0001437749-16-035628.txt : 20160725 0001437749-16-035628.hdr.sgml : 20160725 20160725161538 ACCESSION NUMBER: 0001437749-16-035628 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160721 FILED AS OF DATE: 20160725 DATE AS OF CHANGE: 20160725 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Diffusion Pharmaceuticals Inc. CENTRAL INDEX KEY: 0001053691 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 300645032 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2020 AVON COURT STREET 2: SUITE 4 CITY: CHARLOTTESVILLE STATE: VA ZIP: 22902 BUSINESS PHONE: (434) 220-0718 MAIL ADDRESS: STREET 1: 2020 AVON COURT STREET 2: SUITE 4 CITY: CHARLOTTESVILLE STATE: VA ZIP: 22902 FORMER COMPANY: FORMER CONFORMED NAME: RestorGenex Corp DATE OF NAME CHANGE: 20140307 FORMER COMPANY: FORMER CONFORMED NAME: Stratus Media Group, Inc DATE OF NAME CHANGE: 20080722 FORMER COMPANY: FORMER CONFORMED NAME: FERIS INTERNATIONAL, INC. DATE OF NAME CHANGE: 20080228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEVIN ALAN G CENTRAL INDEX KEY: 0001174452 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24477 FILM NUMBER: 161782277 MAIL ADDRESS: STREET 1: ACETO CORP. STREET 2: 4 TRI HARBOR CT. CITY: PORT WASHINGTON STATE: NY ZIP: 11050 4 1 rdgdoc.xml FORM 4 X0306 4 2016-07-21 0001053691 Diffusion Pharmaceuticals Inc. DFFN 0001174452 LEVIN ALAN G 2020 AVON COURT, SUITE 4 CHARLOTTESVILLE VA 22902 1 Stock Option (Right to Buy) 0.90 2016-07-21 4 A 0 58473 0 A 2026-07-21 Common Stock 58473 58473 D Option will vest monthly in equal 1/36th increments until fully vested. /s/ Ben Shealy, attorney-in-fact for Alan Levin 2016-07-25