0000950123-12-009654.txt : 20120629 0000950123-12-009654.hdr.sgml : 20120629 20120629092445 ACCESSION NUMBER: 0000950123-12-009654 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 8 CONFORMED PERIOD OF REPORT: 20120430 FILED AS OF DATE: 20120629 DATE AS OF CHANGE: 20120629 EFFECTIVENESS DATE: 20120629 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AIM EQUITY FUNDS (INVESCO EQUITY FUNDS) CENTRAL INDEX KEY: 0000105377 IRS NUMBER: 132576643 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-01424 FILM NUMBER: 12934142 BUSINESS ADDRESS: STREET 1: 11 GREENWAY PLZ STREET 2: STE 100 CITY: HOUSTON STATE: TX ZIP: 77046 BUSINESS PHONE: 7136261919 MAIL ADDRESS: STREET 1: 11 GREENWAY PLAZA STREET 2: SUITE 2500 CITY: HOUSTON STATE: TX ZIP: 77046 FORMER COMPANY: FORMER CONFORMED NAME: AIM EQUITY FUNDS DATE OF NAME CHANGE: 20000713 FORMER COMPANY: FORMER CONFORMED NAME: AIM EQUITY FUNDS INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: WEINGARTEN EQUITY FUND INC DATE OF NAME CHANGE: 19880929 0000105377 S000000276 INVESCO Capital Development Fund C000000673 Class A ACDAX C000000674 Class B ACDBX C000000675 Class C ACDCX C000000676 Class R ACDRX C000021942 Institutional Class ACDVX C000029593 Investor Class ACDIX C000069440 Class Y ACDYX 0000105377 S000000277 Invesco Charter Fund C000000677 Class A CHTRX C000000678 Class B BCHTX C000000679 Class C CHTCX C000000680 Class R CHRRX C000021943 Institutional Class CHTVX C000069441 Class Y CHTYX C000081511 CLASS S CHRSX 0000105377 S000000278 Invesco Constellation Fund C000000681 Class A CSTGX C000000682 Class B CSTBX C000000683 Class C CSTCX C000000684 Class R CSTRX C000021944 Institutional Class CSITX C000069442 Class Y CSTYX 0000105377 S000000281 Invesco Diversified Dividend Fund C000000691 Class A LCEAX C000000692 Class B LCEDX C000000693 Class C LCEVX C000021945 Institutional Class DDFIX C000029594 Class R DDFRX C000029595 Investor 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L.L.C. 022 B000004 72-1091384 022 C000004 2654 022 D000004 0 022 A000005 PIPER JAFFRAY & CO. 022 B000005 41-0953246 022 C000005 4 022 D000005 0 023 C000000 32209 023 D000000 0 024 000200 N 024 000300 N 024 001100 N 024 001800 N 024 001900 N 024 002000 N 025 D000201 0 025 D001901 0 026 A000000 N 026 B000000 Y 026 C000000 N 026 D000000 Y 026 E000000 N 026 F000000 N 026 G010000 N 026 G020000 N 026 H000000 N 027 000000 Y 028 A010200 5963 028 A020200 0 028 A030200 0 028 A040200 30677 028 B010200 8116 028 B020200 0 028 B030200 0 028 B040200 37647 PAGE 5 028 C010200 8413 028 C020200 0 028 C030200 0 028 C040200 40859 028 D010200 11024 028 D020200 0 028 D030200 0 028 D040200 41208 028 E010200 14879 028 E020200 0 028 E030200 0 028 E040200 43890 028 F010200 9471 028 F020200 0 028 F030200 0 028 F040200 60373 028 G010200 57866 028 G020200 0 028 G030200 0 028 G040200 254654 028 H000200 12371 028 A010300 43720 028 A020300 0 028 A030300 0 028 A040300 69449 028 B010300 103401 028 B020300 28249 028 B030300 0 028 B040300 74514 028 C010300 78009 028 C020300 0 028 C030300 0 028 C040300 71222 028 D010300 111376 028 D020300 0 028 D030300 0 028 D040300 90277 028 E010300 81878 028 E020300 0 028 E030300 0 028 E040300 90945 028 F010300 91460 028 F020300 0 028 F030300 0 028 F040300 86999 028 G010300 509844 028 G020300 28249 028 G030300 0 028 G040300 483406 028 H000300 34499 028 A011100 3684 PAGE 6 028 A021100 0 028 A031100 0 028 A041100 12679 028 B011100 4381 028 B021100 0 028 B031100 0 028 B041100 15526 028 C011100 4448 028 C021100 0 028 C031100 0 028 C041100 32703 028 D011100 6422 028 D021100 0 028 D031100 0 028 D041100 18606 028 E011100 4111 028 E021100 0 028 E031100 0 028 E041100 22238 028 F011100 4688 028 F021100 0 028 F031100 0 028 F041100 18539 028 G011100 27734 028 G021100 0 028 G031100 0 028 G041100 120291 028 H001100 2669 028 A011800 67956 028 A021800 0 028 A031800 0 028 A041800 52795 028 B011800 69184 028 B021800 65078 028 B031800 0 028 B041800 73606 028 C011800 121840 028 C021800 0 028 C031800 0 028 C041800 61363 028 D011800 121880 028 D021800 0 028 D031800 0 028 D041800 64406 028 E011800 69174 028 E021800 16333 028 E031800 0 028 E041800 81545 028 F011800 79433 028 F021800 0 028 F031800 0 PAGE 7 028 F041800 56878 028 G011800 529467 028 G021800 81411 028 G031800 0 028 G041800 390593 028 H001800 55074 028 A011900 5534 028 A021900 0 028 A031900 0 028 A041900 15569 028 B011900 6939 028 B021900 2362 028 B031900 0 028 B041900 19622 028 C011900 7848 028 C021900 0 028 C031900 0 028 C041900 18995 028 D011900 6172 028 D021900 0 028 D031900 0 028 D041900 24051 028 E011900 9245 028 E021900 0 028 E031900 0 028 E041900 26491 028 F011900 9745 028 F021900 0 028 F031900 0 028 F041900 24598 028 G011900 45483 028 G021900 2362 028 G031900 0 028 G041900 129326 028 H001900 879 028 A012000 3719 028 A022000 0 028 A032000 0 028 A042000 1390 028 B012000 6523 028 B022000 5111 028 B032000 0 028 B042000 2733 028 C012000 15372 028 C022000 -6 028 C032000 0 028 C042000 2307 028 D012000 9112 028 D022000 0 028 D032000 0 028 D042000 1631 PAGE 8 028 E012000 11920 028 E022000 0 028 E032000 0 028 E042000 2414 028 F012000 4806 028 F022000 0 028 F032000 0 028 F042000 2271 028 G012000 51452 028 G022000 5105 028 G032000 0 028 G042000 12746 028 H002000 0 029 000200 Y 029 000300 Y 029 001100 Y 029 001800 Y 029 001900 Y 029 002000 N 030 A000200 576 030 B000200 5.50 030 C000200 0.00 030 A000300 1524 030 B000300 5.50 030 C000300 0.00 030 A001100 115 030 B001100 5.50 030 C001100 0.00 030 A001800 2345 030 B001800 5.50 030 C001800 0.00 030 A001900 37 030 B001900 5.50 030 C001900 0.00 030 A002000 0 030 B002000 0.00 030 C002000 0.00 031 A000200 90 031 B000200 0 031 A000300 184 031 B000300 0 031 A001100 15 031 B001100 0 031 A001800 280 031 B001800 0 031 A001900 5 031 B001900 0 031 A002000 0 031 B002000 0 032 000200 486 032 000300 1340 PAGE 9 032 001100 100 032 001800 2065 032 001900 32 032 002000 0 033 000200 0 033 000300 0 033 001100 0 033 001800 0 033 001900 0 033 002000 0 034 000200 Y 034 000300 Y 034 001100 Y 034 001800 Y 034 001900 Y 034 002000 N 035 000200 72 035 000300 85 035 001100 21 035 001800 38 035 001900 1 035 002000 0 036 A000200 N 036 B000200 0 036 A000300 N 036 B000300 0 036 A001100 N 036 B001100 0 036 A001800 N 036 B001800 0 036 A001900 N 036 B001900 0 036 B002000 0 037 000200 N 037 000300 N 037 001100 N 037 001800 N 037 001900 N 037 002000 N 038 000200 0 038 000300 0 038 001100 0 038 001800 0 038 001900 0 038 002000 0 039 000200 N 039 000300 N 039 001100 N 039 001800 N 039 001900 N 039 002000 N PAGE 10 040 000200 Y 040 000300 Y 040 001100 Y 040 001800 Y 040 001900 Y 040 002000 N 041 000200 Y 041 000300 Y 041 001100 Y 041 001800 Y 041 001900 Y 042 A000200 0 042 B000200 0 042 C000200 100 042 D000200 0 042 E000200 0 042 F000200 0 042 G000200 0 042 H000200 0 042 A000300 0 042 B000300 0 042 C000300 100 042 D000300 0 042 E000300 0 042 F000300 0 042 G000300 0 042 H000300 0 042 A001100 0 042 B001100 0 042 C001100 100 042 D001100 0 042 E001100 0 042 F001100 0 042 G001100 0 042 H001100 0 042 A001800 0 042 B001800 0 042 C001800 100 042 D001800 0 042 E001800 0 042 F001800 0 042 G001800 0 042 H001800 0 042 A001900 0 042 B001900 0 042 C001900 100 042 D001900 0 042 E001900 0 042 F001900 0 042 G001900 0 042 H001900 0 PAGE 11 042 A002000 0 042 B002000 0 042 C002000 0 042 D002000 0 042 E002000 0 042 F002000 0 042 G002000 0 042 H002000 0 043 000200 3907 043 000300 7350 043 001100 1063 043 001800 5198 043 001900 828 043 002000 0 044 000200 0 044 000300 0 044 001100 0 044 001800 0 044 001900 0 044 002000 0 045 000200 Y 045 000300 Y 045 001100 Y 045 001800 Y 045 001900 Y 045 002000 Y 046 000200 N 046 000300 N 046 001100 N 046 001800 N 046 001900 N 046 002000 N 047 000200 Y 047 000300 Y 047 001100 Y 047 001800 Y 047 001900 Y 047 002000 Y 048 000200 0.000 048 A010200 250000 048 A020200 0.695 048 B010200 4000000 048 B020200 0.615 048 C010200 750000 048 C020200 0.595 048 D010200 2500000 048 D020200 0.570 048 E010200 2500000 048 E020200 0.545 048 F010200 0 048 F020200 0.000 PAGE 12 048 G010200 0 048 G020200 0.000 048 H010200 0 048 H020200 0.000 048 I010200 0 048 I020200 0.000 048 J010200 0 048 J020200 0.000 048 K010200 10000000 048 K020200 0.520 048 000300 0.000 048 A010300 250000 048 A020300 0.695 048 B010300 4050000 048 B020300 0.615 048 C010300 3900000 048 C020300 0.570 048 D010300 1800000 048 D020300 0.545 048 E010300 0 048 E020300 0.000 048 F010300 0 048 F020300 0.000 048 G010300 0 048 G020300 0.000 048 H010300 0 048 H020300 0.000 048 I010300 0 048 I020300 0.000 048 J010300 0 048 J020300 0.000 048 K010300 10000000 048 K020300 0.520 048 001100 0.000 048 A011100 350000 048 A021100 0.750 048 B011100 0 048 B021100 0.000 048 C011100 0 048 C021100 0.000 048 D011100 0 048 D021100 0.000 048 E011100 0 048 E021100 0.000 048 F011100 0 048 F021100 0.000 048 G011100 0 048 G021100 0.000 048 H011100 0 048 H021100 0.000 048 I011100 0 PAGE 13 048 I021100 0.000 048 J011100 0 048 J021100 0.000 048 K011100 350000 048 K021100 0.625 048 001800 0.000 048 A011800 350000 048 A021800 0.600 048 B011800 350000 048 B021800 0.550 048 C011800 1300000 048 C021800 0.500 048 D011800 2000000 048 D021800 0.450 048 E011800 2000000 048 E021800 0.400 048 F011800 2000000 048 F021800 0.375 048 G011800 0 048 G021800 0.000 048 H011800 0 048 H021800 0.000 048 I011800 0 048 I021800 0.000 048 J011800 0 048 J021800 0.000 048 K011800 8000000 048 K021800 0.350 048 001900 0.000 048 A011900 10000 048 A021900 1.000 048 B011900 140000 048 B021900 0.750 048 C011900 0 048 C021900 0.000 048 D011900 0 048 D021900 0.000 048 E011900 0 048 E021900 0.000 048 F011900 0 048 F021900 0.000 048 G011900 0 048 G021900 0.000 048 H011900 0 048 H021900 0.000 048 I011900 0 048 I021900 0.000 048 J011900 0 048 J021900 0.000 048 K011900 150000 048 K021900 0.625 PAGE 14 048 002000 0.000 048 A012000 250000 048 A022000 0.695 048 B012000 250000 048 B022000 0.670 048 C012000 500000 048 C022000 0.645 048 D012000 1500000 048 D022000 0.620 048 E012000 2500000 048 E022000 0.595 048 F012000 2500000 048 F022000 0.570 048 G012000 2500000 048 G022000 0.545 048 H012000 0 048 H022000 0.000 048 I012000 0 048 I022000 0.000 048 J012000 0 048 J022000 0.000 048 K012000 10000000 048 K022000 0.520 049 000200 N 049 000300 N 049 001100 N 049 001800 N 049 001900 N 049 002000 N 050 000200 N 050 000300 N 050 001100 N 050 001800 N 050 001900 N 050 002000 N 051 000200 N 051 000300 N 051 001100 N 051 001800 N 051 001900 N 051 002000 N 052 000200 N 052 000300 N 052 001100 N 052 001800 N 052 001900 N 052 002000 N 053 A000200 Y 053 B000200 Y 053 C000200 N 053 A000300 Y PAGE 15 053 B000300 Y 053 C000300 N 053 A001100 Y 053 B001100 Y 053 C001100 N 053 A001800 Y 053 B001800 Y 053 C001800 N 053 A001900 Y 053 B001900 Y 053 C001900 N 053 A002000 Y 053 B002000 Y 053 C002000 N 054 A00AA00 Y 054 B00AA00 N 054 C00AA00 N 054 D00AA00 N 054 E00AA00 N 054 F00AA00 N 054 G00AA00 N 054 H00AA00 Y 054 I00AA00 N 054 J00AA00 Y 054 K00AA00 N 054 L00AA00 N 054 M00AA00 Y 054 N00AA00 N 054 O00AA00 N 055 A000200 N 055 B000200 N 055 A000300 N 055 B000300 N 055 A001100 N 055 B001100 N 055 A001800 N 055 B001800 N 055 A001900 N 055 B001900 N 055 A002000 N 055 B002000 N 056 000200 Y 056 000300 Y 056 001100 Y 056 001800 Y 056 001900 Y 056 002000 Y 057 000200 N 057 000300 N 057 001100 N 057 001800 N PAGE 16 057 001900 N 057 002000 N 058 A000200 N 058 A000300 N 058 A001100 N 058 A001800 N 058 A001900 N 058 A002000 N 059 000200 Y 059 000300 Y 059 001100 Y 059 001800 Y 059 001900 Y 059 002000 Y 060 A000200 Y 060 B000200 Y 060 A000300 Y 060 B000300 Y 060 A001100 Y 060 B001100 Y 060 A001800 Y 060 B001800 Y 060 A001900 Y 060 B001900 Y 060 A002000 Y 060 B002000 Y 061 000200 50 061 000300 50 061 001100 50 061 001800 50 061 001900 50 061 002000 50 062 A000200 N 062 B000200 0.0 062 C000200 0.0 062 D000200 0.0 062 E000200 0.0 062 F000200 0.0 062 G000200 0.0 062 H000200 0.0 062 I000200 0.0 062 J000200 0.0 062 K000200 0.0 062 L000200 0.0 062 M000200 0.0 062 N000200 0.0 062 O000200 0.0 062 P000200 0.0 062 Q000200 0.0 062 R000200 0.0 062 A000300 N PAGE 17 062 B000300 0.0 062 C000300 0.0 062 D000300 0.0 062 E000300 0.0 062 F000300 0.0 062 G000300 0.0 062 H000300 0.0 062 I000300 0.0 062 J000300 0.0 062 K000300 0.0 062 L000300 0.0 062 M000300 0.0 062 N000300 0.0 062 O000300 0.0 062 P000300 0.0 062 Q000300 0.0 062 R000300 0.0 062 A001100 N 062 B001100 0.0 062 C001100 0.0 062 D001100 0.0 062 E001100 0.0 062 F001100 0.0 062 G001100 0.0 062 H001100 0.0 062 I001100 0.0 062 J001100 0.0 062 K001100 0.0 062 L001100 0.0 062 M001100 0.0 062 N001100 0.0 062 O001100 0.0 062 P001100 0.0 062 Q001100 0.0 062 R001100 0.0 062 A001800 N 062 B001800 0.0 062 C001800 0.0 062 D001800 0.0 062 E001800 0.0 062 F001800 0.0 062 G001800 0.0 062 H001800 0.0 062 I001800 0.0 062 J001800 0.0 062 K001800 0.0 062 L001800 0.0 062 M001800 0.0 062 N001800 0.0 062 O001800 0.0 062 P001800 0.0 PAGE 18 062 Q001800 0.0 062 R001800 0.0 062 A001900 N 062 B001900 0.0 062 C001900 0.0 062 D001900 0.0 062 E001900 0.0 062 F001900 0.0 062 G001900 0.0 062 H001900 0.0 062 I001900 0.0 062 J001900 0.0 062 K001900 0.0 062 L001900 0.0 062 M001900 0.0 062 N001900 0.0 062 O001900 0.0 062 P001900 0.0 062 Q001900 0.0 062 R001900 0.0 062 A002000 N 062 B002000 0.0 062 C002000 0.0 062 D002000 0.0 062 E002000 0.0 062 F002000 0.0 062 G002000 0.0 062 H002000 0.0 062 I002000 0.0 062 J002000 0.0 062 K002000 0.0 062 L002000 0.0 062 M002000 0.0 062 N002000 0.0 062 O002000 0.0 062 P002000 0.0 062 Q002000 0.0 062 R002000 0.0 063 A000200 0 063 B000200 0.0 063 A000300 0 063 B000300 0.0 063 A001100 0 063 B001100 0.0 063 A001800 0 063 B001800 0.0 063 A001900 0 063 B001900 0.0 063 A002000 0 063 B002000 0.0 066 A000200 Y PAGE 19 066 B000200 N 066 C000200 Y 066 D000200 N 066 E000200 N 066 F000200 N 066 G000200 N 066 A000300 Y 066 B000300 N 066 C000300 N 066 D000300 Y 066 E000300 N 066 F000300 N 066 G000300 N 066 A001100 Y 066 B001100 N 066 C001100 Y 066 D001100 N 066 E001100 N 066 F001100 N 066 G001100 N 066 A001800 Y 066 B001800 N 066 C001800 N 066 D001800 N 066 E001800 Y 066 F001800 N 066 G001800 N 066 A001900 Y 066 B001900 N 066 C001900 Y 066 D001900 N 066 E001900 N 066 F001900 N 066 G001900 N 066 A002000 Y 066 B002000 N 066 C002000 N 066 D002000 Y 066 E002000 N 066 F002000 N 066 G002000 N 067 000200 N 067 000300 N 067 001100 N 067 001800 N 067 001900 N 067 002000 N 068 A000200 N 068 B000200 N 068 A000300 N 068 B000300 N PAGE 20 068 A001100 N 068 B001100 N 068 A001800 N 068 B001800 N 068 A001900 N 068 B001900 N 068 A002000 N 068 B002000 N 069 000200 N 069 000300 N 069 001100 N 069 001800 N 069 001900 N 069 002000 N 070 A010200 Y 070 A020200 N 070 B010200 Y 070 B020200 N 070 C010200 Y 070 C020200 N 070 D010200 Y 070 D020200 N 070 E010200 Y 070 E020200 N 070 F010200 Y 070 F020200 N 070 G010200 Y 070 G020200 N 070 H010200 Y 070 H020200 N 070 I010200 N 070 I020200 N 070 J010200 Y 070 J020200 N 070 K010200 Y 070 K020200 Y 070 L010200 Y 070 L020200 Y 070 M010200 Y 070 M020200 Y 070 N010200 Y 070 N020200 N 