<SEC-DOCUMENT>0001437749-19-024424-index.html : 20191213 <SEC-HEADER>0001437749-19-024424.hdr.sgml : 20191213 <ACCEPTANCE-DATETIME>20191213161918 ACCESSION NUMBER: 0001437749-19-024424 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 11 CONFORMED PERIOD OF REPORT: 20191211 ITEM INFORMATION: Entry into a Material Definitive Agreement ITEM INFORMATION: Unregistered Sales of Equity Securities ITEM INFORMATION: Regulation FD Disclosure ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20191213 DATE AS OF CHANGE: 20191213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Diffusion Pharmaceuticals Inc. CENTRAL INDEX KEY: 0001053691 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 300645032 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-37942 FILM NUMBER: 191284804 BUSINESS ADDRESS: STREET 1: 2020 AVON COURT STREET 2: SUITE 4 CITY: CHARLOTTESVILLE STATE: VA ZIP: 22902 BUSINESS PHONE: (434) 220-0718 MAIL ADDRESS: STREET 1: 2020 AVON COURT STREET 2: SUITE 4 CITY: CHARLOTTESVILLE STATE: VA ZIP: 22902 FORMER COMPANY: FORMER CONFORMED NAME: RestorGenex Corp DATE OF NAME CHANGE: 20140307 FORMER COMPANY: FORMER CONFORMED NAME: Stratus Media Group, Inc DATE OF NAME CHANGE: 20080722 FORMER COMPANY: FORMER CONFORMED NAME: FERIS INTERNATIONAL, INC. DATE OF NAME CHANGE: 20080228 </SEC-HEADER> <DOCUMENT> <TYPE>8-K <SEQUENCE>1 <FILENAME>dffn20191212_8k.htm <DESCRIPTION>FORM 8-K <TEXT> Document 1 - file: dffn20191212_8k.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.1 <SEQUENCE>2 <FILENAME>ex_167361.htm <DESCRIPTION>EXHIBIT 4.1 <TEXT> Document 2 - file: ex_167361.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.2 <SEQUENCE>3 <FILENAME>ex_167362.htm <DESCRIPTION>EXHIBIT 4.2 <TEXT> Document 3 - file: ex_167362.htm
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</DOCUMENT> <DOCUMENT> <TYPE>EX-10.1 <SEQUENCE>5 <FILENAME>ex_167364.htm <DESCRIPTION>EXHIBIT 10.1 <TEXT> Document 5 - file: ex_167364.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.2 <SEQUENCE>6 <FILENAME>ex_167365.htm <DESCRIPTION>EXHIBIT 10.2 <TEXT> Document 6 - file: ex_167365.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.1 <SEQUENCE>7 <FILENAME>ex_167366.htm <DESCRIPTION>EXHIBIT 99.1 <TEXT> Document 7 - file: ex_167366.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.2 <SEQUENCE>8 <FILENAME>ex_167368.htm <DESCRIPTION>EXHIBIT 99.2 <TEXT> Document 8 - file: ex_167368.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>9 <FILENAME>dechertlogo02.jpg <TEXT> Document 9 - file: dechertlogo02.jpg
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</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>11 <FILENAME>logo01.jpg <TEXT> Document 11 - file: logo01.jpg
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