------------- ------------ ------------ ------------------ --------------
Invesco Energy Fund
Class A Shares Contractual 2.00% July 1, 2009 August 31, 2012
Class B Shares Contractual 2.75% July 1, 2009 August 31, 2012
Class C Shares Contractual 2.75% July 1, 2009 August 31, 2012
Class Y Shares Contractual 1.75% July 1, 2009 August 31, 2012
Investor Class Shares Contractual 2.00% July 1, 2009 August 31, 2012
Institutional Class Shares Contractual 1.75% July 1, 2009 August 31, 2012
See page 14 for footnotes to Exhibit A.
11
as of April 30, 2012
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
--------------------------------------- ------------ ------------ ------------------ --------------
Invesco Gold & Precious Metals Fund
Class A Shares Contractual 2.00% July 1, 2009 August 31, 2012
Class B Shares Contractual 2.75% July 1, 2009 August 31, 2012
Class C Shares Contractual 2.75% July 1, 2009 August 31, 2012
Class Y Shares Contractual 1.75% July 1, 2009 August 31, 2012
Investor Class Shares Contractual 2.00% July 1, 2009 August 31, 2012
Invesco Leisure Fund
Class A Shares Contractual 2.00% July 1, 2009 August 31, 2012
Class B Shares Contractual 2.75% July 1, 2009 August 31, 2012
Class C Shares Contractual 2.75% July 1, 2009 August 31, 2012
Class R Shares Contractual 2.25% July 1, 2009 August 31, 2012
Class Y Shares Contractual 1.75% July 1, 2009 August 31, 2012
Investor Class Shares Contractual 2.00% July 1, 2009 August 31, 2012
Invesco Technology Fund
Class A Shares Contractual 1.76% May 23, 2011 June 30, 2012
Class B Shares Contractual 2.51% May 23, 2011 June 30, 2012
Class C Shares Contractual 2.51% May 23, 2011 June 30, 2012
Class Y Shares Contractual 1.51% May 23, 2011 June 30, 2012
Investor Class Shares Contractual 1.76% May 23, 2011 June 30, 2012
Institutional Class Shares Contractual 1.51% May 23, 2011 June 30, 2012
Invesco Technology Sector Fund
Class A Shares Contractual 2.00% February 12, 2010 June 30, 2012
Class B Shares Contractual 2.75% February 12, 2010 June 30, 2012
Class C Shares Contractual 2.75% February 12, 2010 June 30, 2012
Class Y Shares Contractual 1.75% February 12, 2010 June 30, 2012
Invesco Utilities Fund
Class A Shares Contractual 1.32% May 23, 2011 June 30, 2013
Class B Shares Contractual 2.07% May 23, 2011 June 30, 2013
Class C Shares Contractual 2.07% May 23, 2011 June 30, 2013
Class Y Shares Contractual 1.07% May 23, 2011 June 30, 2013
Investor Class Shares Contractual 1.32% May 23, 2011 June 30, 2013
Institutional Class Shares Contractual 1.07% May 23, 2011 June 30, 2013
Invesco Van Kampen American Value
Fund
Class A Shares Contractual 1.41% February 12, 2010 June 30, 2012
Class B Shares Contractual 1.65%(8) May 23, 2011 June 30, 2012
Class C Shares Contractual 2.16% February 12, 2010 June 30, 2012
Class R Shares Contractual 1.66% February 12, 2010 June 30, 2012
Class Y Shares Contractual 1.16% February 12, 2010 June 30, 2012
Institutional Class Shares Contractual 1.16% February 12, 2010 June 30, 2012
Invesco Van Kampen Comstock Fund
Class A Shares
Class B Shares Contractual 0.89% February 12, 2010 June 30, 2012
Class C Shares Contractual 1.64% February 12, 2010 June 30, 2012
Class R Shares Contractual 1.64% February 12, 2010 June 30, 2012
Class Y Shares Contractual 1.14% February 12, 2010 June 30, 2012
Institutional Class Shares Contractual 0.64% February 12, 2010 June 30, 2012
Contractual 0.64% February 12, 2010 June 30, 2012
Invesco Van Kampen Mid Cap Growth
Fund
Class A Shares Contractual 1.40% February 12, 2010 June 30, 2012
Class B Shares Contractual 2.15% February 12, 2010 June 30, 2012
Class C Shares Contractual 2.15% February 12, 2010 June 30, 2012
Class R Shares Contractual 1.65% February 12, 2010 June 30, 2012
Class Y Shares Contractual 1.15% February 12, 2010 June 30, 2012
Institutional Class Shares Contractual 1.15% February 12, 2010 June 30, 2012
See page 14 for footnotes to Exhibit A.