070 O010200 Y 070 O020200 N 070 P010200 Y 070 P020200 Y 070 Q010200 N 070 Q020200 N 070 R010200 Y 070 R020200 N 070 A010300 Y PAGE 21 070 A020300 N 070 B010300 Y 070 B020300 N 070 C010300 Y 070 C020300 N 070 D010300 Y 070 D020300 N 070 E010300 Y 070 E020300 N 070 F010300 Y 070 F020300 N 070 G010300 Y 070 G020300 N 070 H010300 Y 070 H020300 N 070 I010300 N 070 I020300 N 070 J010300 Y 070 J020300 N 070 K010300 Y 070 K020300 Y 070 L010300 Y 070 L020300 Y 070 M010300 Y 070 M020300 Y 070 N010300 Y 070 N020300 N 070 O010300 Y 070 O020300 N 070 P010300 Y 070 P020300 Y 070 Q010300 N 070 Q020300 N 070 R010300 Y 070 R020300 N 070 A011100 Y 070 A021100 N 070 B011100 Y 070 B021100 N 070 C011100 Y 070 C021100 N 070 D011100 Y 070 D021100 N 070 E011100 Y 070 E021100 N 070 F011100 Y 070 F021100 N 070 G011100 Y 070 G021100 N 070 H011100 Y 070 H021100 N PAGE 22 070 I011100 N 070 I021100 N 070 J011100 Y 070 J021100 Y 070 K011100 Y 070 K021100 Y 070 L011100 Y 070 L021100 Y 070 M011100 Y 070 M021100 N 070 N011100 Y 070 N021100 Y 070 O011100 Y 070 O021100 N 070 P011100 Y 070 P021100 Y 070 Q011100 N 070 Q021100 N 070 R011100 Y 070 R021100 N 070 A011800 Y 070 A021800 N 070 B011800 Y 070 B021800 N 070 C011800 Y 070 C021800 N 070 D011800 Y 070 D021800 N 070 E011800 Y 070 E021800 N 070 F011800 Y 070 F021800 N 070 G011800 Y 070 G021800 N 070 H011800 Y 070 H021800 N 070 I011800 N 070 I021800 N 070 J011800 Y 070 J021800 N 070 K011800 Y 070 K021800 Y 070 L011800 Y 070 L021800 Y 070 M011800 Y 070 M021800 Y 070 N011800 Y 070 N021800 N 070 O011800 Y 070 O021800 N 070 P011800 Y PAGE 23 070 P021800 Y 070 Q011800 N 070 Q021800 N 070 R011800 Y 070 R021800 N 070 A011900 Y 070 A021900 N 070 B011900 Y 070 B021900 N 070 C011900 Y 070 C021900 N 070 D011900 Y 070 D021900 N 070 E011900 Y 070 E021900 N 070 F011900 Y 070 F021900 N 070 G011900 Y 070 G021900 N 070 H011900 Y 070 H021900 N 070 I011900 N 070 I021900 N 070 J011900 Y 070 J021900 Y 070 K011900 Y 070 K021900 Y 070 L011900 Y 070 L021900 Y 070 M011900 Y 070 M021900 Y 070 N011900 Y 070 N021900 Y 070 O011900 Y 070 O021900 N 070 P011900 Y 070 P021900 N 070 Q011900 N 070 Q021900 N 070 R011900 Y 070 R021900 N 070 A012000 Y 070 A022000 N 070 B012000 Y 070 B022000 N 070 C012000 Y 070 C022000 N 070 D012000 Y 070 D022000 N 070 E012000 Y 070 E022000 N PAGE 24 070 F012000 Y 070 F022000 N 070 G012000 Y 070 G022000 N 070 H012000 Y 070 H022000 N 070 I012000 N 070 I022000 N 070 J012000 Y 070 J022000 N 070 K012000 Y 070 K022000 Y 070 L012000 Y 070 L022000 Y 070 M012000 Y 070 M022000 N 070 N012000 Y 070 N022000 N 070 O012000 Y 070 O022000 N 070 P012000 Y 070 P022000 N 070 Q012000 N 070 Q022000 N 070 R012000 Y 070 R022000 N 071 A000200 1045825 071 B000200 1239986 071 C000200 2568641 071 D000200 41 071 A000300 778092 071 B000300 927774 071 C000300 4545617 071 D000300 17 071 A001100 303819 071 B001100 387519 071 C001100 604299 071 D001100 50 071 A001800 355943 071 B001800 310137 071 C001800 4006300 071 D001800 8 071 A001900 180321 071 B001900 246905 071 C001900 1566427 071 D001900 12 071 A002000 64357 071 B002000 25955 071 C002000 248088 071 D002000 10 072 A000200 6 PAGE 25 072 B000200 12 072 C000200 11138 072 D000200 0 072 E000200 0 072 F000200 8293 072 G000200 0 072 H000200 0 072 I000200 4638 072 J000200 53 072 K000200 0 072 L000200 344 072 M000200 86 072 N000200 42 072 O000200 0 072 P000200 0 072 Q000200 269 072 R000200 22 072 S000200 16 072 T000200 3907 072 U000200 0 072 V000200 0 072 W000200 73 072 X000200 17743 072 Y000200 207 072 Z000200 -6386 072AA000200 160771 072BB000200 119469 072CC010200 195879 072CC020200 0 072DD010200 0 072DD020200 0 072EE000200 0 072 A000300 6 072 B000300 10 072 C000300 48963 072 D000300 0 072 E000300 0 072 F000300 16090 072 G000300 0 072 H000300 0 072 I000300 5704 072 J000300 200 072 K000300 0 072 L000300 377 072 M000300 159 072 N000300 64 072 O000300 0 072 P000300 0 072 Q000300 333 072 R000300 33 072 S000300 34 PAGE 26 072 T000300 7350 072 U000300 0 072 V000300 0 072 W000300 93 072 X000300 30437 072 Y000300 598 072 Z000300 19134 072AA000300 119413 072BB000300 118122 072CC010300 383409 072CC020300 0 072DD010300 25075 072DD020300 5919 072EE000300 0 072 A001100 6 072 B001100 0 072 C001100 3147 072 D001100 0 072 E001100 0 072 F001100 2122 072 G001100 0 072 H001100 0 072 I001100 845 072 J001100 10 072 K001100 0 072 L001100 58 072 M001100 30 072 N001100 40 072 O001100 0 072 P001100 0 072 Q001100 100 072 R001100 -3 072 S001100 3 072 T001100 1063 072 U001100 0 072 V001100 0 072 W001100 14 072 X001100 4282 072 Y001100 6 072 Z001100 -1129 072AA001100 49320 072BB001100 37481 072CC011100 42681 072CC021100 0 072DD011100 0 072DD021100 0 072EE001100 0 072 A001800 6 072 B001800 15 072 C001800 61166 072 D001800 0 PAGE 27 072 E001800 0 072 F001800 10495 072 G001800 0 072 H001800 0 072 I001800 3564 072 J001800 21 072 K001800 0 072 L001800 161 072 M001800 141 072 N001800 73 072 O001800 0 072 P001800 0 072 Q001800 319 072 R001800 10 072 S001800 -1 072 T001800 5198 072 U001800 35 072 V001800 0 072 W001800 14 072 X001800 20030 072 Y001800 268 072 Z001800 41419 072AA001800 72858 072BB001800 17185 072CC011800 375912 072CC021800 0 072DD011800 19105 072DD021800 19429 072EE001800 48328 072 A001900 6 072 B001900 0 072 C001900 7977 072 D001900 0 072 E001900 0 072 F001900 5088 072 G001900 0 072 H001900 0 072 I001900 1240 072 J001900 16 072 K001900 0 072 L001900 33 072 M001900 56 072 N001900 40 072 O001900 0 072 P001900 0 072 Q001900 208 072 R001900 13 072 S001900 4 072 T001900 828 072 U001900 0 072 V001900 0 PAGE 28 072 W001900 17 072 X001900 7543 072 Y001900 32 072 Z001900 466 072AA001900 41126 072BB001900 30705 072CC011900 160677 072CC021900 0 072DD011900 4 072DD021900 2381 072EE001900 0 072 A002000 6 072 B002000 0 072 C002000 2353 072 D002000 0 072 E002000 0 072 F002000 892 072 G002000 0 072 H002000 0 072 I002000 25 072 J002000 7 072 K002000 0 072 L002000 8 072 M002000 19 072 N002000 11 072 O002000 0 072 P002000 0 072 Q002000 29 072 R002000 13 072 S002000 4 072 T002000 0 072 U002000 0 072 V002000 0 072 W002000 6 072 X002000 1014 072 Y002000 8 072 Z002000 1347 072AA002000 5455 072BB002000 2155 072CC012000 25788 072CC022000 0 072DD012000 1954 072DD022000 0 072EE002000 4146 073 A010200 0.0000 073 A020200 0.0000 073 B000200 0.0000 073 C000200 0.0000 073 A010300 0.0000 073 A020300 0.0000 073 B000300 0.0000 PAGE 29 073 C000300 0.0000 073 A011100 0.0000 073 A021100 0.0000 073 B001100 0.0000 073 C001100 0.0000 073 A011800 0.0000 073 A021800 0.0000 073 B001800 0.0000 073 C001800 0.0000 073 A011900 0.0000 073 A021900 0.0000 073 B001900 0.0000 073 C001900 0.0000 073 A012000 0.0900 073 A022000 0.0000 073 B002000 0.1910 073 C002000 0.0000 074 A000200 0 074 B000200 0 074 C000200 0 074 D000200 0 074 E000200 0 074 F000200 2655042 074 G000200 0 074 H000200 0 074 I000200 29734 074 J000200 15402 074 K000200 0 074 L000200 4160 074 M000200 729 074 N000200 2705067 074 O000200 10517 074 P000200 2317 074 Q000200 0 074 R010200 0 074 R020200 0 074 R030200 0 074 R040200 9872 074 S000200 0 074 T000200 2682361 074 U010200 101425 074 U020200 9145 074 V010200 0.00 074 V020200 0.00 074 W000200 0.0000 074 X000200 170732 074 Y000200 0 074 A000300 3870 074 B000300 0 074 C000300 0 074 D000300 0 PAGE 30 074 E000300 0 074 F000300 4563495 074 G000300 0 074 H000300 0 074 I000300 994382 074 J000300 0 074 K000300 0 074 L000300 19277 074 M000300 588 074 N000300 5581612 074 O000300 21423 074 P000300 3713 074 Q000300 0 074 R010300 0 074 R020300 0 074 R030300 0 074 R040300 14353 074 S000300 0 074 T000300 5542123 074 U010300 238622 074 U020300 77177 074 V010300 0.00 074 V020300 0.00 074 W000300 0.0000 074 X000300 276465 074 Y000300 0 074 A001100 0 074 B001100 0 074 C001100 0 074 D001100 0 074 E001100 0 074 F001100 591522 074 G001100 0 074 H001100 0 074 I001100 6426 074 J001100 5263 074 K001100 0 074 L001100 1469 074 M001100 117 074 N001100 604797 074 O001100 0 074 P001100 512 074 Q001100 0 074 R011100 0 074 R021100 0 074 R031100 0 074 R041100 5706 074 S001100 0 074 T001100 598579 074 U011100 26964 074 U021100 8827 PAGE 31 074 V011100 0.00 074 V021100 0.00 074 W001100 0.0000 074 X001100 43436 074 Y001100 2862 074 A001800 0 074 B001800 0 074 C001800 0 074 D001800 0 074 E001800 0 074 F001800 4306209 074 G001800 0 074 H001800 0 074 I001800 459154 074 J001800 5988 074 K001800 0 074 L001800 14906 074 M001800 270 074 N001800 4786527 074 O001800 44094 074 P001800 2561 074 Q001800 0 074 R011800 0 074 R021800 0 074 R031800 0 074 R041800 6977 074 S001800 0 074 T001800 4732895 074 U011800 181299 074 U021800 183073 074 V011800 0.00 074 V021800 0.00 074 W001800 0.0000 074 X001800 212848 074 Y001800 0 074 A001900 0 074 B001900 0 074 C001900 0 074 D001900 0 074 E001900 0 074 F001900 1629938 074 G001900 0 074 H001900 0 074 I001900 43776 074 J001900 8149 074 K001900 0 074 L001900 1169 074 M001900 161 074 N001900 1683193 074 O001900 3951 074 P001900 468 PAGE 32 074 Q001900 0 074 R011900 0 074 R021900 0 074 R031900 0 074 R041900 19914 074 S001900 0 074 T001900 1658860 074 U011900 1977 074 U021900 126539 074 V011900 0.00 074 V021900 0.00 074 W001900 0.0000 074 X001900 3268 074 Y001900 15716 074 A002000 0 074 B002000 0 074 C002000 0 074 D002000 0 074 E002000 0 074 F002000 285883 074 G002000 0 074 H002000 0 074 I002000 9470 074 J002000 0 074 K002000 0 074 L002000 749 074 M002000 15 074 N002000 296117 074 O002000 0 074 P002000 24 074 Q002000 0 074 R012000 0 074 R022000 0 074 R032000 0 074 R042000 235 074 S002000 0 074 T002000 295858 074 U012000 25514 074 U022000 0 074 V012000 11.60 074 V022000 0.00 074 W002000 0.0000 074 X002000 7349 074 Y002000 0 075 A000200 0 075 B000200 2630897 075 A000300 0 075 B000300 5290354 075 A001100 0 075 B001100 613896 075 A001800 0 PAGE 33 075 B001800 4388877 075 A001900 0 075 B001900 1600 075 A002000 0 075 B002000 258450 076 000200 0.00 076 000300 0.00 076 001100 0.00 076 001800 0.00 076 001900 0.00 076 002000 0.00 077 A000000 Y 077 B000000 N 077 C000000 Y 077 D000000 N 077 E000000 Y 077 F000000 N 077 G000000 N 077 H000000 N 077 I000000 N 077 J000000 N 077 K000000 N 077 L000000 N 077 M000000 N 077 N000000 N 077 O000000 N 077 P000000 N 077 Q010000 Y 077 Q020000 N 077 Q030000 Y 078 000000 N 080 C00AA00 0 081 B00AA00 0 082 B00AA00 0 083 B00AA00 0 084 B00AA00 0 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 SIGNATURE KELLI GALLEGOS TITLE ASSISTANT VP & ASSISTANT TREASURER EX-99.77C VOTES 2 h86672ex77c.txt EX-99.77C Sub-Item 77C SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS INVESCO CAPITAL DEVELOPMENT FUND A Special Meeting ("Meeting") of Shareholders of Invesco Capital Development Fund ("Fund") was held on April 2, 2012 and was adjourned until April 16, 2012, and further adjourned until April 30, 2012. The Meeting on April 30, 2012 was held for the following purpose: (1) Approve an Agreement and Plan of Reorganization. The results of the voting on the above matter were as follows:
Votes Votes Broker Matter Votes For Against Abstain Non-Votes ------ ---------- ---------- ---------- ---------- (1) Approve an Agreement and Plan of Reorganization. 18,084,794 518,057 1,132,006 0
EX-99.77E LEGAL 3 h86672ex77e.txt EX-99.77E SUB-ITEM 77E AIM EQUITY FUNDS (INVESCO EQUITY FUNDS) LEGAL PROCEEDINGS On August 30, 2005, the West Virginia Office of the State Auditor - Securities Commission (WVASC) issued a Summary Order to Cease and Desist and Notice of Right to Hearing to Invesco and Invesco Distributors (collectively, Invesco) (Order No. 05-1318). The WVASC made findings of fact that Invesco allegedly entered into certain arrangements permitting market timing of the Invesco Funds and failed to disclose these arrangements in the prospectuses for such Funds, and conclusions of law to the effect that Invesco violated the West Virginia securities laws. The WVASC ordered Invesco to cease any further violations and sought to impose monetary sanctions, including restitution to affected investors, disgorgement of fees, reimbursement of investigatory, administrative and legal costs and an "administrative assessment" to be determined by the Commissioner. On October 27, 2011, a hearing examiner was appointed to this matter. This matter continues to be indefinitely suspended. 1 EX-99.77Q1 OTHR EXHB 4 h86672ex77q1a-16.txt EX-99.77Q1 Sub-Item 77Q1(a) AMENDMENT NO. 16 TO THE AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST OF AIM EQUITY FUNDS (INVESCO EQUITY FUNDS) This Amendment No. 16 (the "Amendment") to the Amended and Restated Agreement and Declaration of Trust of AIM Equity Funds (Invesco Equity Funds) (the "Trust") amends, effective December 1, 2011, the Amended and Restated Agreement and Declaration of Trust of the Trust dated as of September 14, 2005, as amended (the "Agreement"). Under Section 9.7 of the Agreement, this Amendment may be executed by a duly authorized officer of the Trust. WHEREAS, the Trust desires to amend the Agreement to remove the following series portfolios: Invesco Large Cap Basic Value Fund and Invesco Large Cap Growth Fund; NOW, THEREFORE, the Agreement is hereby amended as follows: 1. Schedule A of the Agreement is hereby amended and restated to read in its entirety as set forth on Exhibit 1 to this Amendment. 2. All references in the Agreement to "this Agreement" shall mean the Agreement as amended by this Amendment. 3. Except as specifically amended by this Amendment, the Agreement is hereby confirmed and remains in full force and effect. IN WITNESS WHEREOF, the undersigned, a duly authorized officer of the Trust, has executed this Amendment as of December 1, 2011. By: /s/ John M. Zerr -------------------------- Name: John M. Zerr Title: Senior Vice President EXHIBIT 1 "SCHEDULE A AIM EQUITY FUNDS (INVESCO EQUITY FUNDS) PORTFOLIOS AND CLASSES THEREOF
PORTFOLIO CLASSES OF EACH PORTFOLIO --------------------------------------- -------------------------------- Invesco Capital Development Fund Class A Shares Class B Shares Class C Shares Class R Shares Class Y Shares Institutional Class Shares Investor Class Shares Invesco Charter Fund Class A Shares Class B Shares Class C Shares Class R Shares Class S Shares Class Y Shares Institutional Class Shares Invesco Constellation Fund Class A Shares Class B Shares Class C Shares Class R Shares Class Y Shares Institutional Class Shares Invesco Disciplined Equity Fund Class Y Shares Invesco Diversified Dividend Fund Class A Shares Class B Shares Class C Shares Class R Shares Class Y Shares Institutional Class Shares Investor Class Shares Invesco Summit Fund Class A Shares Class B Shares Class C Shares Class P Shares Class S Shares Class Y Shares Institutional Class Shares"
