0001437749-19-015541.txt : 20190806 0001437749-19-015541.hdr.sgml : 20190806 20190806085331 ACCESSION NUMBER: 0001437749-19-015541 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190613 FILED AS OF DATE: 20190806 DATE AS OF CHANGE: 20190806 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Adams Robert W CENTRAL INDEX KEY: 0001663144 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-37942 FILM NUMBER: 191000559 MAIL ADDRESS: STREET 1: 2020 AVON COURT STREET 2: SUITE 4 CITY: CHARLOTTESVILLE STATE: VA ZIP: 22902 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Diffusion Pharmaceuticals Inc. CENTRAL INDEX KEY: 0001053691 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 300645032 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2020 AVON COURT STREET 2: SUITE 4 CITY: CHARLOTTESVILLE STATE: VA ZIP: 22902 BUSINESS PHONE: (434) 220-0718 MAIL ADDRESS: STREET 1: 2020 AVON COURT STREET 2: SUITE 4 CITY: CHARLOTTESVILLE STATE: VA ZIP: 22902 FORMER COMPANY: FORMER CONFORMED NAME: RestorGenex Corp DATE OF NAME CHANGE: 20140307 FORMER COMPANY: FORMER CONFORMED NAME: Stratus Media Group, Inc DATE OF NAME CHANGE: 20080722 FORMER COMPANY: FORMER CONFORMED NAME: FERIS INTERNATIONAL, INC. DATE OF NAME CHANGE: 20080228 4/A 1 rdgdoc.xml FORM 4/A X0306 4/A 2019-06-13 2019-07-19 0001053691 Diffusion Pharmaceuticals Inc. DFFN 0001663144 Adams Robert W 1317 CARLTON AVENUE, SUITE 200 CHARLOTTESVILLE VA 22902 1 Common Stock 2337 D Common Stock 1260 I In 401(k) account Stock Option (Right to Buy) 3.15 2019-06-13 4 A 0 19200 0 A 2029-06-13 Common Stock 19200 19200 D The shares underlying the options vest in equal parts on the last calendar day of each month until fully vested on May 31, 2020. This amendment is being filed solely to correct an error in the reported number of Derivative Securities awarded in the original filing /s/ David G. Kalergis, attorney-in-fact for Robert W. Adams 2019-08-01