12
as of April 30, 2012
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
--------------------------------------- ------------ ------------ ------------------ --------------
Invesco Van Kampen Small Cap Value
Fund
Class A Shares Contractual 1.03% May 23, 2011 June 30, 2012
Class B Shares Contractual 1.40%(8) May 23, 2011 June 30, 2012
Class C Shares Contractual 1.78% May 23, 2011 June 30, 2012
Class Y Shares Contractual 0.78% May 23, 2011 June 30, 2012
Van Kampen Value Opportunities Fund
Class A Shares Contractual 1.41% February 12, 2010 June 30, 2012
Class B Shares Contractual 2.16% February 12, 2010 June 30, 2012
Class C Shares Contractual 2.16% February 12, 2010 June 30, 2012
Class R Shares Contractual 1.66% May 23, 2011 June 30, 2012
Class Y Shares Contractual 1.16% February 12, 2010 June 30, 2012
Institutional Class Shares Contractual 1.16% May 23, 2011 June 30, 2012
AIM TAX-EXEMPT FUNDS (INVESCO TAX-EXEMPT FUNDS)
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
--------------------------------------- ------------ ------------ ------------------ --------------
Invesco Van Kampen High Yield
Municipal Fund
Class A Shares Contractual 0.87% February 12, 2010 June 30, 2012
Class B Shares Contractual 1.62% February 12, 2010 June 30, 2012
Class C Shares Contractual 1.62% February 12, 2010 June 30, 2012
Class Y Shares Contractual 0.62% February 12, 2010 June 30, 2012
Invesco Van Kampen Intermediate Term
Municipal Income Fund
Class A Shares Contractual 0.75% June 6, 2011 June 30, 2013
Class B Shares Contractual 1.50% June 6, 2011 June 30, 2013
Class C Shares Contractual 1.50% June 6, 2011 June 30, 2013
Class Y Shares Contractual 0.50% June 6, 2011 June 30, 2013
Invesco Van Kampen Municipal Income
Fund
Class A Shares Contractual 0.83% June 6, 2011 June 30, 2013
Class B Shares Contractual 1.58% June 6, 2011 June 30, 2013
Class C Shares Contractual 1.58% June 6, 2011 June 30, 2013
Class Y Shares Contractual 0.58% June 6, 2011 June 30, 2013
Invesco Van Kampen New York Tax Free
Income Fund
Class A Shares Contractual 0.78% February 12, 2010 June 30, 2012
Class B Shares Contractual 1.53% February 12, 2010 June 30, 2012
Class C Shares Contractual 1.53% February 12, 2010 June 30, 2012
Class Y Shares Contractual 0.53% February 12, 2010 June 30, 2012
----------
(1) The total operating expenses of any class of shares established after the
date of this Memorandum of Agreement will be limited to the amount
established for Class A Shares plus the difference between the new class
12b-1 rate and the Class A 12b-1 rate.
(2) Following the reorganization with Van Kampen 2020 Retirement Strategy and
Van Kampen 2025 Retirement Strategy, the Fund's contractual limit through
at least June 30, 2012 (excluding only items included in "notwithstanding"
sentence discussed above) will be 0.41%, 1.16%, 0.66% and 0.16% for Class
A5, C5, R5 and Y, respectively.