EX-99.77Q1 OTHR EXHB 5 h86672ex77q1e-4.txt EX-99.77Q1 Sub-Item 77Q1(e) AMENDMENT NO. 4 TO MASTER INTERGROUP SUB-ADVISORY CONTRACT FOR MUTUAL FUNDS This Amendment dated as of December 1, 2011, amends the Master Intergroup Sub-Advisory Contract for Mutual Funds (the "Contract"), dated May 1, 2008, between Invesco Advisers, Inc. (the "Adviser"), on behalf of AIM Equity Funds (Invesco Equity Funds), and each of Invesco Canada Ltd.(formerly known as Invesco Trimark Ltd.), Invesco Asset Management Deutschland GmbH, Invesco Asset Management Limited, Invesco Asset Management (Japan) Ltd., Invesco Australia Limited, Invesco Hong Kong Limited, I and Invesco Senior Secured Management, Inc. (each a "Sub-Adviser" and, collectively, the "Sub-Advisers"). W I T N E S S E T H: WHEREAS, the parties desire to amend the Contract to remove the following series portfolios: Invesco Large Cap Basic Value Fund and Invesco Large Cap Growth Fund; NOW, THEREFORE, the parties agree that; 1. Exhibit A to the Contract is hereby deleted in its entirety and replaced with the following: "EXHIBIT A FUNDS Invesco Capital Development Fund Invesco Charter Fund Invesco Constellation Fund Invesco Disciplined Equity Fund Invesco Diversified Dividend Fund Invesco Summit Fund" 2. All other terms and provisions of the Contract not amended shall remain in full force and effect. IN WITNESS WHEREOF, the parties hereto have caused this Contract to be executed by their officers designated as of the day and year first above written. INVESCO ADVISERS, INC. Adviser By: /s/ John M. Zerr ----------------------------------- Name: John M. Zerr Title: Senior Vice President INVESCO CANADA LTD. Sub-Adviser By: /s/ Eric J. Adelson ----------------------------------- Name: Eric J. Adelson Title: Senior Vice President and Secretary By: /s/ Wayne Bolton ----------------------------------- Name: Wayne Bolton Title: Vice President, Compliance & Chief Compliance Officer INVESCO ASSET MANAGEMENT DEUTSCHLAND GMBH Sub-Adviser By: /s/ Carl Bayer /s/ Jens Langewand ------------------------------------------- Name: Carl Bayer Jens Langewand Title: Managing Director INVESCO ASSET MANAGEMENT LIMITED Sub-Adviser By: /s/ G J Proudfoot -------------------------------------- Name: G.J. Proudfoot Title: Director INVESCO ASSET MANAGEMENT (JAPAN) LTD. Sub-Adviser By: /s/ Masakazu Hasegawa ------------------------------------- Name: Masakazu Hasegawa Title: Managing Director INVESCO AUSTRALIA LIMITED Sub-Adviser By: /s/ Nick Burrell /s/ Mark Yesberg -------------------------------------- Name: Nick Burrell Mark Yesberg Title: Company Secretary Director INVESCO HONG KONG LIMITED Sub-Adviser By: /s/ Anna Tong /s/ Fanny Lee ------------------------------------ Name: Anna Tong Fanny Lee Title: Director Director INVESCO SENIOR SECURED MANAGEMENT, INC. Sub-Adviser By: /s/ Jeffrey H. Kupor ------------------------------------- Name: Jeffrey H. Kupor Title: Secretary and General Counsel EX-99.77Q1 OTHR EXHB 6 h86672ex77q1e-a.txt EX-99.77Q1 Sub-Item 77Q1(e) MEMORANDUM OF AGREEMENT (ADVISORY FEE WAIVERS) This Memorandum of Agreement is entered into as of the effective date on the attached Exhibit A and B (each an "Exhibit" or, collectively the "Exhibits"), between AIM Counselor Series Trust (Invesco Counselor Series Trust), AIM Equity Funds (Invesco Equity Funds), AIM Funds Group (Invesco Funds Group), AIM Growth Series (Invesco Growth Series), AIM International Mutual Funds (Invesco International Mutual Funds), AIM Investment Funds (Invesco Investment Funds), AIM Investment Securities Funds (Invesco Investment Securities Funds), AIM Sector Funds (Invesco Sector Funds), AIM Tax-Exempt Funds (Invesco Tax-Exempt Funds), AIM Treasurer's Series Trust (Invesco Treasurer's Series Trust), AIM Variable Insurance Funds (Invesco Variable Insurance Funds), Invesco California Insured Municipal Income Trust, Invesco California Quality Municipal Securities, Invesco High Yield Investments Fund, Inc., Invesco Insured California Municipal Securities, Invesco Insured Municipal Bond Trust, Invesco Insured Municipal Income Trust, Invesco Insured Municipal Securities, Invesco Insured Municipal Trust, Invesco Municipal Income Opportunities Trust, Invesco Municipal Income Opportunities Trust II, Invesco Municipal Income Opportunities Trust III, Invesco Municipal Premium Income Trust, Invesco New York Quality Municipal Securities, Invesco Prime Income Trust, Invesco Quality Municipal Income Trust, Invesco Quality Municipal Investment Trust, Invesco Quality Municipal Securities and Short-Term Investments Trust (each a "Trust" or, collectively, the "Trusts"), on behalf of the funds listed on the Exhibits to this Memorandum of Agreement (the "Funds"), and Invesco Advisers, Inc. ("Invesco"). Invesco shall and hereby agrees to waive fees of the Funds, on behalf of their respective classes as applicable, severally and not jointly, as indicated in the Exhibits. For and in consideration of the mutual terms and agreements set forth herein and other good and valuable consideration, the receipt and sufficiency of which is hereby acknowledged, the Trusts and Invesco agree that until at least the expiration date set forth on Exhibit A (the "Expiration Date") and with respect to those Funds listed on the Exhibit, Invesco will waive its advisory fees at the rate set forth on the Exhibit. For and in consideration of the mutual terms and agreements set forth herein and other good and valuable consideration, the receipt and sufficiency of which is hereby acknowledged, the Trusts and Invesco Aim agree as follows: 1. Each Trust, for itself and its Funds, and Invesco agree that until the expiration date, if any, of the commitment set forth on the attached Exhibit B occurs, as such Exhibit B is amended from time to time, Invesco will waive advisory fees payable by an Investing Trust in an amount equal to 100% of the net advisory fee Invesco receives on the Uninvested Cash (defined below) from the Affiliated Money Market Fund (defined below) in which the Investing Trust invests (the "Waiver"). i. Invesco's Fund Accounting Group will calculate, and apply, the Waiver monthly, based upon the average investment of Uninvested Cash made by the Investing Trust during the previous month in an Affiliated Money Market Fund. ii. The Waiver will not apply to those investing Trusts that do not charge an advisory fee, either due to the terms of their advisory agreement, or as a result of contractual or voluntary fee waivers. iii. The Waiver will not apply to cash collateral for securities lending. For purposes of the paragraph above, the following terms shall have the following meanings: (a) "Affiliated Money Market Fund" - any existing or future Trust that holds itself out as a money market fund and complies with Rule 2a-7 under the Investment Company Act of 1940, as amended; and (b) "Uninvested Cash" - cash available and uninvested by a Trust that may result from a variety of sources, including dividends or interest received on portfolio securities, unsettled securities transactions, strategic reserves, matured investments, proceeds from liquidation of investment securities, dividend payments, or new investor capital. 2. Neither a Trust nor Invesco may remove or amend the Waiver to a Trust's detriment prior to requesting and receiving the approval of the Board of Trustee of the applicable Fund's Trust to remove or amend such Waiver. Invesco will not have any right to reimbursement of any amount so waived. The Boards of Trustees and Invesco may terminate or modify this Memorandum of Agreement prior to the Expiration Date only by mutual written consent. Invesco will not have any right to reimbursement of any amount so waived or reimbursed. Subject to the foregoing paragraphs, each of the Trusts and Invesco agree to review the then-current waivers for each class of the Funds listed on the Exhibits on a date prior to the Expiration Date to determine whether such waivers should be amended, continued or terminated. The waivers will expire upon the Expiration Date unless the Trusts and Invesco have agreed to continue them. The Exhibits will be amended to reflect any such agreement. It is expressly agreed that the obligations of the Trusts hereunder shall not be binding upon any of the Trustees, shareholders, nominees, officers, agents or employees of the Trusts personally, but shall only bind the assets and property of the Funds, as provided in each Trust's Agreement and Declaration of Trust. The execution and delivery of this Memorandum of Agreement have been authorized by the Trustees of each Trust, and this Memorandum of Agreement has been executed and delivered by an authorized officer of each Trust acting as such; neither such authorization by such Trustees nor such execution and delivery by such officer shall be deemed to have been made by any of them individually or to impose any liability on any of them personally, but shall bind only the assets and property of the Funds, as provided in each Trust's Agreement and Declaration of Trust. IN WITNESS WHEREOF, each of the Trusts, on behalf of itself and its Funds listed in Exhibit A and B to this Memorandum of Agreement, and Invesco have entered into this Memorandum of Agreement as of the Effective Date on the attached Exhibits. AIM COUNSELOR SERIES TRUST (INVESCO COUNSELOR SERIES TRUST) AIM EQUITY FUNDS (INVESCO EQUITY FUNDS) AIM FUNDS GROUP (INVESCO FUNDS GROUP) AIM GROWTH SERIES (INVESCO GROWTH SERIES) AIM INTERNATIONAL MUTUAL FUNDS (INVESCO INTERNATIONAL MUTUAL FUNDS) AIM INVESTMENT FUNDS (INVESCO INVESTMENT FUNDS) AIM INVESTMENT SECURITIES FUNDS (INVESCO INVESTMENT SECURITIES FUNDS) AIM SECTOR FUNDS (INVESCO SECTOR FUNDS) AIM TAX-EXEMPT FUNDS (INVESCO TAX-EXEMPT FUNDS) AIM TREASURER'S SERIES TRUST (INVESCO TREASURER'S SERIES TRUST) AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) INVESCO CALIFORNIA INSURED MUNICIPAL INCOME TRUST INVESCO CALIFORNIA QUALITY MUNICIPAL SECURITIES INVESCO HIGH YIELD INVESTMENTS FUND, INC. INVESCO INSURED CALIFORNIA MUNICIPAL SECURITIES INVESCO INSURED MUNICIPAL BOND TRUST INVESCO INSURED MUNICIPAL INCOME TRUST INVESCO INSURED MUNICIPAL SECURITIES INVESCO INSURED MUNICIPAL TRUST INVESCO MUNICIPAL INCOME OPPORTUNITIES TRUST INVESCO MUNICIPAL INCOME OPPORTUNITIES TRUST II INVESCO MUNICIPAL INCOME OPPORTUNITIES TRUST III INVESCO MUNICIPAL PREMIUM INCOME TRUST INVESCO NEW YORK QUALITY MUNICIPAL SECURITIES INVESCO PRIME INCOME TRUST INVESCO QUALITY MUNICIPAL INCOME TRUST INVESCO QUALITY MUNICIPAL INVESTMENT TRUST INVESCO QUALITY MUNICIPAL SECURITIES SHORT-TERM INVESTMENTS TRUST on behalf of the Funds listed in the Exhibit to this Memorandum of Agreement By: /s/ John M. Zerr -------------------------- Title: Senior Vice President INVESCO ADVISERS, INC. By: /s/ John M. Zerr -------------------------- Title: Senior Vice President EXHIBIT A TO ADVISORY FEE MOA
AIM EQUITY FUNDS (INVESCO EQUITY FUNDS) WAIVER DESCRIPTION EFFECTIVE DATE EXPIRATION DATE --------------------------- ----------------------------------------------------- ------------------ ----------------- Invesco Constellation Invesco will waive advisory fees to the extent 3/27/2006 12/31/2012 Fund necessary so that advisory fees Invesco receives do not exceed the annualized rates listed below. 0.695% of the first $250M 0.615% of the next $4B 0.595% of the next $750M 0.57% of the next $2.5B 0.545% of the next $2.5B 0.52% of the excess over $10B
AIM TAX-EXEMPT FUNDS (INVESCO TAX-EXEMPT FUNDS) WAIVER DESCRIPTION EFFECTIVE DATE EXPIRATION DATE ---------------------------- ---------------------------------------------------- ------------------ ----------------- Invesco Van Kampen Invesco will waive advisory fees in the amount of 2/12/2010 6/30/2012 Intermediate Term 0.10% of the Fund's average daily net assets Municipal Income Fund Invesco Van Kampen New Invesco will waive advisory fees in the amount of 2/12/2010 6/30/2012 York Tax Free Income Fund 0.25% of the Fund's average daily net assets
AIM TREASURER'S SERIES TRUST (INVESCO TREASURER'S SERIES TRUST) WAIVER DESCRIPTION EFFECTIVE DATE EXPIRATION DATE ---------------------------- ---------------------------------------------------- ------------------ ----------------- Premier Portfolio Invesco will waive advisory fees in the amount of 2/1/2011 12/31/2012 0.07% of the Fund's average daily net assets Premier U.S. Government Invesco will waive advisory fees in the amount of 2/1/2011 12/31/2012 Money Portfolio 0.07% of the Fund's average daily net assets
EXHIBIT "B" AIM COUNSELOR SERIES TRUST (INVESCO COUNSELOR SERIES TRUST)
PORTFOLIO EFFECTIVE DATE COMMITTED UNTIL ---------------------------------------------------- ------------------- ----------------- Invesco California Tax-Free Income Fund February 12, 2010 June 30, 2012 Invesco Core Plus Bond Fund June 2, 2009 June 30, 2012 Invesco Equally-Weighted S&P 500 Fund February 12, 2010 June 30, 2012 Invesco Floating Rate Fund July 1, 2007 June 30, 2012 Invesco S&P 500 Index Fund February 12, 2010 June 30, 2012 Invesco Select Real Estate Income Fund July 1, 2007 June 30, 2012 Invesco Structured Core Fund July 1, 2007 June 30, 2012 Invesco Van Kampen American Franchise Fund February 12, 2010 June 30, 2012 Invesco Van Kampen Equity and Income Fund February 12, 2010 June 30, 2012 Invesco Van Kampen Growth and Income Fund February 12, 2010 June 30, 2012 Invesco Van Kampen Pennsylvania Tax Free Income Fund February 12, 2010 June 30, 2012 Invesco Van Kampen Small Cap Growth Fund February 12, 2010 June 30, 2012
AIM EQUITY FUNDS (INVESCO EQUITY FUNDS)
PORTFOLIO EFFECTIVE DATE COMMITTED UNTIL ---------------------------------------------------- ------------------- ----------------- Invesco Capital Development Fund July 1, 2007 June 30, 2012 Invesco Charter Fund July 1, 2007 June 30, 2012 Invesco Constellation Fund July 1, 2007 June 30, 2012 Invesco Disciplined Equity Fund July 14, 2009 June 30, 2012 Invesco Diversified Dividend Fund July 1, 2007 June 30, 2012 Invesco Summit Fund July 1, 2007 June 30, 2012
AIM FUNDS GROUP (INVESCO FUNDS GROUP)
FUND EFFECTIVE DATE COMMITTED UNTIL ---------------------------------------------------- ------------------- ----------------- Invesco European Small Company Fund July 1, 2007 June 30, 2012 Invesco Global Core Equity Fund July 1, 2007 June 30, 2012 Invesco International Small Company Fund July 1, 2007 June 30, 2012 Invesco Small Cap Equity Fund July 1, 2007 June 30, 2012
AIM GROWTH SERIES (INVESCO GROWTH SERIES)
FUND EFFECTIVE DATE COMMITTED UNTIL --------------------------------------------------- --------------- Invesco Convertible Securities Fund February 12, 2010 June 30, 2012 Invesco Global Equity Fund July 1, 2007 June 30, 2012 Invesco Mid Cap Core Equity Fund July 1, 2007 June 30, 2012 Invesco Small Cap Growth Fund July 1, 2007 June 30, 2012 Invesco Van Kampen Leaders Fund February 12, 2010 June 30, 2012 Invesco Van Kampen U.S. Mortgage Fund February 12, 2010 June 30, 2012
AIM INTERNATIONAL MUTUAL FUNDS (INVESCO INTERNATIONAL MUTUAL FUNDS)
