0001437749-19-015541.txt : 20190806
0001437749-19-015541.hdr.sgml : 20190806
20190806085331
ACCESSION NUMBER: 0001437749-19-015541
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190613
FILED AS OF DATE: 20190806
DATE AS OF CHANGE: 20190806
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Adams Robert W
CENTRAL INDEX KEY: 0001663144
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37942
FILM NUMBER: 191000559
MAIL ADDRESS:
STREET 1: 2020 AVON COURT
STREET 2: SUITE 4
CITY: CHARLOTTESVILLE
STATE: VA
ZIP: 22902
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Diffusion Pharmaceuticals Inc.
CENTRAL INDEX KEY: 0001053691
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 300645032
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2020 AVON COURT
STREET 2: SUITE 4
CITY: CHARLOTTESVILLE
STATE: VA
ZIP: 22902
BUSINESS PHONE: (434) 220-0718
MAIL ADDRESS:
STREET 1: 2020 AVON COURT
STREET 2: SUITE 4
CITY: CHARLOTTESVILLE
STATE: VA
ZIP: 22902
FORMER COMPANY:
FORMER CONFORMED NAME: RestorGenex Corp
DATE OF NAME CHANGE: 20140307
FORMER COMPANY:
FORMER CONFORMED NAME: Stratus Media Group, Inc
DATE OF NAME CHANGE: 20080722
FORMER COMPANY:
FORMER CONFORMED NAME: FERIS INTERNATIONAL, INC.
DATE OF NAME CHANGE: 20080228
4/A
1
rdgdoc.xml
FORM 4/A
X0306
4/A
2019-06-13
2019-07-19
0001053691
Diffusion Pharmaceuticals Inc.
DFFN
0001663144
Adams Robert W
1317 CARLTON AVENUE, SUITE 200
CHARLOTTESVILLE
VA
22902
1
Common Stock
2337
D
Common Stock
1260
I
In 401(k) account
Stock Option (Right to Buy)
3.15
2019-06-13
4
A
0
19200
0
A
2029-06-13
Common Stock
19200
19200
D
The shares underlying the options vest in equal parts on the last calendar day of each month until fully vested on May 31, 2020.
This amendment is being filed solely to correct an error in the reported number of Derivative Securities awarded in the original filing
/s/ David G. Kalergis, attorney-in-fact for Robert W. Adams
2019-08-01