0001964306-23-000200.txt : 20230831 0001964306-23-000200.hdr.sgml : 20230831 20230831203030 ACCESSION NUMBER: 0001964306-23-000200 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20230831 DATE AS OF CHANGE: 20230831 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: RETAIL OPPORTUNITY INVESTMENTS CORP CENTRAL INDEX KEY: 0001407623 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 260500600 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-33749 FILM NUMBER: 231230422 BUSINESS ADDRESS: STREET 1: 11250 EL CAMINO REAL STREET 2: SUITE 200 CITY: SAN DIEGO STATE: CA ZIP: 92130 BUSINESS PHONE: (858) 677-0900 MAIL ADDRESS: STREET 1: 11250 EL CAMINO REAL STREET 2: SUITE 200 CITY: SAN DIEGO STATE: CA ZIP: 92130 FORMER COMPANY: FORMER CONFORMED NAME: NRDC Acquisition Corp. DATE OF NAME CHANGE: 20070724 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: POMERANTZ LAURA H CENTRAL INDEX KEY: 0001053473 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DEPARTMENT STORES [5311] STATE OF INCORPORATION: OH FISCAL YEAR END: 0201 FILING VALUES: FORM TYPE: 144 144 1 primary_doc.xml 144 0001053473 XXXXXXXX LIVE 0001407623 RETAIL OPPORTUNITY INVESTMENTS CORP 001-33749 11250 EL CAMINO REAL SUITE 200 SAN DIEGO CA 92130 (858) 677-0900 POMERANTZ LAURA H Director Common Stock Merrill Lynch

225 Liberty St Floor 37 New York NY 10281

4000 53820.00 126003795 08/31/2023 NASDAQ Common Stock 01/04/2021 Vesting of restricted stock award RETAIL OPPORTUNITY INVESTMENTS CORP N 4000 01/04/2021 Granted as part of issuer equity compensation plan Y 08/31/2023 Laura Pomerantz