(3) Following the reorganization with Van Kampen 30 Retirement Strategy and
Van Kampen 2035 Retirement Strategy, the Fund's contractual limit through
at least June 30, 2012 (excluding only items included in "notwithstanding"
sentence discussed above) will be 0.29%, 1.04%, 0.54% and 0.04% for Class
A5, C5, R5 and Y, respectively.
(4) Following the reorganization with Van Kampen 2040 Retirement Strategy and
Van Kampen 2045 Retirement Strategy, the Fund's contractual limit through
at least June 30, 2012 (excluding only items included in "notwithstanding"
sentence discussed above) will be 0.28%, 1.03%, 0.53% and 0.03% for Class
A5, C5, R5 and Y, respectively.
(5) Following the reorganization with Van Kampen 50 Retirement Strategy, the
Fund's contractual limit through at least June 30, 2012 (excluding only
items included in "notwithstanding" sentence discussed above) will be
0.26%, 1.01%, 0.51% and 0.01% for Class A5, C5, R5 and Y, respectively.
13
as of April 30, 2012
(6) Following the reorganization with Van Kampen In Retirement, the Fund's
contractual limit through at least June 30, 2012 (excluding only items
included in "notwithstanding" sentence discussed above) will be 0.47%,
1.22%, 0.72% and 0.22% for Class A5, C5, R5 and Y, respectively.
(7) Includes waived fees or reimbursed expenses that Invesco receives from
Invesco Cayman Commodity Fund I, Ltd.
(8) The expense limit shown is the expense limit after Rule 12b-1 fee waivers
by Invesco Distributors, Inc.
(9) Invesco may establish, amend or terminate voluntary waivers at any time in
its sole discretion after consultation with the Trust.
(10) Includes waived fees or reimbursed expenses that Invesco receives from
Invesco Cayman Commodity Fund III, Ltd.
(11) Includes waived fees or reimbursed expenses that Invesco receives from
Invesco Cayman Commodity Fund II, Ltd.
14
as of April 30, 2012
EXHIBIT "B" - INSTITUTIONAL MONEY MARKET FUNDS(1,2)
SHORT-TERM INVESTMENTS TRUST
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
--------------------------------------- ------------ ------------ ------------------ -----------------
Government & Agency Portfolio
Cash Management Class Contractual 0.22%(2) July 1, 2009 December 31, 2012
Corporate Class Contractual 0.17% July 1, 2009 December 31, 2012
Institutional Class Contractual 0.14% July 1, 2009 December 31, 2012
Personal Investment Class Contractual 0.69%(2) July 1, 2009 December 31, 2012
Private Investment Class Contractual 0.44%(2) July 1, 2009 December 31, 2012
Reserve Class Contractual 1.01%(2) July 1, 2009 December 31, 2012
Resource Class Contractual 0.30%(2) July 1, 2009 December 31, 2012
Government TaxAdvantage Portfolio
Cash Management Class Contractual 0.22%(2) July 1, 2009 December 31, 2012
Corporate Class Contractual 0.17% July 1, 2009 December 31, 2012
Institutional Class Contractual 0.14% July 1, 2009 December 31, 2012
Personal Investment Class Contractual 0.69%(2) July 1, 2009 December 31, 2012
Private Investment Class Contractual 0.39%(2) July 1, 2009 December 31, 2012
Reserve Class Contractual 1.01%(2) July 1, 2009 December 31, 2012
Resource Class Contractual 0.30%(2) July 1, 2009 December 31, 2012
Liquid Assets Portfolio
Cash Management Class Contractual 0.22%(2) July 1, 2009 December 31, 2012
Corporate Class Contractual 0.17% July 1, 2009 December 31, 2012
Institutional Class Contractual 0.14% July 1, 2009 December 31, 2012
Personal Investment Class Contractual 0.69%(2) July 1, 2009 December 31, 2012
Private Investment Class Contractual 0.44%(2) July 1, 2009 December 31, 2012
Reserve Class Contractual 1.01%(2) July 1, 2009 December 31, 2012
Resource Class Contractual 0.34% July 1, 2009 December 31, 2012
STIC Prime Portfolio
Cash Management Class Contractual 0.22%(2) July 1, 2009 December 31, 2012
Corporate Class Contractual 0.17% July 1, 2009 December 31, 2012
