0001171843-17-000088.txt : 20170104
0001171843-17-000088.hdr.sgml : 20170104
20170104190646
ACCESSION NUMBER: 0001171843-17-000088
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170101
FILED AS OF DATE: 20170104
DATE AS OF CHANGE: 20170104
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RETAIL OPPORTUNITY INVESTMENTS CORP
CENTRAL INDEX KEY: 0001407623
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 260500600
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 8905 TOWNE CENTRE DRIVE, SUITE 108
CITY: SAN DIEGO
STATE: CA
ZIP: 92122
BUSINESS PHONE: (858) 677-0900
MAIL ADDRESS:
STREET 1: 8905 TOWNE CENTRE DRIVE, SUITE 108
CITY: SAN DIEGO
STATE: CA
ZIP: 92122
FORMER COMPANY:
FORMER CONFORMED NAME: NRDC Acquisition Corp.
DATE OF NAME CHANGE: 20070724
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: POMERANTZ LAURA H
CENTRAL INDEX KEY: 0001053473
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DEPARTMENT STORES [5311]
STATE OF INCORPORATION: OH
FISCAL YEAR END: 0201
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33749
FILM NUMBER: 17507966
4
1
f4_pomerantz010417.xml
OWNERSHIP DOCUMENT
X0306
4
2017-01-01
0
0001407623
RETAIL OPPORTUNITY INVESTMENTS CORP
ROIC
0001053473
POMERANTZ LAURA H
C/O RETAIL OPPORTUNITY INVESTMENTS CORP.
8905 TOWNE CENTRE DRIVE, SUITE 108
SAN DIEGO
CA
92122
1
0
0
0
Common Stock, par value $0.0001 per share
2017-01-01
4
A
0
3786
0
A
48925
D
The reporting person was granted 3,786 shares of restricted Common Stock that were issued pursuant to the Retail Opportunity Investments Corp. 2009 Equity Incentive Plan. All of such shares vest on January 1, 2018.
/s/ Laura H. Pomerantz
2017-01-04