0001437749-18-012013.txt : 20180618
0001437749-18-012013.hdr.sgml : 20180618
20180618163711
ACCESSION NUMBER: 0001437749-18-012013
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180614
FILED AS OF DATE: 20180618
DATE AS OF CHANGE: 20180618
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LEVIN ALAN G
CENTRAL INDEX KEY: 0001174452
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37942
FILM NUMBER: 18905085
MAIL ADDRESS:
STREET 1: ACETO CORP.
STREET 2: 4 TRI HARBOR CT.
CITY: PORT WASHINGTON
STATE: NY
ZIP: 11050
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Diffusion Pharmaceuticals Inc.
CENTRAL INDEX KEY: 0001053691
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 300645032
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2020 AVON COURT
STREET 2: SUITE 4
CITY: CHARLOTTESVILLE
STATE: VA
ZIP: 22902
BUSINESS PHONE: (434) 220-0718
MAIL ADDRESS:
STREET 1: 2020 AVON COURT
STREET 2: SUITE 4
CITY: CHARLOTTESVILLE
STATE: VA
ZIP: 22902
FORMER COMPANY:
FORMER CONFORMED NAME: RestorGenex Corp
DATE OF NAME CHANGE: 20140307
FORMER COMPANY:
FORMER CONFORMED NAME: Stratus Media Group, Inc
DATE OF NAME CHANGE: 20080722
FORMER COMPANY:
FORMER CONFORMED NAME: FERIS INTERNATIONAL, INC.
DATE OF NAME CHANGE: 20080228
4
1
rdgdoc.xml
FORM 4
X0306
4
2018-06-14
0001053691
Diffusion Pharmaceuticals Inc.
DFFN
0001174452
LEVIN ALAN G
1317 CARLTON AVENUE, SUITE 200
CHARLOTTESVILLE
VA
22902
1
Stock Option (Right to Buy)
0.54
2018-06-14
4
A
0
40000
0
A
2028-06-14
Common Stock
40000
40000
D
The shares underlying the options vest in 12 equal (or as nearly equal as possible) monthly installments over a one-year period beginning on the grant date, provided that the final tranche will vest on the day immediately prior to the subsequent annual meeting.
/s/ Ben Shealy, attorney-in-fact for Alan G. Levin
2018-06-18