FUND EFFECTIVE DATE COMMITTED UNTIL ---------------------------------------------------- ------------------- ----------------- Invesco Asia Pacific Growth Fund July 1, 2007 June 30, 2012 Invesco European Growth Fund July 1, 2007 June 30, 2012 Invesco Global Growth Fund July 1, 2007 June 30, 2012 Invesco Global Small & Mid Cap Growth Fund July 1, 2007 June 30, 2012 Invesco International Growth Fund July 1, 2007 June 30, 2012 Invesco International Core Equity Fund July 1, 2007 June 30, 2012
AIM INVESTMENT FUNDS (INVESCO INVESTMENT FUNDS)
FUND EFFECTIVE DATE COMMITTED UNTIL ---------------------------------------------------- ------------------- ----------------- Invesco Balanced-Risk Allocation Fund* May 29, 2009 June 30, 2012 Invesco Balanced-Risk Commodity Strategy Fund** November 29, 2010 June 30, 2012 Invesco China Fund July 1, 2007 June 30, 2012 Invesco Commodities Strategy Fund*** February 12, 2010 June 30, 2012 Invesco Developing Markets Fund July 1, 2007 June 30, 2012 Invesco Emerging Markets Equity Fund May 11, 2011 June 30, 2012 Invesco Emerging Market Local Currency Debt Fund June 14, 2010 June 30, 2012 Invesco Endeavor Fund July 1, 2007 June 30, 2012 Invesco Global Advantage Fund February 12, 2010 June 30, 2012 Invesco Global Health Care Fund July 1, 2007 June 30, 2012 Invesco International Total Return Fund July 1, 2007 June 30, 2012 Invesco Pacific Growth Fund February 12, 2010 June 30, 2012 Invesco Premium Income Fund December 13, 2011 June 30, 2012 Invesco Small Companies Fund July 1, 2007 June 30, 2012
AIM INVESTMENT SECURITIES FUNDS (INVESCO INVESTMENT SECURITIES FUNDS)
FUND EFFECTIVE DATE COMMITTED UNTIL ---------------------------------------------------- ------------------- ----------------- Invesco Dynamics Fund July 1, 2007 June 30, 2012 Invesco Global Real Estate Fund July 1, 2007 June 30, 2012 Invesco High Yield Fund July 1, 2007 June 30, 2012 Invesco High Yield Securities Fund February 12, 2010 June 30, 2012 Invesco Limited Maturity Treasury Fund July 1, 2007 June 30, 2012 Invesco Money Market Fund July 1, 2007 June 30, 2012 Invesco Municipal Bond Fund July 1, 2007 June 30, 2012 Invesco Real Estate Fund July 1, 2007 June 30, 2012 Invesco Short Term Bond Fund July 1, 2007 June 30, 2012 Invesco U.S. Government Fund July 1, 2007 June 30, 2012 Invesco Van Kampen Corporate Bond Fund February 12, 2010 June 30, 2012
---------- * Advisory fees to be waived by Invesco for Invesco Balanced-Risk Allocation Fund also include advisory fees that Invesco receives on the Uninvested Cash from the Affiliated Money Market Fund in which Invesco Cayman Commodity Fund I, Ltd. invests. ** Advisory fees to be waived by Invesco for Invesco Balanced-Risk Commodity Strategy Fund also include advisory fees that Invesco receives on the Uninvested Cash from the Affiliated Money Market Fund in which Invesco Cayman Commodity Fund III, Ltd. invests. *** Advisory fees to be waived by Invesco for Invesco Commodities Strategy Fund also include advisory fees that Invesco receives on the Uninvested Cash from the Affiliated Money Market Fund in which Invesco Cayman Commodity Fund II, Ltd. Invests. Sub-Item 77Q1(e) AIM SECTOR FUNDS (INVESCO SECTOR FUNDS)
FUND EFFECTIVE DATE COMMITTED UNTIL ---------------------------------------------------- ------------------- ----------------- Invesco Energy Fund July 1, 2007 June 30, 2012 Invesco Gold & Precious Metals Fund July 1, 2007 June 30, 2012 Invesco Leisure Fund July 1, 2007 June 30, 2012 Invesco Technology Fund July 1, 2007 June 30, 2012 Invesco Technology Sector Fund February 12, 2010 June 30, 2012 Invesco U.S. Mid Cap Value Fund February 12, 2010 June 30, 2012 Invesco Utilities Fund July 1, 2007 June 30, 2012 Invesco Value Fund February 12, 2010 June 30, 2012 Invesco Van Kampen American Value Fund February 12, 2010 June 30, 2012 Invesco Van Kampen Comstock Fund February 12, 2010 June 30, 2012 Invesco Van Kampen Mid Cap Growth Fund February 12, 2010 June 30, 2012 Invesco Van Kampen Small Cap Value Fund February 12, 2010 June 30, 2012 Invesco Van Kampen Value Opportunities Fund February 12, 2010 June 30, 2012
AIM TAX-EXEMPT FUNDS (INVESCO TAX-EXEMPT FUNDS)
FUND EFFECTIVE DATE COMMITTED UNTIL ---------------------------------------------------- ------------------- ----------------- Invesco High Income Municipal Fund July 1, 2007 June 30, 2012 Invesco Tax-Exempt Cash Fund July 1, 2007 June 30, 2012 Invesco Tax-Free Intermediate Fund July 1, 2007 June 30, 2012 Invesco Van Kampen High Yield Municipal Fund February 12, 2010 June 30, 2012 Invesco Van Kampen Intermediate Term Municipal Income Fund February 12, 2010 June 30, 2012 Invesco Van Kampen Municipal Income Fund February 12, 2010 June 30, 2012
AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS)
FUND EFFECTIVE DATE COMMITTED UNTIL ---------------------------------------------------- ------------------- ----------------- Invesco V.I. Balanced-Risk Allocation Fund**** December 22, 2010 June 30, 2012 Invesco V.I. Basic Value Fund July 1, 2007 June 30, 2012 Invesco V.I. Capital Appreciation Fund July 1, 2007 June 30, 2012 Invesco V.I. Capital Development Fund July 1, 2007 June 30, 2012 Invesco V.I. Core Equity Fund July 1, 2007 June 30, 2012 Invesco V.I. Diversified Income Fund July 1, 2007 June 30, 2012 Invesco V.I. Dividend Growth Fund February 12, 2010 June 30, 2012 Invesco V.I. Global Health Care Fund July 1, 2007 June 30, 2012 Invesco V.I. Global Real Estate Fund July 1, 2007 June 30, 2012 Invesco V.I. Government Securities Fund July 1, 2007 June 30, 2012 Invesco V.I. High Yield Fund July 1, 2007 June 30, 2012 Invesco V.I. High Yield Securities Fund February 12, 2010 June 30, 2012 Invesco V.I. International Growth Fund July 1, 2007 June 30, 2012 Invesco V.I. Leisure Fund July 1, 2007 June 30, 2012 Invesco V.I. Mid Cap Core Equity Fund July 1, 2007 June 30, 2012 Invesco V.I. Money Market Fund July 1, 2007 June 30, 2012 Invesco V.I. S&P 500 Index Fund February 12, 2010 June 30, 2012 Invesco V.I. Select Dimensions Equally-Weighted S&P 500 Fund February 12, 2010 June 30, 2012 Invesco V.I. Small Cap Equity Fund July 1, 2007 June 30, 2012 Invesco V.I. Technology Fund July 1, 2007 June 30, 2012
---------- **** Advisory fees to be waived by Invesco for Invesco V.I. Balanced-Risk Allocation Fund also include an amount equal to advisory fees that Invesco receives from any money market fund or similarly pooled cash equivalent investment vehicle advised by Invesco and/or Invesco's affiliates in which Invesco Cayman Commodity Fund IV, Ltd. invests.
FUND EFFECTIVE DATE COMMITTED UNTIL ---------------------------------------------------- ------------------- ----------------- Invesco V.I. Utilities Fund July 1, 2007 June 30, 2012 Invesco Van Kampen V.I. Capital Growth Fund February 12, 2010 June 30, 2012 Invesco Van Kampen V.I. Comstock Fund February 12, 2010 June 30, 2012 Invesco Van Kampen V.I. Equity and Income Fund February 12, 2010 June 30, 2012 Invesco Van Kampen V.I. Global Value Equity Fund February 12, 2010 June 30, 2012 Invesco Van Kampen V.I. Growth and Income Fund February 12, 2010 June 30, 2012 Invesco Van Kampen V.I. Mid Cap Growth Fund February 12, 2010 June 30, 2012 Invesco Van Kampen V.I. Mid Cap Value Fund February 12, 2010 June 30, 2012
SHORT-TERM INVESTMENTS TRUST
FUND EFFECTIVE DATE COMMITTED UNTIL ---------------------------------------------------- ------------------- ----------------- Government TaxAdvantage Portfolio July 1, 2007 June 30, 2012 STIC Prime Portfolio July 1, 2007 June 30, 2012 Treasury Portfolio July 1, 2007 June 30, 2012
CLOSED-END FUNDS
FUND EFFECTIVE DATE COMMITTED UNTIL ---------------------------------------------------- ------------------- ----------------- Invesco California Insured Municipal Income Trust June 1, 2010 June 30, 2012 Invesco California Quality Municipal Securities June 1, 2010 June 30, 2012 Invesco High Yield Investments Fund, Inc. June 1, 2010 June 30, 2012 Invesco Insured California Municipal Securities June 1, 2010 June 30, 2012 Invesco Insured Municipal Bond Trust June 1, 2010 June 30, 2012 Invesco Insured Municipal Income Trust June 1, 2010 June 30, 2012 Invesco Insured Municipal Securities June 1, 2010 June 30, 2012 Invesco Insured Municipal Trust June 1, 2010 June 30, 2012 Invesco Municipal Income Opportunities Trust June 1, 2010 June 30, 2012 Invesco Municipal Income Opportunities Trust II June 1, 2010 June 30, 2012 Invesco Municipal Income Opportunities Trust III June 1, 2010 June 30, 2012 Invesco Municipal Premium Income Trust June 1, 2010 June 30, 2012 Invesco New York Quality Municipal Securities June 1, 2010 June 30, 2012 Invesco Prime Income Trust June 1, 2010 June 30, 2012 Invesco Quality Municipal Income Trust June 1, 2010 June 30, 2012 Invesco Quality Municipal Investment Trust June 1, 2010 June 30, 2012 Invesco Quality Municipal Securities June 1, 2010 June 30, 2012
EX-99.77Q1 OTHR EXHB 7 h86672ex77q1e-b.txt EX-99.77Q1 Sub-Item 77Q1(e) MEMORANDUM OF AGREEMENT (EXPENSE LIMITATIONS) This Memorandum of Agreement is entered into as of the Effective Date on the attached exhibits (the "Exhibits"), between AIM Counselor Series Trust (Invesco Counselor Series Trust), AIM Equity Funds (Invesco Equity Funds), AIM Funds Group (Invesco Funds Group), AIM Growth Series (Invesco Growth Series), AIM International Mutual Funds (Invesco International Mutual Funds), AIM Investment Funds (Invesco Investment Funds), AIM Investment Securities Funds (Invesco Investment Securities Funds), AIM Sector Funds (Invesco Sector Funds), AIM Tax-Exempt Funds (Invesco Tax-Exempt Funds), AIM Variable Insurance Funds (Invesco Variable Insurance Funds), Invesco California Municipal Income Trust, Invesco California Municipal Securities, Invesco California Quality Municipal Securities, Invesco High Yield Investments Fund, Inc., Invesco Municipal Income Opportunities Trust, Invesco Municipal Income Opportunities Trust II, Invesco Municipal Income Opportunities Trust III, Invesco Municipal Premium Income Trust, Invesco New York Quality Municipal Securities, Invesco Quality Municipal Income Trust, Invesco Quality Municipal Investment Trust, Invesco Quality Municipal Securities, Invesco Value Municipal Bond Trust, Invesco Value Municipal Income Trust, Invesco Value Municipal Securities, Invesco Value Municipal Trust, and Short-Term Investments Trust (each a "Trust" or, collectively, the "Trusts"), on behalf of the funds listed on the Exhibits to this Memorandum of Agreement (the "Funds"), and Invesco Advisers, Inc. ("Invesco"). Invesco shall and hereby agrees to waive fees or reimburse expenses of each Fund, on behalf of its respective classes as applicable, severally and not jointly, as indicated in the attached Exhibits. For and in consideration of the mutual terms and agreements set forth herein and other good and valuable consideration, the receipt and sufficiency of which is hereby acknowledged, the Trusts and Invesco agree as follows: For the Contractual Limits (listed in Exhibits A - D), the Trusts and Invesco agree until at least the expiration date set forth on the attached Exhibits A - D (the "Expiration Date") that Invesco will waive its fees or reimburse expenses to the extent that expenses of a class of a Fund (excluding (i) interest; (ii) taxes; (iii) dividend expense on short sales; (iv) extraordinary or non-routine items, including litigation expenses; and (v) expenses that each Fund has incurred but did not actually pay because of an expense offset arrangement, if applicable) exceed the rate, on an annualized basis, set forth on the Exhibits of the average daily net assets allocable to such class. Acquired fund fees and expenses are not fees or expenses incurred by a fund directly but are expenses of the investment companies in which a fund invests. These fees and expenses are incurred indirectly through the valuation of a fund's investment in these investment companies. Acquired fund fees and expenses are required to be disclosed and included in the total annual fund operating expenses in the prospectus fee table. As a result, the net total annual fund operating expenses shown in the prospectus fee table may exceed the expense limits reflected in Exhibits A-D. With regard to the Contractual Limits, the Board of Trustees of the Trust and Invesco may terminate or modify this Memorandum of Agreement prior to the Expiration Date only by mutual written consent. Invesco will not have any right to reimbursement of any amount so waived or reimbursed. For the Contractual Limits, each of the Trusts and Invesco agree to review the then-current expense limitations for each class of each Fund listed on the Exhibits on a date prior to the Expiration Date to determine whether such limitations should be amended, continued or terminated. The expense limitations will expire upon the Expiration Date unless the Trusts and Invesco have agreed to continue them. The Exhibits will be amended to reflect any such agreement. For the Voluntary Limits (listed in Exhibits A - D), the Trusts and Invesco agree that these are not contractual in nature and that Invesco may establish, amend and/or terminate such expense limitations at any time in its sole discretion after consultation with the Funds' Boards of Trustees. Any delay or failure by Invesco to update this Memorandum of Agreement with regards to the terminations, extensions, or expirations of the Voluntary Limits shall have no effect on the term of such Voluntary Limitations; the Voluntary Limitations are listed herein for informational purposes only. It is expressly agreed that the obligations of each Trust hereunder shall not be binding upon any of the Trustees, shareholders, nominees, officers, agents or employees of the Trusts personally, but shall only bind the assets and property of each Fund, as provided in each Trust's Agreement and Declaration of Trust. The execution and delivery of this Memorandum of Agreement have been authorized by the Trustees of the Trusts, and this Memorandum of Agreement has been executed and delivered by an authorized officer of the Trusts acting as such; neither such authorization by such Trustees nor such execution and delivery by such officer shall be deemed to have been made by any of them individually or to impose any liability on any of them personally, but shall bind only the assets and property of the Funds, as provided in each Trust's Agreement and Declaration of Trust. IN WITNESS WHEREOF, each of the Trusts and Invesco have entered into this Memorandum of Agreement as of the Effective Dates on the attached Exhibits. AIM COUNSELOR SERIES TRUST (INVESCO COUNSELOR SERIES TRUST) AIM EQUITY FUNDS (INVESCO EQUITY FUNDS) AIM FUNDS GROUP (INVESCO FUNDS GROUP) AIM GROWTH SERIES (INVESCO GROWTH SERIES) AIM INTERNATIONAL MUTUAL FUNDS (INVESCO INTERNATIONAL MUTUAL FUNDS) AIM INVESTMENT FUNDS (INVESCO INVESTMENT FUNDS) AIM INVESTMENT SECURITIES FUNDS (INVESCO INVESTMENT SECURITIES FUNDS) AIM SECTOR FUNDS (INVESCO SECTOR FUNDS) AIM TAX-EXEMPT FUNDS (INVESCO TAX-EXEMPT FUNDS) AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) INVESCO CALIFORNIA MUNICIPAL INCOME TRUST INVESCO CALIFORNIA MUNICIPAL SECURITIES INVESCO CALIFORNIA QUALITY MUNICIPAL SECURITIES INVESCO HIGH YIELD INVESTMENTS FUND, INC. INVESCO MUNICIPAL INCOME OPPORTUNITIES TRUST INVESCO MUNICIPAL INCOME OPPORTUNITIES TRUST II INVESCO MUNICIPAL INCOME OPPORTUNITIES TRUST III INVESCO MUNICIPAL PREMIUM INCOME TRUST INVESCO NEW YORK QUALITY MUNICIPAL SECURITIES INVESCO QUALITY MUNICIPAL INCOME TRUST INVESCO QUALITY MUNICIPAL INVESTMENT TRUST INVESCO QUALITY MUNICIPAL SECURITIES INVESCO VALUE MUNICIPAL BOND TRUST INVESCO VALUE MUNICIPAL INCOME TRUST INVESCO VALUE MUNICIPAL SECURITIES INVESCO VALUE MUNICIPAL TRUST SHORT-TERM INVESTMENTS TRUST on behalf of the Funds listed in the Exhibits to this Memorandum of Agreement By: /s/ John M. Zerr ---------------------------------- Title: Senior Vice President INVESCO ADVISERS, INC. By: /s/ John M. Zerr ---------------------------------- Title: Senior Vice President 2 as of April 30, 2012 EXHIBIT "A" - RETAIL FUNDS(1) AIM COUNSELOR SERIES TRUST (INVESCO COUNSELOR SERIES TRUST)