Institutional Class Contractual 0.14% July 1, 2009 December 31, 2012
Personal Investment Class Contractual 0.69%(2) July 1, 2009 December 31, 2012
Private Investment Class Contractual 0.44%(2) July 1, 2009 December 31, 2012
Reserve Class Contractual 1.01%(2) July 1, 2009 December 31, 2012
Resource Class Contractual 0.30%(2) July 1, 2009 December 31, 2012
Tax-Free Cash Reserve Portfolio(3)
Cash Management Class Contractual 0.33%(2) July 1, 2009 December 31, 2012
Corporate Class Contractual 0.28% July 1, 2009 December 31, 2012
Institutional Class Contractual 0.25% July 1, 2009 December 31, 2012
Personal Investment Class Contractual 0.80%(2) July 1, 2009 December 31, 2012
Private Investment Class Contractual 0.50%(2) July 1, 2009 December 31, 2012
Reserve Class Contractual 1.12%(2) July 1, 2009 December 31, 2012
Resource Class Contractual 0.41%(2) July 1, 2009 December 31, 2012
Treasury Portfolio
Cash Management Class Contractual 0.22%(2) July 1, 2009 December 31, 2012
Corporate Class Contractual 0.17% July 1, 2009 December 31, 2012
Institutional Class Contractual 0.14% July 1, 2009 December 31, 2012
Personal Investment Class Contractual 0.69%(2) July 1, 2009 December 31, 2012
Private Investment Class Contractual 0.44%(2) July 1, 2009 December 31, 2012
Reserve Class Contractual 1.01%(2) July 1, 2009 December 31, 2012
Resource Class Contractual 0.30%(2) July 1, 2009 December 31, 2012
----------
(1) The expense rate excluding 12b-1 fees of any class of shares established
after the date of this Memorandum of Agreement will be the same as
existing classes.
(2) The expense limit shown is the expense limit after Rule 12b-1 fee waivers
by Invesco Distributors, Inc.
(3) The expense limitation also excludes Trustees' fees and federal
registration expenses.
15
as of April 30, 2012
EXHIBIT "C" - VARIABLE INSURANCE FUNDS
AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS)
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
--------------------------------------- ------------ ------------ ------------------ --------------
Invesco V.I. Balanced-Risk Allocation
Fund(1)
Series I Shares Contractual 0.72% January 1, 2012 June 30, 2013
Series II Shares Contractual 0.97% January 1, 2012 June 30, 2013
Invesco V.I. Core Equity Fund
Series I Shares Contractual 1.30% January 1, 2005 April 30, 2013
Series II Shares Contractual 1.45% January 1, 2005 April 30, 2013
Invesco V.I. Diversified Dividend Fund
Series I Shares Contractual 0.77% July 1, 2012 April 30, 2013
Series II Shares Contractual 1.02% July 1, 2012 April 30, 2013
Invesco V.I. Diversified Income Fund
Series I Shares
Contractual 0.75% July 1, 2005 April 30, 2013
Series II Shares Contractual 1.00% July 1, 2005 April 30, 2013
Invesco V.I. Equally-Weighted S&P 500
Fund
Series I Shares Contractual 0.37% February 12, 2010 June 30, 2012
Series II Shares Contractual 0.62% February 12, 2010 June 30, 2012
Invesco V.I. Global Health Care Fund
Series I Shares
Contractual 1.30% April 30, 2004 April 30, 2013
Series II Shares Contractual 1.45% April 30, 2004 April 30, 2013
Invesco V.I. Global Real Estate Fund
Series I Shares
Contractual 1.30% April 30, 2004 April 30, 2013
Series II Shares Contractual 1.45% April 30, 2004 April 30, 2013
Invesco V.I. Government Securities
Fund
Series I Shares Contractual 0.70% July 1, 2012 April 30, 2013
Series II Shares Contractual 0.95% July 1, 2012 April 30, 2013
Invesco V.I. High Yield Fund
Series I Shares Contractual 0.80% May 2, 2011 June 30, 2013
Series II Shares Contractual 1.05% May 2, 2011 June 30, 2013
Invesco V.I. High Yield Securities
Fund
Series I Shares Contractual 1.75% February 12, 2010 June 30, 2012
Series II Shares Contractual 2.00% February 12, 2010 June 30, 2012
----------
(1) Includes waived fees or reimbursed expenses that Invesco receives from
Invesco Cayman Commodity Fund IV, Ltd.
