N-PX 1 npx-0904.txt ATALANTA/SOSNOFF INVESTMENT TRUST - N-PX -------------------------- OMB APPROVAL -------------------------- OMB Number: 3235-0582 Expires: March 31, 2006 Estimated average burden hours per response 14.4 -------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-08669 __________________________________________ Atalanta/Sosnoff Investment Trust _____________________________________________________________________________ Exact name of registrant as specified in charter) 101 Park Avenue New York, New York 10178 _____________________________________________________________________________ (Address of principal executive offices) Kevin S. Kelly Atalanta Sosnoff Capital, LLC 101 Park Avenue New York, New York 10178 _____________________________________________________________________________ (Name and address of agent for service) Registrant's telephone number, including area code: 212) 867-5000 ________________________ Date of fiscal year end: May 31 ____________________ Date of reporting period: July 1, 2004 - September 30, 2004 (Fund's liquidation _________________________________ date) Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles. A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507. SEC 2451 (4-03) Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. ITEM 1. PROXY VOTING RECORD: Appended hereto as Exhibit A is the following information indicating for each matter relating to a portfolio security owned by the Registrant considered at any shareholder meeting held during the twelve month period ended June 30, 2004 with respect to which the Registrant was entitled to vote: (a) The name of the issuer of the portfolio security; (b) The exchange ticker symbol of the portfolio security; (c) The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security; (d) The shareholder meeting date; (e) A brief identification of the matter voted on; (f) Whether the matter was proposed by the issuer or by a security holder; (g) Whether the Registrant cast its vote on the matter; (h) How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and (i) Whether the Registrant cast its vote for or against management. SIGNATURES ---------- [See General Instruction F] Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) Atalanta/Sosnoff Investment Trust _________________________________________________________________ By (Signature and Title)* /s/ Kevin S. Kelly ____________________________________________________ Kevin S. Kelly, President Date November 19, 2004 ________________________________________________________________________ * Print the name and title of each signing officer under his or her signature.
EXHIBIT A ======================================================== ATALANTA/SOSNOFF FUND ===================================================== (A) (B) (C) (D) (E) (F) (G) (H) (I) ------------------------------------------------------------------------------------------------------------------------------------ MEETING PROPOSED VOTE FOR/ ISSUER TICKER CUSIP DATE DESCRIPTION OF VOTE BY VOTED? CAST AGAINST MGT ------------------------------------------------------------------------------------------------------------------------------------ Dell Inc. DELL 24702R101 7/16/2004 1.1 Elect Director Donald J. Carty ISSUER YES FOR FOR Dell Inc. DELL 24702R101 7/16/2004 1.2 Elect Director Michael S. Dell ISSUER YES FOR FOR Dell Inc. DELL 24702R101 7/16/2004 1.3 Elect Director William H. Gray, III ISSUER YES FOR FOR Dell Inc. DELL 24702R101 7/16/2004 1.4 Elect Director Judy C. Lewent ISSUER YES FOR FOR Dell Inc. DELL 24702R101 7/16/2004 1.5 Elect Director Thomas W. Luce, III ISSUER YES FOR FOR Dell Inc. DELL 24702R101 7/16/2004 1.6 Elect Director Klaus S. Luft ISSUER YES FOR FOR Dell Inc. DELL 24702R101 7/16/2004 1.7 Elect Director Alex J. Mandl ISSUER YES FOR FOR Dell Inc. DELL 24702R101 7/16/2004 1.8 Elect Director Michael A. Miles ISSUER YES FOR FOR Dell Inc. DELL 24702R101 7/16/2004 1.9 Elect Director Samuel A. Nunn, Jr. ISSUER YES FOR FOR Dell Inc. DELL 24702R101 7/16/2004 1.10 Elect Director Kevin B. Rollins ISSUER YES FOR FOR Dell Inc. DELL 24702R101 7/16/2004 2 Ratify Auditors ISSUER YES FOR FOR Dell Inc. DELL 24702R101 7/16/2004 3 Expense Stock Options SHAREHOLDER YES FOR AGAINST ------------------------------------------------------------------------------------------------------------------------------------ Forest Laboratories, Inc. FRX 345838106 8/11/2004 1.1 Elect Director Howard Solomon ISSUER YES FOR FOR Forest Laboratories, Inc .FRX 345838106 8/11/2004 1.2 Elect Director William J.Candee, III ISSUER YES FOR FOR Forest Laboratories, Inc. FRX 345838106 8/11/2004 1.3 Elect Director George S. Cohan ISSUER YES FOR FOR Forest Laboratories, Inc. FRX 345838106 8/11/2004 1.4 Elect Director Dan L. Goldwasser ISSUER YES FOR FOR Forest Laboratories, Inc. FRX 345838106 8/11/2004 1.5 Elect Director Lester B. Salans ISSUER YES FOR FOR Forest Laboratories, Inc. FRX 345838106 8/11/2004 1.6 Elect Director Kenneth E. Goodman ISSUER YES FOR FOR Forest Laboratories, Inc. FRX 345838106 8/11/2004 1.7 Elect Director Phillip M. Satow ISSUER YES WITHHOLD Forest Laboratories, Inc. FRX 345838106 8/11/2004 2 Increase Authorized Common Stock ISSUER YES FOR FOR Forest Laboratories, Inc. FRX 345838106 8/11/2004 3 Approve Stock Option Plan ISSUER YES FOR FOR Forest Laboratories, Inc. FRX 345838106 8/11/2004 4 Ratify Auditors ISSUER YES FOR FOR ------------------------------------------------------------------------------------------------------------------------------------ Computer Associates International, Inc. CA 204912109 8/25/2004 1.1 Elect Director Russell M. Artzt ISSUER YES FOR FOR Computer Associates International, Inc. CA 204912109 8/25/2004 1.2 Elect Director Kenneth D. Cron ISSUER YES FOR FOR Computer Associates International, Inc. CA 204912109 8/25/2004 1.3 Elect Director Alfonse M. D'Amato ISSUER YES FOR FOR Computer Associates International, Inc. CA 204912109 8/25/2004 1.4 Elect Director Gary J. Fernandes ISSUER YES FOR FOR Computer Associates International, Inc. CA 204912109 8/25/2004 1.5 Elect Director Robert E. La Blanc ISSUER YES FOR FOR Computer Associates International, Inc. CA 204912109 8/25/2004 1.6 Elect Director Jay W. Lorsch ISSUER YES FOR FOR Computer Associates International, Inc. CA 204912109 8/25/2004 1.7 Elect Director Lewis S. Ranieri ISSUER YES FOR FOR Computer Associates International, Inc. CA 204912109 8/25/2004 1.8 Elect Director Walter P. Schuetze ISSUER YES FOR FOR Computer Associates International, Inc. CA 204912109 8/25/2004 1.9 Elect Director Laura S. Unger ISSUER YES FOR FOR Computer Associates International, Inc. CA 204912109 8/25/2004 2 Ratify Auditors ISSUER YES FOR FOR Computer Associates International, Inc. CA 204912109 8/25/2004 3 Review Executive Compensation SHAREHOLDER YES FOR AGAINST ------------------------------------------------------------------------------------------------------------------------------------ RenaissanceRe Holdings Ltd. RNR G7496G103 8/31/2004 1 To Approve the RenaissanceRe Holdings Ltd. 2004 Stock Incentive Plan ISSUER YES FOR FOR ------------------------------------------------------------------------------------------------------------------------------------