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE --------------------------------------- ------------ ------------ ------------------ -------------- Invesco California Tax-Free Income Fund Class A Shares Contractual 0.85% February 12, 2010 June 30, 2012 Class B Shares Contractual 1.35% February 12, 2010 June 30, 2012 Class C Shares Contractual 1.35% February 12, 2010 June 30, 2012 Class Y Shares Contractual 0.60% February 12, 2010 June 30, 2012 Invesco Core Plus Bond Fund Class A Shares Contractual 0.75% June 6, 2011 June 30, 2013 Class B Shares Contractual 1.50% June 6, 2011 June 30, 2013 Class C Shares Contractual 1.50% June 6, 2011 June 30, 2013 Class R Shares Contractual 1.00% June 6, 2011 June 30, 2013 Class Y Shares Contractual 0.50% June 6, 2011 June 30, 2013 Institutional Class Shares Contractual 0.50% June 6, 2011 June 30, 2013 Invesco Equally-Weighted S&P 500 Fund Class A Shares Contractual 0.75% February 12, 2010 June 30, 2012 Class B Shares Contractual 1.50% February 12, 2010 June 30, 2012 Class C Shares Contractual 1.50% February 12, 2010 June 30, 2012 Class R Shares Contractual 1.00% February 12, 2010 June 30, 2012 Class Y Shares Contractual 0.50% February 12, 2010 June 30, 2012 Invesco Floating Rate Fund Class A Shares Contractual 1.50% April 14, 2006 December 31, 2012 Class C Shares Contractual 2.00% April 14, 2006 December 31, 2012 Class R Shares Contractual 1.75% April 14, 2006 December 31, 2012 Class Y Shares Contractual 1.25% October 3, 2008 December 31, 2012 Institutional Class Shares Contractual 1.25% April 14, 2006 December 31, 2012 Invesco S&P 500 Index Fund Class A Shares Contractual 0.65% February 12, 2010 June 30, 2012 Class B Shares Contractual 1.40% February 12, 2010 June 30, 2012 Class C Shares Contractual 1.40% February 12, 2010 June 30, 2012 Class Y Shares Contractual 0.40% February 12, 2010 June 30, 2012 Invesco Global Real Estate Income Fund Class A Shares Contractual 2.00% July 1, 2009 December 31, 2012 Class B Shares Contractual 2.75% July 1, 2009 December 31, 2012 Class C Shares Contractual 2.75% July 1, 2009 December 31, 2012 Class Y Shares Contractual 1.75% July 1, 2009 December 31, 2012 Institutional Class Shares Contractual 1.75% July 1, 2009 December 31, 2012 Invesco U.S. Quantitative Core Fund Class A Shares Contractual 1.00% July 1, 2009 June 30, 2012 Class B Shares Contractual 1.75% July 1, 2009 June 30, 2012 Class C Shares Contractual 1.75% July 1, 2009 June 30, 2012 Class R Shares Contractual 1.25% July 1, 2009 June 30, 2012 Class Y Shares Contractual 0.75% July 1, 2009 June 30, 2012 Investor Class Shares Contractual 1.00% July 1, 2009 June 30, 2012 Institutional Class Shares Contractual 0.75% July 1, 2009 June 30, 2012 Invesco Van Kampen American Franchise Fund Contractual 1.05% May 23, 2011 June 30, 2013 Class A Shares Contractual 1.22%(8) May 23, 2011 June 30, 2013 Class B Shares Contractual 1.80% May 23, 2011 June 30, 2013 Class C Shares Contractual 1.30% May 23, 2011 June 30, 2013 Class R Shares Contractual 0.80% May 23, 2011 June 30, 2013 Class Y Shares Contractual 0.80% May 23, 2011 June 30, 2013 Institutional Class Shares
See page 14 for footnotes to Exhibit A. 3 as of April 30, 2012
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE --------------------------------------- ------------ ------------ ------------------ -------------- Invesco Van Kampen Equity and Income Fund Class A Shares Contractual 0.82% February 12, 2010 June 30, 2012 Class B Shares Contractual 0.95%(8) February 12, 2010 June 30, 2012 Class C Shares Contractual 1.57% February 12, 2010 June 30, 2012 Class R Shares Contractual 1.07% February 12, 2010 June 30, 2012 Class Y Shares Contractual 0.57% February 12, 2010 June 30, 2012 Institutional Class Shares Contractual 0.57% February 12, 2010 June 30, 2012 Invesco Van Kampen Growth and Income Fund Class A Shares Contractual 0.88% February 12, 2010 June 30, 2012 Class B Shares Contractual 1.63% February 12, 2010 June 30, 2012 Class C Shares Contractual 1.63% February 12, 2010 June 30, 2012 Class R Shares Contractual 1.13% February 12, 2010 June 30, 2012 Class Y Shares Contractual 0.63% February 12, 2010 June 30, 2012 Institutional Class Shares Contractual 0.63% February 12, 2010 June 30, 2012 Invesco Van Kampen Pennsylvania Tax Free Income Fund Class A Shares Contractual 1.13% February 12, 2010 June 30, 2012 Class B Shares Contractual 1.88% February 12, 2010 June 30, 2012 Class C Shares Contractual 1.88% February 12, 2010 June 30, 2012 Class Y Shares Contractual 0.88% February 12, 2010 June 30, 2012 Invesco Van Kampen Small Cap Growth Fund Class A Shares Contractual 1.38% February 12, 2010 June 30, 2012 Class B Shares Contractual 2.13% February 12, 2010 June 30, 2012 Class C Shares Contractual 2.13% February 12, 2010 June 30, 2012 Class Y Shares Contractual 1.13% February 12, 2010 June 30, 2012
AIM EQUITY FUNDS (INVESCO EQUITY FUNDS)
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE --------------------------------------- ------------ ------------ ------------------ -------------- Invesco Capital Development Fund Class A Shares Contractual 2.00% July 1, 2009 February 28, 2013 Class B Shares Contractual 2.75% July 1, 2009 February 28, 2013 Class C Shares Contractual 2.75% July 1, 2009 February 28, 2013 Class R Shares Contractual 2.25% July 1, 2009 February 28, 2013 Class Y Shares Contractual 1.75% July 1, 2009 February 28, 2013 Investor Class Shares Contractual 2.00% July 1, 2009 February 28, 2013 Institutional Class Shares Contractual 1.75% July 1, 2009 February 28, 2013 Invesco Charter Fund Class A Shares Contractual 2.00% July 1, 2009 February 28, 2013 Class B Shares Contractual 2.75% July 1, 2009 February 28, 2013 Class C Shares Contractual 2.75% July 1, 2009 February 28, 2013 Class R Shares Contractual 2.25% July 1, 2009 February 28, 2013 Class S Shares Contractual 1.90% September 25, 2009 February 28, 2013 Class Y Shares Contractual 1.75% July 1, 2009 February 28, 2013 Institutional Class Shares Contractual 1.75% July 1, 2009 February 28, 2013 Invesco Constellation Fund Class A Shares Contractual 2.00% July 1, 2009 February 28, 2013 Class B Shares Contractual 2.75% July 1, 2009 February 28, 2013 Class C Shares Contractual 2.75% July 1, 2009 February 28, 2013 Class R Shares Contractual 2.25% July 1, 2009 February 28, 2013 Class Y Shares Contractual 1.75% July 1, 2009 February 28, 2013 Institutional Class Shares Contractual 1.75% July 1, 2009 February 28, 2013
See page 14 for footnotes to Exhibit A. 4 as of April 30, 2012
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE --------------------------------------- ------------ ------------ ------------------ -------------- Invesco Disciplined Equity Fund Class Y Shares Contractual 1.75% July 14, 2009 February 28, 2013 Invesco Diversified Dividend Fund Class A Shares Contractual 0.95% July 18, 2011 June 30, 2013 Class B Shares Contractual 1.70% July 18, 2011 June 30, 2013 Class C Shares Contractual 1.70% July 18, 2011 June 30, 2013 Class R Shares Contractual 1.20% July 18, 2011 June 30, 2013 Class Y Shares Contractual 0.70% July 18, 2011 June 30, 2013 Investor Class Shares Contractual 0.95% July 18, 2011 June 30, 2013 Institutional Class Shares Contractual 0.70% July 18, 2011 June 30, 2013 Invesco Summit Fund Class A Shares Contractual 2.00% July 1, 2009 February 28, 2013 Class B Shares Contractual 2.75% July 1, 2009 February 28, 2013 Class C Shares Contractual 2.75% July 1, 2009 February 28, 2013 Class P Shares Contractual 1.85% July 1, 2009 February 28, 2013 Class S Shares Contractual 1.90% September 25, 2009 February 28, 2013 Class Y Shares Contractual 1.75% July 1, 2009 February 28, 2013 Institutional Class Shares Contractual 1.75% July 1, 2009 February 28, 2013
AIM FUNDS GROUP (INVESCO FUNDS GROUP)
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE --------------------------------------- ------------ ------------ ------------------ -------------- Invesco European Small Company Fund Class A Shares Contractual 2.25% July 1, 2009 April 30, 2013 Class B Shares Contractual 3.00% July 1, 2009 April 30, 2013 Class C Shares Contractual 3.00% July 1, 2009 April 30, 2013 Class Y Shares Contractual 2.00% July 1, 2009 April 30, 2013 Invesco Global Core Equity Fund Class A Shares Contractual 1.25% May 23, 2011 June 30, 2013 Class B Shares Contractual 1.52%(8) May 23, 2011 June 30, 2013 Class C Shares Contractual 2.00% May 23, 2011 June 30, 2013 Class R Shares Contractual 1.50% May 23, 2011 June 30, 2013 Class Y Shares Contractual 1.00% May 23, 2011 June 30, 2013 Institutional Class Shares Contractual 1.00% May 23, 2011 June 30, 2013 Invesco International Small Company Fund Class A Shares Contractual 2.25% July 1, 2009 April 30, 2013 Class B Shares Contractual 3.00% July 1, 2009 April 30, 2013 Class C Shares Contractual 3.00% July 1, 2009 April 30, 2013 Class Y Shares Contractual 2.00% July 1, 2009 April 30, 2013 Institutional Class Shares Contractual 2.00% July 1, 2009 April 30, 2013 Invesco Small Cap Equity Fund Class A Shares Contractual 2.00% July 1, 2009 April 30, 2013 Class B Shares Contractual 2.75% July 1, 2009 April 30, 2013 Class C Shares Contractual 2.75% July 1, 2009 April 30, 2013 Class R Shares Contractual 2.25% July 1, 2009 April 30, 2013 Class Y Shares Contractual 1.75% July 1, 2009 April 30, 2013 Institutional Class Shares Contractual 1.75% July 1, 2009 April 30, 2013
See page 14 for footnotes to Exhibit A. 5 as of April 30, 2012 AIM GROWTH SERIES (INVESCO GROWTH SERIES)
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE --------------------------------------- ------------ ------------ ------------------ -------------- Invesco Balanced-Risk Retirement 2020 Fund(2) Class A Shares Contractual 0.25% November 4, 2009 April 30, 2013 Class A5 Shares Contractual 0.25% February 12, 2010 April 30, 2013 Class B Shares Contractual 1.00% November 4, 2009 April 30, 2013 Class C Shares Contractual 1.00% November 4, 2009 April 30, 2013 Class C5 Shares Contractual 1.00% February 12, 2010 April 30, 2013 Class R Shares Contractual 0.50% November 4, 2009 April 30, 2013 Class R5 Shares Contractual 0.50% February 12, 2010 April 30, 2013 Class Y Shares Contractual 0.00% November 4, 2009 April 30, 2013 Institutional Class Shares Contractual 0.00% November 4, 2009 April 30, 2013 Invesco Balanced-Risk Retirement 2030 Fund(3) Class A Shares Contractual 0.25% November 4, 2009 April 30, 2013 Class A5 Shares Contractual 0.25% February 12, 2010 April 30, 2013 Class B Shares Contractual 1.00% November 4, 2009 April 30, 2013 Class C Shares Contractual 1.00% November 4, 2009 April 30, 2013 Class C5 Shares Contractual 1.00% February 12, 2010 April 30, 2013 Class R Shares Contractual 0.50% November 4, 2009 April 30, 2013 Class R5 Shares Contractual 0.50% February 12, 2010 April 30, 2013 Class Y Shares Contractual 0.00% November 4, 2009 April 30, 2013 Institutional Class Shares Contractual 0.00% November 4, 2009 April 30, 2013 Invesco Balanced-Risk Retirement 2040 Fund(4) Class A Shares Contractual 0.25% November 4, 2009 April 30, 2013 Class A5 Shares Contractual 0.25% February 12, 2010 April 30, 2013 Class B Shares Contractual 1.00% November 4, 2009 April 30, 2013 Class C Shares Contractual 1.00% November 4, 2009 April 30, 2013 Class C5 Shares Contractual 1.00% February 12, 2010 April 30, 2013 Class R Shares Contractual 0.50% November 4, 2009 April 30, 2013 Class R5 Shares Contractual 0.50% February 12, 2010 April 30, 2013 Class Y Shares Contractual 0.00% November 4, 2009 April 30, 2013 Institutional Class Shares Contractual 0.00% November 4, 2009 April 30, 2013 Invesco Balanced-Risk Retirement 2050 Fund(5) Class A Shares Contractual 0.25% November 4, 2009 April 30, 2013 Class A5 Shares Contractual 0.25% February 12, 2010 April 30, 2013 Class B Shares Contractual 1.00% November 4, 2009 April 30, 2013 Class C Shares Contractual 1.00% November 4, 2009 April 30, 2013 Class C5 Shares Contractual 1.00% February 12, 2010 April 30, 2013 Class R Shares Contractual 0.50% November 4, 2009 April 30, 2013 Class R5 Shares Contractual 0.50% February 12, 2010 April 30, 2013 Class Y Shares Contractual 0.00% November 4, 2009 April 30, 2013 Institutional Class Shares Contractual 0.00% November 4, 2009 April 30, 2013 Invesco Balanced-Risk Retirement Now Fund(6) Class A Shares Contractual 0.25% November 4, 2009 April 30, 2013 Class A5 Shares Contractual 0.25% February 12, 2010 April 30, 2013 Class B Shares Contractual 1.00% November 4, 2009 April 30, 2013 Class C Shares Contractual 1.00% November 4, 2009 April 30, 2013 Class C5 Shares Contractual 1.00% February 12, 2010 April 30, 2013 Class R Shares Contractual 0.50% November 4, 2009 April 30, 2013 Class R5 Shares Contractual 0.50% February 12, 2010 April 30, 2013 Class Y Shares Contractual 0.00% November 4, 2009 April 30, 2013 Institutional Class Shares Contractual 0.00% November 4, 2009 April 30, 2013
See page 14 for footnotes to Exhibit A. 6 as of April 30, 2012