16
as of April 30, 2012
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
--------------------------------------- ------------ ------------ ------------------ --------------
Invesco V.I. International Growth Fund
Series I Shares Contractual 1.11% May 2, 2011 June 30, 2012
Series II Shares Contractual 1.36% May 2, 2011 June 30, 2012
Invesco V.I. Mid Cap Core Equity Fund
Series I Shares Contractual 1.30% September 10, 2001 April 30, 2013
Series II Shares Contractual 1.45% September 10, 2001 April 30, 2013
Invesco V.I. Money Market Fund
Series I Shares Contractual 1.30% January 1, 2005 April 30, 2013
Series II Shares Contractual 1.45% January 1, 2005 April 30, 2013
Invesco V.I. S&P 500 Index Fund
Series I Shares Contractual 0.28% February 12, 2010 June 30, 2012
Series II Shares Contractual 0.53% February 12, 2010 June 30, 2012
Invesco V.I. Small Cap Equity Fund
Series I Shares Contractual 1.15% July 1, 2005 April 30, 2013
Series II Shares Contractual 1.40% July 1, 2005 April 30, 2013
Invesco V.I. Technology Fund
Series I Shares Contractual 1.30% April 30, 2004 April 30, 2013
Series II Shares Contractual 1.45% April 30, 2004 April 30, 2013
Invesco V.I. Utilities Fund
Series I Shares Contractual 0.93% September 23, 2005 April 30, 2012
Series II Shares Contractual 1.18% September 23, 2005 April 30, 2012
Invesco Van Kampen V.I. Capital
Growth Fund
Series I Shares Contractual 0.94% July 1, 2012 April 30, 2013
Series II Shares Contractual 1.19% July 1, 2012 April 30, 2013
Invesco Van Kampen V.I. Comstock Fund
Series I Shares Contractual 0.72% July 1, 2012 April 30, 2013
Series II Shares Contractual 0.97% July 1, 2012 April 30, 2013
Invesco Van Kampen V.I. Equity and
Income Fund
Series I Shares Contractual 0.70% February 12, 2010 June 30, 2012
Series II Shares Contractual 0.75%(2) February 12, 2010 June 30, 2012
Invesco V.I. Global Core Equity Fund
Series I Shares Contractual 0.94% May 2, 2011 June 30, 2012
Series II Shares Contractual 1.19% May 2, 2011 June 30, 2012
17
as of April 30, 2012
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
--------------------------------------- ------------ ------------ ------------------ --------------
Invesco Van Kampen V.I. Growth and
Income Fund July 1, 2012
Series I Shares Contractual 0.72% April 30, 2013
Series II Shares Contractual 0.97% July 1, 2012 April 30, 2013
Invesco Van Kampen V.I. Mid Cap
Growth Fund
Series I Shares Contractual 1.01% February 12, 2010 June 30, 2012
Series II Shares Contractual 1.26% February 12, 2010 June 30, 2012
Invesco Van Kampen V.I. Mid Cap Value
Fund
Series I Shares Contractual 1.18% February 12, 2010 June 30, 2012
Series II Shares Contractual 1.28%(2) February 12, 2010 June 30, 2012
Invesco Van Kampen V.I. Value
Opportunities Fund
Series I Shares Contractual 1.30% January 1, 2005 April 30, 2013
Series II Shares Contractual 1.45% January 1, 2005 April 30, 2013
----------
(2) The expense limit shown is the expense limit after Rule 12b-1 fee waivers
by Invesco Distributors, Inc.
