0001437749-18-012013.txt : 20180618 0001437749-18-012013.hdr.sgml : 20180618 20180618163711 ACCESSION NUMBER: 0001437749-18-012013 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180614 FILED AS OF DATE: 20180618 DATE AS OF CHANGE: 20180618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEVIN ALAN G CENTRAL INDEX KEY: 0001174452 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37942 FILM NUMBER: 18905085 MAIL ADDRESS: STREET 1: ACETO CORP. STREET 2: 4 TRI HARBOR CT. CITY: PORT WASHINGTON STATE: NY ZIP: 11050 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Diffusion Pharmaceuticals Inc. CENTRAL INDEX KEY: 0001053691 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 300645032 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2020 AVON COURT STREET 2: SUITE 4 CITY: CHARLOTTESVILLE STATE: VA ZIP: 22902 BUSINESS PHONE: (434) 220-0718 MAIL ADDRESS: STREET 1: 2020 AVON COURT STREET 2: SUITE 4 CITY: CHARLOTTESVILLE STATE: VA ZIP: 22902 FORMER COMPANY: FORMER CONFORMED NAME: RestorGenex Corp DATE OF NAME CHANGE: 20140307 FORMER COMPANY: FORMER CONFORMED NAME: Stratus Media Group, Inc DATE OF NAME CHANGE: 20080722 FORMER COMPANY: FORMER CONFORMED NAME: FERIS INTERNATIONAL, INC. DATE OF NAME CHANGE: 20080228 4 1 rdgdoc.xml FORM 4 X0306 4 2018-06-14 0001053691 Diffusion Pharmaceuticals Inc. DFFN 0001174452 LEVIN ALAN G 1317 CARLTON AVENUE, SUITE 200 CHARLOTTESVILLE VA 22902 1 Stock Option (Right to Buy) 0.54 2018-06-14 4 A 0 40000 0 A 2028-06-14 Common Stock 40000 40000 D The shares underlying the options vest in 12 equal (or as nearly equal as possible) monthly installments over a one-year period beginning on the grant date, provided that the final tranche will vest on the day immediately prior to the subsequent annual meeting. /s/ Ben Shealy, attorney-in-fact for Alan G. Levin 2018-06-18