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE --------------------------------------- ------------ ------------ ------------------ -------------- Invesco Convertible Securities Fund Class A Shares Contractual 1.11% May 23, 2011 June 30, 2012 Class B Shares Contractual 1.86% May 23, 2011 June 30, 2012 Class C Shares Contractual 1.86% May 23, 2011 June 30, 2012 Class Y Shares Contractual 0.86% May 23, 2011 June 30, 2012 Institutional Class Shares Contractual 0.86% May 23, 2011 June 30, 2012 Invesco Global Quantitative Core Fund Class A Shares Contractual 2.25% July 1, 2009 April 30, 2013 Class B Shares Contractual 3.00% July 1, 2009 April 30, 2013 Class C Shares Contractual 3.00% July 1, 2009 April 30, 2013 Class R Shares Contractual 2.50% July 1, 2009 April 30, 2013 Class Y Shares Contractual 2.00% July 1, 2009 April 30, 2013 Institutional Class Shares Contractual 2.00% July 1, 2009 April 30, 2013 Invesco Growth Allocation Fund Class A Shares Contractual 0.37% June 6, 2011 June 30, 2012 Class B Shares Contractual 1.12% June 6, 2011 June 30, 2012 Class C Shares Contractual 1.12% June 6, 2011 June 30, 2012 Class R Shares Contractual 0.62% June 6, 2011 June 30, 2012 Class S Shares Contractual 0.27% June 6, 2011 June 30, 2012 Class Y Shares Contractual 0.12% June 6, 2011 June 30, 2012 Institutional Class Shares Contractual 0.12% June 6, 2011 June 30, 2012 Invesco Income Allocation Fund Class A Shares Contractual 0.25% May 1, 2012 April 30, 2013 Class B Shares Contractual 1.00% May 1, 2012 April 30, 2013 Class C Shares Contractual 1.00% May 1, 2012 April 30, 2013 Class R Shares Contractual 0.50% May 1, 2012 April 30, 2013 Class Y Shares Contractual 0.00% May 1, 2012 April 30, 2013 Institutional Class Shares Contractual 0.00% May 1, 2012 April 30, 2013 Invesco International Allocation Fund Class A Shares Contractual 0.43% July 1, 2009 April 30, 2012 Class B Shares Contractual 1.18% July 1, 2009 April 30, 2012 Class C Shares Contractual 1.18% July 1, 2009 April 30, 2012 Class R Shares Contractual 0.68% July 1, 2009 April 30, 2012 Class Y Shares Contractual 0.18% July 1, 2009 April 30, 2012 Institutional Class Shares Contractual 0.18% July 1, 2009 April 30, 2012 Invesco Mid Cap Core Equity Fund Class A Shares Contractual 2.00% July 1, 2009 April 30, 2013 Class B Shares Contractual 2.75% July 1, 2009 April 30, 2013 Class C Shares Contractual 2.75% July 1, 2009 April 30, 2013 Class R Shares Contractual 2.25% July 1, 2009 April 30, 2013 Class Y Shares Contractual 1.75% July 1, 2009 April 30, 2013 Institutional Class Shares Contractual 1.75% July 1, 2009 April 30, 2013 Invesco Moderate Allocation Fund Class A Shares Contractual 0.37% July 1, 2009 June 30, 2012 Class B Shares Contractual 1.12% July 1, 2009 June 30, 2012 Class C Shares Contractual 1.12% July 1, 2009 June 30, 2012 Class R Shares Contractual 0.62% July 1, 2009 June 30, 2012 Class S Shares Contractual 0.27% September 25, 2009 June 30, 2012 Class Y Shares Contractual 0.12% July 1, 2009 June 30, 2012 Institutional Class Shares Contractual 0.12% July 1, 2009 June 30, 2012 Invesco Conservative Allocation Fund Class A Shares Contractual 0.39% July 1, 2009 June 30, 2012 Class B Shares Contractual 1.14% July 1, 2009 June 30, 2012 Class C Shares Contractual 1.14% July 1, 2009 June 30, 2012 Class R Shares Contractual 0.64% July 1, 2009 June 30, 2012 Class S Shares Contractual 0.29% June 6, 2011 June 30, 2012 Class Y Shares Contractual 0.14% July 1, 2009 June 30, 2012 Institutional Class Shares Contractual 0.14% July 1, 2009 June 30, 2012
See page 14 for footnotes to Exhibit A. 7 as of April 30, 2012
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE --------------------------------------- ------------ ------------ ------------------ -------------- Invesco Small Cap Growth Fund Class A Shares Contractual 2.00% July 1, 2009 April 30, 2013 Class B Shares Contractual 2.75% July 1, 2009 April 30, 2013 Class C Shares Contractual 2.75% July 1, 2009 April 30, 2013 Class R Shares Contractual 2.25% July 1, 2009 April 30, 2013 Class Y Shares Contractual 1.75% July 1, 2009 April 30, 2013 Investor Class Shares Contractual 2.00% July 1, 2009 April 30, 2013 Institutional Class Shares Contractual 1.75% July 1, 2009 April 30, 2013 Invesco Van Kampen Leaders Fund Class A Shares Contractual 0.50% February 12, 2010 June 30, 2012 Class B Shares Contractual 1.25% February 12, 2010 June 30, 2012 Class C Shares Contractual 1.25% February 12, 2010 June 30, 2012 Class Y Shares Contractual 0.25% February 12, 2010 June 30, 2012 Invesco Van Kampen U.S. Mortgage Fund Class A Shares Contractual 0.96% February 12, 2010 June 30, 2012 Class B Shares Contractual 1.71% February 12, 2010 June 30, 2012 Class C Shares Contractual 1.71% February 12, 2010 June 30, 2012 Class Y Shares Contractual 0.71% February 12, 2010 June 30, 2012 Institutional Class Shares Contractual 0.71% February 12, 2010 June 30, 2012
AIM INTERNATIONAL MUTUAL FUNDS (INVESCO INTERNATIONAL MUTUAL FUNDS)
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE --------------------------------------- ------------ ------------ ------------------ -------------- Invesco Asia Pacific Growth Fund Class A Shares Contractual 2.25% July 1, 2009 February 28, 2013 Class B Shares Contractual 3.00% July 1, 2009 February 28, 2013 Class C Shares Contractual 3.00% July 1, 2009 February 28, 2013 Class Y Shares Contractual 2.00% July 1, 2009 February 28, 2013 Invesco European Growth Fund Class A Shares Contractual 2.25% July 1, 2009 February 28, 2013 Class B Shares Contractual 3.00% July 1, 2009 February 28, 2013 Class C Shares Contractual 3.00% July 1, 2009 February 28, 2013 Class R Shares Contractual 2.50% July 1, 2009 February 28, 2013 Class Y Shares Contractual 2.00% July 1, 2009 February 28, 2013 Investor Class Shares Contractual 2.25% July 1, 2009 February 28, 2013 Invesco Global Growth Fund Class A Shares Contractual 1.32% December 19, 2011 December 31, 2012 Class B Shares Contractual 2.07% December 19, 2011 December 31, 2012 Class C Shares Contractual 2.07% December 19, 2011 December 31, 2012 Class Y Shares Contractual 1.07% December 19, 2011 December 31, 2012 Institutional Class Shares Contractual 1.07% December 19, 2011 December 31, 2012 Invesco Global Small & Mid Cap Growth Fund Class A Shares Contractual 2.25% July 1, 2009 February 28, 2013 Class B Shares Contractual 3.00% July 1, 2009 February 28, 2013 Class C Shares Contractual 3.00% July 1, 2009 February 28, 2013 Class Y Shares Contractual 2.00% July 1, 2009 February 28, 2013 Institutional Class Shares Contractual 2.00% July 1, 2009 February 28, 2013 Invesco International Core Equity Fund Class A Shares Contractual 2.25% July 1, 2009 February 28, 2013 Class B Shares Contractual 3.00% July 1, 2009 February 28, 2013 Class C Shares Contractual 3.00% July 1, 2009 February 28, 2013 Class R Shares Contractual 2.50% July 1, 2009 February 28, 2013 Class Y Shares Contractual 2.00% July 1, 2009 February 28, 2013 Investor Class Shares Contractual 2.25% July 1, 2009 February 28, 2013 Institutional Class Shares Contractual 2.00% July 1, 2009 February 28, 2013
See page 14 for footnotes to Exhibit A. 8 as of April 30, 2012
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE --------------------------------------- ------------ ------------ ------------------ -------------- Invesco International Growth Fund Class A Shares Contractual 1.40% May 23, 2011 June 30, 2013 Class B Shares Contractual 2.15% May 23, 2011 June 30, 2013 Class C Shares Contractual 2.15% May 23, 2011 June 30, 2013 Class R Shares Contractual 1.65% May 23, 2011 June 30, 2013 Class Y Shares Contractual 1.15% May 23, 2011 June 30, 2013 Institutional Class Shares Contractual 1.15% May 23, 2011 June 30, 2013
AIM INVESTMENT FUNDS (INVESCO INVESTMENT FUNDS)
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE --------------------------------------- ------------ ------------ ------------------ -------------- Invesco Balanced-Risk Allocation Fund(7) Class A Shares Contractual 1.04% November 4, 2009 February 28, 2012 Class B Shares Contractual 1.79% November 4, 2009 February 28, 2012 Class C Shares Contractual 1.79% November 4, 2009 February 28, 2012 Class R Shares Contractual 1.29% November 4, 2009 February 28, 2012 Class Y Shares Contractual 0.79% November 4, 2009 February 28, 2012 Institutional Class Shares Contractual 0.79% November 4, 2009 February 28, 2012 Invesco Balanced-Risk Commodity Strategy Fund(10) Class A Shares Contractual 1.22% November 29, 2010 February 28, 2013 Class B Shares Contractual 1.97% November 29, 2010 February 28, 2013 Class C Shares Contractual 1.97% November 29, 2010 February 28, 2013 Class R Shares Contractual 1.47% November 29, 2010 February 28, 2013 Class Y Shares Contractual 0.97% November 29, 2010 February 28, 2013 Institutional Class Shares Contractual 0.97% November 29, 2010 February 28, 2013 Invesco China Fund Class A Shares Contractual 2.25% July 1, 2009 February 28, 2013 Class B Shares Contractual 3.00% July 1, 2009 February 28, 2013 Class C Shares Contractual 3.00% July 1, 2009 February 28, 2013 Class Y Shares Contractual 2.00% July 1, 2009 February 28, 2013 Institutional Class Shares Contractual 2.00% July 1, 2009 February 28, 2013 Invesco Commodities Strategy Fund(11) Class A Shares Contractual 1.25% February 12, 2010 June 30, 2012 Class B Shares Contractual 2.00% February 12, 2010 June 30, 2012 Class C Shares Contractual 2.00% February 12, 2010 June 30, 2012 Class R Shares Contractual 1.50% February 12, 2010 June 30, 2012 Class Y Shares Contractual 1.00% February 12, 2010 June 30, 2012 Institutional Class Shares Contractual 1.00% February 12, 2010 June 30, 2012 Invesco Developing Markets Fund Class A Shares Contractual 2.10% May 23, 2011 June 30, 2012 Class B Shares Contractual 2.85% May 23, 2011 June 30, 2012 Class C Shares Contractual 2.85% May 23, 2011 June 30, 2012 Class Y Shares Contractual 1.85% May 23, 2011 June 30, 2012 Institutional Class Shares Contractual 1.85% May 23, 2011 June 30, 2012 Invesco Emerging Markets Equity Fund Class A Shares Contractual 1.85% May 11, 2011 February 28, 2013 Class C Shares Contractual 2.60% May 11, 2011 February 28, 2013 Class R Shares Contractual 2.10% May 11, 2011 February 28, 2013 Class Y Shares Contractual 1.60% May 11, 2011 February 28, 2013 Institutional Class Shares Contractual 1.60% May 11, 2011 February 28, 2013 Invesco Emerging Market Local Currency Debt Fund Class A Shares Contractual 1.24% June 14, 2010 February 28, 2013 Class B Shares Contractual 1.99% June 14, 2010 February 28, 2013 Class C Shares Contractual 1.99% June 14, 2010 February 28, 2013 Class R Shares Contractual 1.49% June 14, 2010 February 28, 2013 Class Y Shares Contractual 0.99% June 14, 2010 February 28, 2013 Institutional Class Shares Contractual 0.99% June 14, 2010 February 28, 2013
See page 14 for footnotes to Exhibit A. 9 as of April 30, 2012
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE --------------------------------------- ------------ ------------ ------------------ -------------- Invesco Endeavor Fund Class A Shares Contractual 2.00% July 1, 2009 February 28, 2013 Class B Shares Contractual 2.75% July 1, 2009 February 28, 2013 Class C Shares Contractual 2.75% July 1, 2009 February 28, 2013 Class R Shares Contractual 2.25% July 1, 2009 February 28, 2013 Class Y Shares Contractual 1.75% July 1, 2009 February 28, 2013 Institutional Class Shares Contractual 1.75% July 1, 2009 February 28, 2013 Invesco Global Health Care Fund Class A Shares Contractual 1.65% May 23, 2011 June 30, 2012 Class B Shares Contractual 2.40% May 23, 2011 June 30, 2012 Class C Shares Contractual 2.40% May 23, 2011 June 30, 2012 Class Y Shares Contractual 1.40% May 23, 2011 June 30, 2012 Investor Class Shares Contractual 1.65% May 23, 2011 June 30, 2012 Invesco International Total Return Fund Class A Shares Contractual 1.10% March 31, 2006 February 28, 2013 Class B Shares Contractual 1.85% March 31, 2006 February 28, 2013 Class C Shares Contractual 1.85% March 31, 2006 February 28, 2013 Class Y Shares Contractual 0.85% October 3, 2008 February 28, 2013 Institutional Class Shares Contractual 0.85% March 31, 2006 February 28, 2013 Invesco Pacific Growth Fund Class A Shares Contractual 1.88% February 12, 2010 June 30, 2012 Class B Shares Contractual 2.63% February 12, 2010 June 30, 2012 Class C Shares Contractual 2.63% February 12, 2010 June 30, 2012 Class R Shares Contractual 2.13% February 12, 2010 June 30, 2012 Class Y Shares Contractual 1.63% February 12, 2010 June 30, 2012 Institutional Class Shares Contractual 1.63% May 23, 2011 June 30, 2012 Invesco Premium Income Fund Class A Shares Contractual 0.89% December 13, 2011 February 28, 2013 Class C Shares Contractual 1.64% December 13, 2011 February 28, 2013 Class R Shares Contractual 1.14% December 13, 2011 February 28, 2013 Class Y Shares Contractual 0.64% December 13, 2011 February 28, 2013 Institutional Class Shares Contractual 0.64% December 13, 2011 February 28, 2013 Invesco Small Companies Fund Class A Shares Contractual 2.00% July 1, 2009 February 28, 2013 Class B Shares Contractual 2.75% July 1, 2009 February 28, 2013 Class C Shares Contractual 2.75% July 1, 2009 February 28, 2013 Class R Shares Contractual 2.25% July 1, 2009 February 28, 2013 Class Y Shares Contractual 1.75% July 1, 2009 February 28, 2013 Institutional Class Shares Contractual 1.75% July 1, 2009 February 28, 2013
AIM INVESTMENT SECURITIES FUNDS (INVESCO INVESTMENT SECURITIES FUNDS)
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE --------------------------------------- ------------ ------------ ------------------ -------------- Invesco Dynamics Fund Class A Shares Contractual 2.00% July 1, 2009 June 30, 2012 Class B Shares Contractual 2.75% July 1, 2009 June 30, 2012 Class C Shares Contractual 2.75% July 1, 2009 June 30, 2012 Class R Shares Contractual 2.25% July 1, 2009 June 30, 2012 Class Y Shares Contractual 1.75% July 1, 2009 June 30, 2012 Investor Class Shares Contractual 2.00% July 1, 2009 June 30, 2012 Institutional Class Shares Contractual 1.75% July 1, 2009 June 30, 2012 Invesco Global Real Estate Fund Class A Shares Contractual 2.00% July 1, 2009 June 30, 2012 Class B Shares Contractual 2.75% July 1, 2009 June 30, 2012 Class C Shares Contractual 2.75% July 1, 2009 June 30, 2012 Class R Shares Contractual 2.25% July 1, 2009 June 30, 2012 Class Y Shares Contractual 1.75% July 1, 2009 June 30, 2012 Institutional Class Shares Contractual 1.75% July 1, 2009 June 30, 2012
See page 14 for footnotes to Exhibit A. 10 as of April 30, 2012
