0001437749-16-043294.txt : 20161213 0001437749-16-043294.hdr.sgml : 20161213 20161213162629 ACCESSION NUMBER: 0001437749-16-043294 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161208 FILED AS OF DATE: 20161213 DATE AS OF CHANGE: 20161213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Diffusion Pharmaceuticals Inc. CENTRAL INDEX KEY: 0001053691 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 300645032 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2020 AVON COURT STREET 2: SUITE 4 CITY: CHARLOTTESVILLE STATE: VA ZIP: 22902 BUSINESS PHONE: (434) 220-0718 MAIL ADDRESS: STREET 1: 2020 AVON COURT STREET 2: SUITE 4 CITY: CHARLOTTESVILLE STATE: VA ZIP: 22902 FORMER COMPANY: FORMER CONFORMED NAME: RestorGenex Corp DATE OF NAME CHANGE: 20140307 FORMER COMPANY: FORMER CONFORMED NAME: Stratus Media Group, Inc DATE OF NAME CHANGE: 20080722 FORMER COMPANY: FORMER CONFORMED NAME: FERIS INTERNATIONAL, INC. DATE OF NAME CHANGE: 20080228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kalergis David G CENTRAL INDEX KEY: 0001663574 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37942 FILM NUMBER: 162049186 MAIL ADDRESS: STREET 1: 2020 AVON COURT STREET 2: SUITE 4 CITY: CHARLOTTESVILLE STATE: VA ZIP: 22902 4 1 rdgdoc.xml FORM 4 X0306 4 2016-12-08 0001053691 Diffusion Pharmaceuticals Inc. DFFN 0001663574 Kalergis David G 2020 AVON COURT, SUITE 4 CHARLOTTESVILLE VA 22902 1 1 Chairman and CEO Stock Option (Right to Buy) 2.74 2016-12-08 4 A 0 105000 0 A 2026-12-08 Common Stock 105000 105000 D The shares underlying the options vest in equal parts on the last calendar day of each month until fully vested on November 30, 2019. /s/ Ben Shealy, attorney-in-fact for David G. Kalergis 2016-12-13