18
as of April 30, 2012
EXHIBIT "D" - CLOSED-END FUNDS(1)
INVESCO CALIFORNIA MUNICIPAL INCOME TRUST
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
----------------------------------- ------------- ---------- ----------------- -------------
Invesco California Municipal Income
Trust Contractual 0.67% June 1, 2010 June 30, 2012
INVESCO CALIFORNIA MUNICIPAL SECURITIES
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
----------------------------------- ------------- ---------- ----------------- -------------
Invesco California Municipal
Securities Contractual 0.70% June 1, 2010 June 30, 2012
INVESCO CALIFORNIA QUALITY MUNICIPAL SECURITIES
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
----------------------------------- ------------- ---------- ----------------- -------------
Invesco California Quality Municipal
Securities Contractual 0.70% June 1, 2010 June 30, 2012
INVESCO HIGH YIELD INVESTMENTS FUND, INC.
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
----------------------------------- ------------- ---------- ----------------- -------------
Invesco High Yield Investments Fund,
Inc. Contractual 0.98% June 1, 2010 June 30, 2012
INVESCO MUNICIPAL INCOME OPPORTUNITIES TRUST
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
----------------------------------- ------------- ---------- ----------------- -------------
Invesco Municipal Income
Opportunities Trust Contractual 0.73% June 1, 2010 June 30, 2012
INVESCO MUNICIPAL INCOME OPPORTUNITIES TRUST II
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
----------------------------------- ------------- ---------- ----------------- -------------
Invesco Municipal Income
Opportunities Trust II Contractual 0.73% June 1, 2010 June 30, 2012
INVESCO MUNICIPAL INCOME OPPORTUNITIES TRUST III
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
----------------------------------- ------------- ---------- ----------------- -------------
Invesco Municipal Income
Opportunities Trust III Contractual 0.84% June 1, 2010 June 30, 2012
19
as of April 30, 2012
INVESCO MUNICIPAL PREMIUM INCOME TRUST
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
----------------------------------- ------------- ---------- ----------------- -------------
Invesco Municipal Premium Income
Trust Contractual 1.03% June 1, 2010 June 30, 2012
INVESCO NEW YORK QUALITY MUNICIPAL SECURITIES
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
----------------------------------- ------------- ---------- ----------------- -------------
Invesco New York Quality Municipal
Securities Contractual 0.80% June 1, 2010 June 30, 2012
INVESCO QUALITY MUNICIPAL INCOME TRUST
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
----------------------------------- ------------- ---------- ----------------- -------------
Invesco Quality Municipal Income
Trust Contractual 0.70% June 1, 2010 June 30, 2012
INVESCO QUALITY MUNICIPAL INVESTMENT TRUST
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
----------------------------------- ------------- ---------- ----------------- -------------
Invesco Quality Municipal Investment
Trust Contractual 0.70% June 1, 2010 June 30, 2012
INVESCO QUALITY MUNICIPAL SECURITIES
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
----------------------------------- ------------- ---------- ----------------- -------------
Invesco Quality Municipal
Securities Contractual 0.66% June 1, 2010 June 30, 2012
INVESCO VALUE MUNICIPAL BOND TRUST
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
----------------------------------- ------------- ---------- ----------------- -------------
Invesco Value Municipal Bond
Trust Contractual 1.00% June 1, 2010 June 30, 2012
INVESCO VALUE MUNICIPAL INCOME TRUST
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
----------------------------------- ------------- ---------- ----------------- -------------
Invesco Value Municipal Income
Trust Contractual 0.64% June 1, 2010 June 30, 2012
20
as of April 30, 2012
INVESCO VALUE MUNICIPAL SECURITIES
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
----------------------------------- ------------- ---------- ----------------- -------------
Invesco Value Municipal Securities Contractual 0.54% June 1, 2010 June 30, 2012
INVESCO VALUE MUNICIPAL TRUST
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
----------------------------------- ------------- ---------- ----------------- -------------
Invesco Value Municipal Trust Contractual 0.66% June 1, 2010 June 30, 2012
----------
(1) The total operating expenses of any class of shares established after the
date of this Memorandum of Agreement will be limited to the amount
established for Class A Shares plus the difference between the new class
12b-1 rate and the Class A 12b-1 rate.