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE --------------------------------------- ------------ ------------ ------------------ -------------- Invesco High Yield Fund Class A Shares Contractual 0.89% June 6, 2011 June 30, 2013 Class B Shares Contractual 1.64% June 6, 2011 June 30, 2013 Class C Shares Contractual 1.64% June 6, 2011 June 30, 2013 Class Y Shares Contractual 0.64% June 6, 2011 June 30, 2013 Investor Class Shares Contractual 0.89% June 6, 2011 June 30, 2013 Institutional Class Shares Contractual 0.64% June 6, 2011 June 30, 2013 Invesco High Yield Securities Fund Class A Shares Class B Shares Contractual 2.13% February 12, 2010 June 30, 2012 Class C Shares Contractual 2.63% February 12, 2010 June 30, 2012 Class Y Shares Contractual 2.73% February 12, 2010 June 30, 2012 Contractual 1.88% February 12, 2010 June 30, 2012 Invesco Municipal Bond Fund Class A Shares Contractual 0.70% July 1, 2011 June 30, 2012 Class B Shares Contractual 1.45% July 1, 2011 June 30, 2012 Class C Shares Contractual 1.45% July 1, 2011 June 30, 2012 Class Y Shares Contractual 0.45% July 1, 2011 June 30, 2012 Investor Class Shares Contractual 0.70% July 1, 2011 June 30, 2012 Invesco Real Estate Fund Class A Shares Contractual 1.55% May 23, 2011 June 30, 2012 Class B Shares Contractual 2.30% May 23, 2011 June 30, 2012 Class C Shares Contractual 2.30% May 23, 2011 June 30, 2012 Class R Shares Contractual 1.80% May 23, 2011 June 30, 2012 Class Y Shares Contractual 1.30% May 23, 2011 June 30, 2012 Investor Class Shares Contractual 1.55% May 23, 2011 June 30, 2012 Institutional Class Shares Contractual 1.30% May 23, 2011 June 30, 2012 Invesco Short Term Bond Fund Class A Shares Contractual 0.56% June 6, 2011 June 30, 2013 Class C Shares Contractual 0.91%8 March 4, 2009 June 30, 2013 Class R Shares Contractual 0.91% March 4, 2009 June 30, 2013 Class Y Shares Contractual 0.41% March 4, 2009 June 30, 2013 Institutional Class Shares Contractual 0.41% March 4, 2009 June 30, 2013 Invesco U.S. Government Fund Class A Shares Contractual 1.03% June 6, 2011 June 30, 2012 Class B Shares Contractual 1.78% June 6, 2011 June 30, 2012 Class C Shares Contractual 1.78% June 6, 2011 June 30, 2012 Class R Shares Contractual 1.28% June 6, 2011 June 30, 2012 Class Y Shares Contractual 0.78% June 6, 2011 June 30, 2012 Investor Class Shares Contractual 1.03% June 6, 2011 June 30, 2012 Institutional Class Shares Contractual 0.78% June 6, 3011 June 30, 2012 Invesco Van Kampen Corporate Bond Fund Class A Shares Contractual 0.95% February 12, 2010 June 30, 2012 Class B Shares Contractual 1.29%(8) June 6, 2011 June 30, 2012 Class C Shares Contractual 1.65%(8) June 6, 2011 June 30, 2012 Class R Shares Contractual 1.20% June 6, 2011 June 30, 2012 Class Y Shares Contractual 0.70% February 12, 2010 June 30, 2012 Institutional Class Shares Contractual 0.70% February 12, 2010 June 30, 2012
AIM SECTOR FUNDS (INVESCO SECTOR FUNDS)
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE --------------------------------------- ------------ ------------ ------------------ -------------- Invesco Energy Fund Class A Shares Contractual 2.00% July 1, 2009 August 31, 2012 Class B Shares Contractual 2.75% July 1, 2009 August 31, 2012 Class C Shares Contractual 2.75% July 1, 2009 August 31, 2012 Class Y Shares Contractual 1.75% July 1, 2009 August 31, 2012 Investor Class Shares Contractual 2.00% July 1, 2009 August 31, 2012 Institutional Class Shares Contractual 1.75% July 1, 2009 August 31, 2012
See page 14 for footnotes to Exhibit A. 11 as of April 30, 2012
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE --------------------------------------- ------------ ------------ ------------------ -------------- Invesco Gold & Precious Metals Fund Class A Shares Contractual 2.00% July 1, 2009 August 31, 2012 Class B Shares Contractual 2.75% July 1, 2009 August 31, 2012 Class C Shares Contractual 2.75% July 1, 2009 August 31, 2012 Class Y Shares Contractual 1.75% July 1, 2009 August 31, 2012 Investor Class Shares Contractual 2.00% July 1, 2009 August 31, 2012 Invesco Leisure Fund Class A Shares Contractual 2.00% July 1, 2009 August 31, 2012 Class B Shares Contractual 2.75% July 1, 2009 August 31, 2012 Class C Shares Contractual 2.75% July 1, 2009 August 31, 2012 Class R Shares Contractual 2.25% July 1, 2009 August 31, 2012 Class Y Shares Contractual 1.75% July 1, 2009 August 31, 2012 Investor Class Shares Contractual 2.00% July 1, 2009 August 31, 2012 Invesco Technology Fund Class A Shares Contractual 1.76% May 23, 2011 June 30, 2012 Class B Shares Contractual 2.51% May 23, 2011 June 30, 2012 Class C Shares Contractual 2.51% May 23, 2011 June 30, 2012 Class Y Shares Contractual 1.51% May 23, 2011 June 30, 2012 Investor Class Shares Contractual 1.76% May 23, 2011 June 30, 2012 Institutional Class Shares Contractual 1.51% May 23, 2011 June 30, 2012 Invesco Technology Sector Fund Class A Shares Contractual 2.00% February 12, 2010 June 30, 2012 Class B Shares Contractual 2.75% February 12, 2010 June 30, 2012 Class C Shares Contractual 2.75% February 12, 2010 June 30, 2012 Class Y Shares Contractual 1.75% February 12, 2010 June 30, 2012 Invesco Utilities Fund Class A Shares Contractual 1.32% May 23, 2011 June 30, 2013 Class B Shares Contractual 2.07% May 23, 2011 June 30, 2013 Class C Shares Contractual 2.07% May 23, 2011 June 30, 2013 Class Y Shares Contractual 1.07% May 23, 2011 June 30, 2013 Investor Class Shares Contractual 1.32% May 23, 2011 June 30, 2013 Institutional Class Shares Contractual 1.07% May 23, 2011 June 30, 2013 Invesco Van Kampen American Value Fund Class A Shares Contractual 1.41% February 12, 2010 June 30, 2012 Class B Shares Contractual 1.65%(8) May 23, 2011 June 30, 2012 Class C Shares Contractual 2.16% February 12, 2010 June 30, 2012 Class R Shares Contractual 1.66% February 12, 2010 June 30, 2012 Class Y Shares Contractual 1.16% February 12, 2010 June 30, 2012 Institutional Class Shares Contractual 1.16% February 12, 2010 June 30, 2012 Invesco Van Kampen Comstock Fund Class A Shares Class B Shares Contractual 0.89% February 12, 2010 June 30, 2012 Class C Shares Contractual 1.64% February 12, 2010 June 30, 2012 Class R Shares Contractual 1.64% February 12, 2010 June 30, 2012 Class Y Shares Contractual 1.14% February 12, 2010 June 30, 2012 Institutional Class Shares Contractual 0.64% February 12, 2010 June 30, 2012 Contractual 0.64% February 12, 2010 June 30, 2012 Invesco Van Kampen Mid Cap Growth Fund Class A Shares Contractual 1.40% February 12, 2010 June 30, 2012 Class B Shares Contractual 2.15% February 12, 2010 June 30, 2012 Class C Shares Contractual 2.15% February 12, 2010 June 30, 2012 Class R Shares Contractual 1.65% February 12, 2010 June 30, 2012 Class Y Shares Contractual 1.15% February 12, 2010 June 30, 2012 Institutional Class Shares Contractual 1.15% February 12, 2010 June 30, 2012
See page 14 for footnotes to Exhibit A. 12 as of April 30, 2012
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE --------------------------------------- ------------ ------------ ------------------ -------------- Invesco Van Kampen Small Cap Value Fund Class A Shares Contractual 1.03% May 23, 2011 June 30, 2012 Class B Shares Contractual 1.40%(8) May 23, 2011 June 30, 2012 Class C Shares Contractual 1.78% May 23, 2011 June 30, 2012 Class Y Shares Contractual 0.78% May 23, 2011 June 30, 2012 Van Kampen Value Opportunities Fund Class A Shares Contractual 1.41% February 12, 2010 June 30, 2012 Class B Shares Contractual 2.16% February 12, 2010 June 30, 2012 Class C Shares Contractual 2.16% February 12, 2010 June 30, 2012 Class R Shares Contractual 1.66% May 23, 2011 June 30, 2012 Class Y Shares Contractual 1.16% February 12, 2010 June 30, 2012 Institutional Class Shares Contractual 1.16% May 23, 2011 June 30, 2012
AIM TAX-EXEMPT FUNDS (INVESCO TAX-EXEMPT FUNDS)
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE --------------------------------------- ------------ ------------ ------------------ -------------- Invesco Van Kampen High Yield Municipal Fund Class A Shares Contractual 0.87% February 12, 2010 June 30, 2012 Class B Shares Contractual 1.62% February 12, 2010 June 30, 2012 Class C Shares Contractual 1.62% February 12, 2010 June 30, 2012 Class Y Shares Contractual 0.62% February 12, 2010 June 30, 2012 Invesco Van Kampen Intermediate Term Municipal Income Fund Class A Shares Contractual 0.75% June 6, 2011 June 30, 2013 Class B Shares Contractual 1.50% June 6, 2011 June 30, 2013 Class C Shares Contractual 1.50% June 6, 2011 June 30, 2013 Class Y Shares Contractual 0.50% June 6, 2011 June 30, 2013 Invesco Van Kampen Municipal Income Fund Class A Shares Contractual 0.83% June 6, 2011 June 30, 2013 Class B Shares Contractual 1.58% June 6, 2011 June 30, 2013 Class C Shares Contractual 1.58% June 6, 2011 June 30, 2013 Class Y Shares Contractual 0.58% June 6, 2011 June 30, 2013 Invesco Van Kampen New York Tax Free Income Fund Class A Shares Contractual 0.78% February 12, 2010 June 30, 2012 Class B Shares Contractual 1.53% February 12, 2010 June 30, 2012 Class C Shares Contractual 1.53% February 12, 2010 June 30, 2012 Class Y Shares Contractual 0.53% February 12, 2010 June 30, 2012
---------- (1) The total operating expenses of any class of shares established after the date of this Memorandum of Agreement will be limited to the amount established for Class A Shares plus the difference between the new class 12b-1 rate and the Class A 12b-1 rate. (2) Following the reorganization with Van Kampen 2020 Retirement Strategy and Van Kampen 2025 Retirement Strategy, the Fund's contractual limit through at least June 30, 2012 (excluding only items included in "notwithstanding" sentence discussed above) will be 0.41%, 1.16%, 0.66% and 0.16% for Class A5, C5, R5 and Y, respectively. (3) Following the reorganization with Van Kampen 30 Retirement Strategy and Van Kampen 2035 Retirement Strategy, the Fund's contractual limit through at least June 30, 2012 (excluding only items included in "notwithstanding" sentence discussed above) will be 0.29%, 1.04%, 0.54% and 0.04% for Class A5, C5, R5 and Y, respectively. (4) Following the reorganization with Van Kampen 2040 Retirement Strategy and Van Kampen 2045 Retirement Strategy, the Fund's contractual limit through at least June 30, 2012 (excluding only items included in "notwithstanding" sentence discussed above) will be 0.28%, 1.03%, 0.53% and 0.03% for Class A5, C5, R5 and Y, respectively. (5) Following the reorganization with Van Kampen 50 Retirement Strategy, the Fund's contractual limit through at least June 30, 2012 (excluding only items included in "notwithstanding" sentence discussed above) will be 0.26%, 1.01%, 0.51% and 0.01% for Class A5, C5, R5 and Y, respectively. 13 as of April 30, 2012 (6) Following the reorganization with Van Kampen In Retirement, the Fund's contractual limit through at least June 30, 2012 (excluding only items included in "notwithstanding" sentence discussed above) will be 0.47%, 1.22%, 0.72% and 0.22% for Class A5, C5, R5 and Y, respectively. (7) Includes waived fees or reimbursed expenses that Invesco receives from Invesco Cayman Commodity Fund I, Ltd. (8) The expense limit shown is the expense limit after Rule 12b-1 fee waivers by Invesco Distributors, Inc. (9) Invesco may establish, amend or terminate voluntary waivers at any time in its sole discretion after consultation with the Trust. (10) Includes waived fees or reimbursed expenses that Invesco receives from Invesco Cayman Commodity Fund III, Ltd. (11) Includes waived fees or reimbursed expenses that Invesco receives from Invesco Cayman Commodity Fund II, Ltd. 14 as of April 30, 2012 EXHIBIT "B" - INSTITUTIONAL MONEY MARKET FUNDS(1,2) SHORT-TERM INVESTMENTS TRUST
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE --------------------------------------- ------------ ------------ ------------------ ----------------- Government & Agency Portfolio Cash Management Class Contractual 0.22%(2) July 1, 2009 December 31, 2012 Corporate Class Contractual 0.17% July 1, 2009 December 31, 2012 Institutional Class Contractual 0.14% July 1, 2009 December 31, 2012 Personal Investment Class Contractual 0.69%(2) July 1, 2009 December 31, 2012 Private Investment Class Contractual 0.44%(2) July 1, 2009 December 31, 2012 Reserve Class Contractual 1.01%(2) July 1, 2009 December 31, 2012 Resource Class Contractual 0.30%(2) July 1, 2009 December 31, 2012 Government TaxAdvantage Portfolio Cash Management Class Contractual 0.22%(2) July 1, 2009 December 31, 2012 Corporate Class Contractual 0.17% July 1, 2009 December 31, 2012 Institutional Class Contractual 0.14% July 1, 2009 December 31, 2012 Personal Investment Class Contractual 0.69%(2) July 1, 2009 December 31, 2012 Private Investment Class Contractual 0.39%(2) July 1, 2009 December 31, 2012 Reserve Class Contractual 1.01%(2) July 1, 2009 December 31, 2012 Resource Class Contractual 0.30%(2) July 1, 2009 December 31, 2012 Liquid Assets Portfolio Cash Management Class Contractual 0.22%(2) July 1, 2009 December 31, 2012 Corporate Class Contractual 0.17% July 1, 2009 December 31, 2012 Institutional Class Contractual 0.14% July 1, 2009 December 31, 2012 Personal Investment Class Contractual 0.69%(2) July 1, 2009 December 31, 2012 Private Investment Class Contractual 0.44%(2) July 1, 2009 December 31, 2012 Reserve Class Contractual 1.01%(2) July 1, 2009 December 31, 2012 Resource Class Contractual 0.34% July 1, 2009 December 31, 2012 STIC Prime Portfolio Cash Management Class Contractual 0.22%(2) July 1, 2009 December 31, 2012 Corporate Class Contractual 0.17% July 1, 2009 December 31, 2012 Institutional Class Contractual 0.14% July 1, 2009 December 31, 2012 Personal Investment Class Contractual 0.69%(2) July 1, 2009 December 31, 2012 Private Investment Class Contractual 0.44%(2) July 1, 2009 December 31, 2012 Reserve Class Contractual 1.01%(2) July 1, 2009 December 31, 2012 Resource Class Contractual 0.30%(2) July 1, 2009 December 31, 2012 Tax-Free Cash Reserve Portfolio(3) Cash Management Class Contractual 0.33%(2) July 1, 2009 December 31, 2012 Corporate Class Contractual 0.28% July 1, 2009 December 31, 2012 Institutional Class Contractual 0.25% July 1, 2009 December 31, 2012 Personal Investment Class Contractual 0.80%(2) July 1, 2009 December 31, 2012 Private Investment Class Contractual 0.50%(2) July 1, 2009 December 31, 2012 Reserve Class Contractual 1.12%(2) July 1, 2009 December 31, 2012 Resource Class Contractual 0.41%(2) July 1, 2009 December 31, 2012 Treasury Portfolio Cash Management Class Contractual 0.22%(2) July 1, 2009 December 31, 2012 Corporate Class Contractual 0.17% July 1, 2009 December 31, 2012 Institutional Class Contractual 0.14% July 1, 2009 December 31, 2012 Personal Investment Class Contractual 0.69%(2) July 1, 2009 December 31, 2012 Private Investment Class Contractual 0.44%(2) July 1, 2009 December 31, 2012 Reserve Class Contractual 1.01%(2) July 1, 2009 December 31, 2012 Resource Class Contractual 0.30%(2) July 1, 2009 December 31, 2012
---------- (1) The expense rate excluding 12b-1 fees of any class of shares established after the date of this Memorandum of Agreement will be the same as existing classes. (2) The expense limit shown is the expense limit after Rule 12b-1 fee waivers by Invesco Distributors, Inc. (3) The expense limitation also excludes Trustees' fees and federal registration expenses. 15 as of April 30, 2012 EXHIBIT "C" - VARIABLE INSURANCE FUNDS AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS)