21
EX-99.77Q1 OTHR EXHB
8
h86672ex77q3.txt
EX-99.77.Q3
INVESCO CONSTELLATION FUND SUB-ITEM 77Q3
DUE TO THE RESTRICTIONS IN THE FORMAT OF FORM N-SAR TO ALLOW REPORTING OF
INFORMATION FOR MULTIPLE CLASSES OF SHARES, THIS EXHIBIT PROVIDES CLASS LEVEL
INFORMATION FOR ITEMS 74U AND 74V.
FOR PERIOD ENDING: 4/30/2012
FILE NUMBER: 811-1424
SERIES NO.: 2
74U. 1 Number of shares outstanding (000's Omitted)
2 Number of shares outstanding of a second class of open-end company
shares (000's Omitted)
Class B 3,829
Class C 4,265
Class R 349
Class Y 539
Institutional Class 163
74V. 1 Net asset value per share (to nearest cent)
2 Net asset value per share of a second class of open-end company shares
(to nearest cent)
Class B $ 21.76
Class C $ 21.75
Class R $ 24.02
Class Y $ 24.62
Institutional Class $ 27.36
INVESCO CHARTER FUND SUB-ITEM 77Q3
DUE TO THE RESTRICTIONS IN THE FORMAT OF FORM N-SAR TO ALLOW REPORTING OF
INFORMATION FOR MULTIPLE CLASSES OF SHARES, THIS EXHIBIT PROVIDES CLASS LEVEL
INFORMATION FOR ITEMS 72DD, 73A, 74U AND 74V.
FOR PERIOD ENDING: 4/30/2012
FILE NUMBER: 811-1424
SERIES NO.: 3
72DD. 1 Total income dividends for which record date passed during the period.
(000's Omitted)
2 Dividends for a second class of open-end company shares (000's
Omitted)
Class R $ 300
Class S $ 150
Class Y $ 1,625
Institutional Class $ 3,844
73A. Payments per share outstanding during the entire current period: (form
nnn.nnnn)
1 Dividends from net investment income
2 Dividends for a second class of open-end company shares (form
nnn.nnnn)
Class R 0.0721
Class S 0.1176
Class Y 0.1390
Institutional Class 0.1560
74U. 1 Number of shares outstanding (000's Omitted)
2 Number of shares outstanding of a second class of open-end company
shares (000's Omitted)
Class B 8,786
Class C 15,591
Class R 4,554
Class S 1,236
Class Y 15,749
Institutional Class 31,261
74V. 1 Net asset value per share (to nearest cent)
2 Net asset value per share of a second class of open-end company shares
(to nearest cent)
Class B $ 16.84
Class C $ 16.89
Class R $ 17.42
Class S $ 17.56
Class Y $ 17.60
Institutional Class $ 18.07
INVESCO CAPITAL DEVELOPMENT FUND SUB-ITEM 77Q3
DUE TO THE RESTRICTIONS IN THE FORMAT OF FORM N-SAR TO ALLOW REPORTING OF
INFORMATION FOR MULTIPLE CLASSES OF SHARES, THIS EXHIBIT PROVIDES CLASS LEVEL
INFORMATION FOR ITEMS 74U AND 74V.
FOR PERIOD ENDING: 4/30/2012
FILE NUMBER: 811-1424
SERIES NO.: 11
74U. 1 Number of shares outstanding (000's Omitted)
2 Number of shares outstanding of a second class of open-end company
shares (000's Omitted)
Class B 1,994
Class C 3,607
Class R 1,474
Class Y 407
Investor Class 595
Institutional Class 750
74V. 1 Net asset value per share (to nearest cent)
2 Net asset value per share of a second class of open-end company shares
(to nearest cent)
Class B $ 14.62
Class C $ 14.60
Class R $ 16.67
Class Y $ 17.26
Investor Class $ 17.12
Institutional Class $ 18.23
INVESCO DIVERSIFIED DIVIDEND FUND SUB-ITEM 77Q3
DUE TO THE RESTRICTIONS IN THE FORMAT OF FORM N-SAR TO ALLOW REPORTING OF
INFORMATION FOR MULTIPLE CLASSES OF SHARES, THIS EXHIBIT PROVIDES CLASS LEVEL
INFORMATION FOR ITEMS 72DD, 73A, 74U AND 74V.
FOR PERIOD ENDING: 4/30/2012
FILE NUMBER: 811-1424
SERIES NO.: 18
72DD. 1 Total income dividends for which record date passed during the period.
(000's Omitted)
2 Dividends for a second class of open-end company shares (000's
Omitted)
Class B $ 181
Class C $ 622
Class R $ 179
Class Y $ 1,374
Investor Class $ 11,414
Institutional Class $ 5,659
73A. Payments per share outstanding during the entire current period: (form
nnn.nnnn)
1 Dividends from net investment income
2 Dividends for a second class of open-end company shares (form
nnn.nnnn)
Class B $ 0.0597
Class C $ 0.0597
Class R $ 0.0913
Class Y $ 0.1220
Investor Class $ 0.1089
Institutional Class $ 0.1296
74U. 1 Number of shares outstanding (000's Omitted)
2 Number of shares outstanding of a second class of open-end company
shares (000's Omitted)
Class B 2,864
Class C 10,719
Class R 2,327
Class Y 11,873
Investor Class 104,791
Institutional Class 50,499
74V. 1 Net asset value per share (to nearest cent)
2 Net asset value per share of a second class of open-end company shares
(to nearest cent)
Class B $ 12.86
Class C $ 12.85
Class R $ 13.03
Class Y $ 13.01
Investor Class $ 12.99
Institutional Class $ 13.00
INVESCO SUMMIT FUND SUB-ITEM 77Q3
DUE TO THE RESTRICTIONS IN THE FORMAT OF FORM N-SAR TO ALLOW REPORTING OF
INFORMATION FOR MULTIPLE CLASSES OF SHARES, THIS EXHIBIT PROVIDES CLASS LEVEL
INFORMATION FOR ITEMS 72DD, 73A, 74U AND 74V.
FOR PERIOD ENDING: 4/30/2012
FILE NUMBER: 811-1424
SERIES NO.: 19
72DD. 1 Total income dividends for which record date passed during the period.
(000's Omitted)
2 Dividends for a second class of open-end company shares (000's
Omitted)
Class P $ 2,373
Class S $ 5
Class Y $ 3
73A. Payments per share outstanding during the entire current period: (form
nnn.nnnn)
1 Dividends from net investment income
2 Dividends for a second class of open-end company shares (form
nnn.nnnn)
Class P 0.0180
Class S 0.0157
Class Y 0.0307
Institutional Class 0.0396
74U. 1 Number of shares outstanding (000's Omitted)
2 Number of shares outstanding of a second class of open-end company
shares (000's Omitted)
Class B 85
Class C 292
Class P 125,744
Class S 337
Class Y 71
Institutional Class 10
74V. 1 Net asset value per share (to nearest cent)
2 Net asset value per share of a second class of open-end company shares
(to nearest cent)
Class B $ 12.46
Class C $ 12.42
Class P $ 12.91
Class S $ 12.86
Class Y $ 12.86
Institutional Class $ 12.87