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE --------------------------------------- ------------ ------------ ------------------ -------------- Invesco V.I. Balanced-Risk Allocation Fund(1) Series I Shares Contractual 0.72% January 1, 2012 June 30, 2013 Series II Shares Contractual 0.97% January 1, 2012 June 30, 2013 Invesco V.I. Core Equity Fund Series I Shares Contractual 1.30% January 1, 2005 April 30, 2013 Series II Shares Contractual 1.45% January 1, 2005 April 30, 2013 Invesco V.I. Diversified Dividend Fund Series I Shares Contractual 0.77% July 1, 2012 April 30, 2013 Series II Shares Contractual 1.02% July 1, 2012 April 30, 2013 Invesco V.I. Diversified Income Fund Series I Shares Contractual 0.75% July 1, 2005 April 30, 2013 Series II Shares Contractual 1.00% July 1, 2005 April 30, 2013 Invesco V.I. Equally-Weighted S&P 500 Fund Series I Shares Contractual 0.37% February 12, 2010 June 30, 2012 Series II Shares Contractual 0.62% February 12, 2010 June 30, 2012 Invesco V.I. Global Health Care Fund Series I Shares Contractual 1.30% April 30, 2004 April 30, 2013 Series II Shares Contractual 1.45% April 30, 2004 April 30, 2013 Invesco V.I. Global Real Estate Fund Series I Shares Contractual 1.30% April 30, 2004 April 30, 2013 Series II Shares Contractual 1.45% April 30, 2004 April 30, 2013 Invesco V.I. Government Securities Fund Series I Shares Contractual 0.70% July 1, 2012 April 30, 2013 Series II Shares Contractual 0.95% July 1, 2012 April 30, 2013 Invesco V.I. High Yield Fund Series I Shares Contractual 0.80% May 2, 2011 June 30, 2013 Series II Shares Contractual 1.05% May 2, 2011 June 30, 2013 Invesco V.I. High Yield Securities Fund Series I Shares Contractual 1.75% February 12, 2010 June 30, 2012 Series II Shares Contractual 2.00% February 12, 2010 June 30, 2012
---------- (1) Includes waived fees or reimbursed expenses that Invesco receives from Invesco Cayman Commodity Fund IV, Ltd. 16 as of April 30, 2012
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE --------------------------------------- ------------ ------------ ------------------ -------------- Invesco V.I. International Growth Fund Series I Shares Contractual 1.11% May 2, 2011 June 30, 2012 Series II Shares Contractual 1.36% May 2, 2011 June 30, 2012 Invesco V.I. Mid Cap Core Equity Fund Series I Shares Contractual 1.30% September 10, 2001 April 30, 2013 Series II Shares Contractual 1.45% September 10, 2001 April 30, 2013 Invesco V.I. Money Market Fund Series I Shares Contractual 1.30% January 1, 2005 April 30, 2013 Series II Shares Contractual 1.45% January 1, 2005 April 30, 2013 Invesco V.I. S&P 500 Index Fund Series I Shares Contractual 0.28% February 12, 2010 June 30, 2012 Series II Shares Contractual 0.53% February 12, 2010 June 30, 2012 Invesco V.I. Small Cap Equity Fund Series I Shares Contractual 1.15% July 1, 2005 April 30, 2013 Series II Shares Contractual 1.40% July 1, 2005 April 30, 2013 Invesco V.I. Technology Fund Series I Shares Contractual 1.30% April 30, 2004 April 30, 2013 Series II Shares Contractual 1.45% April 30, 2004 April 30, 2013 Invesco V.I. Utilities Fund Series I Shares Contractual 0.93% September 23, 2005 April 30, 2012 Series II Shares Contractual 1.18% September 23, 2005 April 30, 2012 Invesco Van Kampen V.I. Capital Growth Fund Series I Shares Contractual 0.94% July 1, 2012 April 30, 2013 Series II Shares Contractual 1.19% July 1, 2012 April 30, 2013 Invesco Van Kampen V.I. Comstock Fund Series I Shares Contractual 0.72% July 1, 2012 April 30, 2013 Series II Shares Contractual 0.97% July 1, 2012 April 30, 2013 Invesco Van Kampen V.I. Equity and Income Fund Series I Shares Contractual 0.70% February 12, 2010 June 30, 2012 Series II Shares Contractual 0.75%(2) February 12, 2010 June 30, 2012 Invesco V.I. Global Core Equity Fund Series I Shares Contractual 0.94% May 2, 2011 June 30, 2012 Series II Shares Contractual 1.19% May 2, 2011 June 30, 2012
17 as of April 30, 2012
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE --------------------------------------- ------------ ------------ ------------------ -------------- Invesco Van Kampen V.I. Growth and Income Fund July 1, 2012 Series I Shares Contractual 0.72% April 30, 2013 Series II Shares Contractual 0.97% July 1, 2012 April 30, 2013 Invesco Van Kampen V.I. Mid Cap Growth Fund Series I Shares Contractual 1.01% February 12, 2010 June 30, 2012 Series II Shares Contractual 1.26% February 12, 2010 June 30, 2012 Invesco Van Kampen V.I. Mid Cap Value Fund Series I Shares Contractual 1.18% February 12, 2010 June 30, 2012 Series II Shares Contractual 1.28%(2) February 12, 2010 June 30, 2012 Invesco Van Kampen V.I. Value Opportunities Fund Series I Shares Contractual 1.30% January 1, 2005 April 30, 2013 Series II Shares Contractual 1.45% January 1, 2005 April 30, 2013
---------- (2) The expense limit shown is the expense limit after Rule 12b-1 fee waivers by Invesco Distributors, Inc. 18 as of April 30, 2012 EXHIBIT "D" - CLOSED-END FUNDS(1) INVESCO CALIFORNIA MUNICIPAL INCOME TRUST
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE ----------------------------------- ------------- ---------- ----------------- ------------- Invesco California Municipal Income Trust Contractual 0.67% June 1, 2010 June 30, 2012
INVESCO CALIFORNIA MUNICIPAL SECURITIES
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE ----------------------------------- ------------- ---------- ----------------- ------------- Invesco California Municipal Securities Contractual 0.70% June 1, 2010 June 30, 2012
INVESCO CALIFORNIA QUALITY MUNICIPAL SECURITIES
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE ----------------------------------- ------------- ---------- ----------------- ------------- Invesco California Quality Municipal Securities Contractual 0.70% June 1, 2010 June 30, 2012
INVESCO HIGH YIELD INVESTMENTS FUND, INC.
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE ----------------------------------- ------------- ---------- ----------------- ------------- Invesco High Yield Investments Fund, Inc. Contractual 0.98% June 1, 2010 June 30, 2012
INVESCO MUNICIPAL INCOME OPPORTUNITIES TRUST
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE ----------------------------------- ------------- ---------- ----------------- ------------- Invesco Municipal Income Opportunities Trust Contractual 0.73% June 1, 2010 June 30, 2012
INVESCO MUNICIPAL INCOME OPPORTUNITIES TRUST II
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE ----------------------------------- ------------- ---------- ----------------- ------------- Invesco Municipal Income Opportunities Trust II Contractual 0.73% June 1, 2010 June 30, 2012
INVESCO MUNICIPAL INCOME OPPORTUNITIES TRUST III
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE ----------------------------------- ------------- ---------- ----------------- ------------- Invesco Municipal Income Opportunities Trust III Contractual 0.84% June 1, 2010 June 30, 2012
19 as of April 30, 2012 INVESCO MUNICIPAL PREMIUM INCOME TRUST
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE ----------------------------------- ------------- ---------- ----------------- ------------- Invesco Municipal Premium Income Trust Contractual 1.03% June 1, 2010 June 30, 2012
INVESCO NEW YORK QUALITY MUNICIPAL SECURITIES
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE ----------------------------------- ------------- ---------- ----------------- ------------- Invesco New York Quality Municipal Securities Contractual 0.80% June 1, 2010 June 30, 2012
INVESCO QUALITY MUNICIPAL INCOME TRUST
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE ----------------------------------- ------------- ---------- ----------------- ------------- Invesco Quality Municipal Income Trust Contractual 0.70% June 1, 2010 June 30, 2012
INVESCO QUALITY MUNICIPAL INVESTMENT TRUST
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE ----------------------------------- ------------- ---------- ----------------- ------------- Invesco Quality Municipal Investment Trust Contractual 0.70% June 1, 2010 June 30, 2012
INVESCO QUALITY MUNICIPAL SECURITIES
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE ----------------------------------- ------------- ---------- ----------------- ------------- Invesco Quality Municipal Securities Contractual 0.66% June 1, 2010 June 30, 2012
INVESCO VALUE MUNICIPAL BOND TRUST
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE ----------------------------------- ------------- ---------- ----------------- ------------- Invesco Value Municipal Bond Trust Contractual 1.00% June 1, 2010 June 30, 2012
INVESCO VALUE MUNICIPAL INCOME TRUST
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE ----------------------------------- ------------- ---------- ----------------- ------------- Invesco Value Municipal Income Trust Contractual 0.64% June 1, 2010 June 30, 2012
20 as of April 30, 2012 INVESCO VALUE MUNICIPAL SECURITIES
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE ----------------------------------- ------------- ---------- ----------------- ------------- Invesco Value Municipal Securities Contractual 0.54% June 1, 2010 June 30, 2012
INVESCO VALUE MUNICIPAL TRUST
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE ----------------------------------- ------------- ---------- ----------------- ------------- Invesco Value Municipal Trust Contractual 0.66% June 1, 2010 June 30, 2012
---------- (1) The total operating expenses of any class of shares established after the date of this Memorandum of Agreement will be limited to the amount established for Class A Shares plus the difference between the new class 12b-1 rate and the Class A 12b-1 rate. 21 EX-99.77Q1 OTHR EXHB 8 h86672ex77q3.txt EX-99.77.Q3 INVESCO CONSTELLATION FUND SUB-ITEM 77Q3 DUE TO THE RESTRICTIONS IN THE FORMAT OF FORM N-SAR TO ALLOW REPORTING OF INFORMATION FOR MULTIPLE CLASSES OF SHARES, THIS EXHIBIT PROVIDES CLASS LEVEL INFORMATION FOR ITEMS 74U AND 74V. FOR PERIOD ENDING: 4/30/2012 FILE NUMBER: 811-1424 SERIES NO.: 2 74U. 1 Number of shares outstanding (000's Omitted) Class A 101,425
2 Number of shares outstanding of a second class of open-end company shares (000's Omitted) Class B 3,829 Class C 4,265 Class R 349 Class Y 539 Institutional Class 163
74V. 1 Net asset value per share (to nearest cent) Class A $ 24.45
2 Net asset value per share of a second class of open-end company shares (to nearest cent) Class B $ 21.76 Class C $ 21.75 Class R $ 24.02 Class Y $ 24.62 Institutional Class $ 27.36
INVESCO CHARTER FUND SUB-ITEM 77Q3 DUE TO THE RESTRICTIONS IN THE FORMAT OF FORM N-SAR TO ALLOW REPORTING OF INFORMATION FOR MULTIPLE CLASSES OF SHARES, THIS EXHIBIT PROVIDES CLASS LEVEL INFORMATION FOR ITEMS 72DD, 73A, 74U AND 74V. FOR PERIOD ENDING: 4/30/2012 FILE NUMBER: 811-1424 SERIES NO.: 3 72DD. 1 Total income dividends for which record date passed during the period. (000's Omitted) Class A $25,075
2 Dividends for a second class of open-end company shares (000's Omitted) Class R $ 300 Class S $ 150 Class Y $ 1,625 Institutional Class $ 3,844
73A. Payments per share outstanding during the entire current period: (form nnn.nnnn) 1 Dividends from net investment income Class A 0.1034
2 Dividends for a second class of open-end company shares (form nnn.nnnn) Class R 0.0721 Class S 0.1176 Class Y 0.1390 Institutional Class 0.1560
74U. 1 Number of shares outstanding (000's Omitted) Class A 238,622
2 Number of shares outstanding of a second class of open-end company shares (000's Omitted) Class B 8,786 Class C 15,591 Class R 4,554 Class S 1,236 Class Y 15,749 Institutional Class 31,261
74V. 1 Net asset value per share (to nearest cent) Class A $ 17.55
2 Net asset value per share of a second class of open-end company shares (to nearest cent) Class B $ 16.84 Class C $ 16.89 Class R $ 17.42 Class S $ 17.56 Class Y $ 17.60 Institutional Class $ 18.07
INVESCO CAPITAL DEVELOPMENT FUND SUB-ITEM 77Q3 DUE TO THE RESTRICTIONS IN THE FORMAT OF FORM N-SAR TO ALLOW REPORTING OF INFORMATION FOR MULTIPLE CLASSES OF SHARES, THIS EXHIBIT PROVIDES CLASS LEVEL INFORMATION FOR ITEMS 74U AND 74V. FOR PERIOD ENDING: 4/30/2012 FILE NUMBER: 811-1424 SERIES NO.: 11 74U. 1 Number of shares outstanding (000's Omitted) Class A 26,964
2 Number of shares outstanding of a second class of open-end company shares (000's Omitted) Class B 1,994 Class C 3,607 Class R 1,474 Class Y 407 Investor Class 595 Institutional Class 750
74V. 1 Net asset value per share (to nearest cent) Class A $ 17.11
2 Net asset value per share of a second class of open-end company shares (to nearest cent) Class B $ 14.62 Class C $ 14.60 Class R $ 16.67 Class Y $ 17.26 Investor Class $ 17.12 Institutional Class $ 18.23
INVESCO DIVERSIFIED DIVIDEND FUND SUB-ITEM 77Q3 DUE TO THE RESTRICTIONS IN THE FORMAT OF FORM N-SAR TO ALLOW REPORTING OF INFORMATION FOR MULTIPLE CLASSES OF SHARES, THIS EXHIBIT PROVIDES CLASS LEVEL INFORMATION FOR ITEMS 72DD, 73A, 74U AND 74V. FOR PERIOD ENDING: 4/30/2012 FILE NUMBER: 811-1424 SERIES NO.: 18 72DD. 1 Total income dividends for which record date passed during the period. (000's Omitted) Class A $19,105
2 Dividends for a second class of open-end company shares (000's Omitted) Class B $ 181 Class C $ 622 Class R $ 179 Class Y $ 1,374 Investor Class $ 11,414 Institutional Class $ 5,659
73A. Payments per share outstanding during the entire current period: (form nnn.nnnn) 1 Dividends from net investment income Class A $ 0.1064
2 Dividends for a second class of open-end company shares (form nnn.nnnn) Class B $ 0.0597 Class C $ 0.0597 Class R $ 0.0913 Class Y $ 0.1220 Investor Class $ 0.1089 Institutional Class $ 0.1296
74U. 1 Number of shares outstanding (000's Omitted) Class A 181,299
2 Number of shares outstanding of a second class of open-end company shares (000's Omitted) Class B 2,864 Class C 10,719 Class R 2,327 Class Y 11,873 Investor Class 104,791 Institutional Class 50,499
74V. 1 Net asset value per share (to nearest cent) Class A $ 13.00
2 Net asset value per share of a second class of open-end company shares (to nearest cent) Class B $ 12.86 Class C $ 12.85 Class R $ 13.03 Class Y $ 13.01 Investor Class $ 12.99 Institutional Class $ 13.00
INVESCO SUMMIT FUND SUB-ITEM 77Q3 DUE TO THE RESTRICTIONS IN THE FORMAT OF FORM N-SAR TO ALLOW REPORTING OF INFORMATION FOR MULTIPLE CLASSES OF SHARES, THIS EXHIBIT PROVIDES CLASS LEVEL INFORMATION FOR ITEMS 72DD, 73A, 74U AND 74V. FOR PERIOD ENDING: 4/30/2012 FILE NUMBER: 811-1424 SERIES NO.: 19 72DD. 1 Total income dividends for which record date passed during the period. (000's Omitted) Class A $ 4
2 Dividends for a second class of open-end company shares (000's Omitted) Class P $ 2,373 Class S $ 5 Class Y $ 3
73A. Payments per share outstanding during the entire current period: (form nnn.nnnn) 1 Dividends from net investment income Class A 0.0023
2 Dividends for a second class of open-end company shares (form nnn.nnnn) Class P 0.0180 Class S 0.0157 Class Y 0.0307 Institutional Class 0.0396
74U. 1 Number of shares outstanding (000's Omitted) Class A 1,977
2 Number of shares outstanding of a second class of open-end company shares (000's Omitted) Class B 85 Class C 292 Class P 125,744 Class S 337 Class Y 71 Institutional Class 10
74V. 1 Net asset value per share (to nearest cent) Class A $ 12.84
2 Net asset value per share of a second class of open-end company shares (to nearest cent) Class B $ 12.46 Class C $ 12.42 Class P $ 12.91 Class S $ 12.86 Class Y $ 12.86 Institutional Class $ 12.87