0000899243-21-016370.txt : 20210420
0000899243-21-016370.hdr.sgml : 20210420
20210420093016
ACCESSION NUMBER: 0000899243-21-016370
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210412
FILED AS OF DATE: 20210420
DATE AS OF CHANGE: 20210420
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STUDDERT ANDREW P
CENTRAL INDEX KEY: 0001053465
STANDARD INDUSTRIAL CLASSIFICATION: AIR TRANSPORTATION, SCHEDULED [4512]
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38864
FILM NUMBER: 21836463
MAIL ADDRESS:
STREET 1: PO BOX 66100 - WHQLD
CITY: CHICAGO
STATE: IL
ZIP: 60666
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALTA EQUIPMENT GROUP INC.
CENTRAL INDEX KEY: 0001759824
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-INDUSTRIAL MACHINERY & EQUIPMENT [5084]
IRS NUMBER: 832583782
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 13211 MERRIMAN ROAD
CITY: LIVONIA
STATE: MI
ZIP: 48150
BUSINESS PHONE: (248) 449-6700
MAIL ADDRESS:
STREET 1: 13211 MERRIMAN ROAD
CITY: LIVONIA
STATE: MI
ZIP: 48150
FORMER COMPANY:
FORMER CONFORMED NAME: B. Riley Principal Merger Corp.
DATE OF NAME CHANGE: 20181121
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-04-12
0
0001759824
ALTA EQUIPMENT GROUP INC.
ALTG
0001053465
STUDDERT ANDREW P
C/O ALTA EQUIPMENT GROUP
13211 MERRIMAN ROAD
LIVONIA
MI
48150
1
0
0
0
Common Stock
2021-04-12
4
C
0
986
A
16512
D
Warrants (right to buy)
2021-04-12
4
C
0
3750
D
2020-03-15
2025-03-15
Common Stock
986
0
D
As reported in the Current Report on Form 8-K filed by Alta Equipment Group Inc. (the "Issuer") with the Securities and Exchange Commission (the "SEC") on March 22, 2021, the Issuer filed a definitive Schedule 14C Information Statement (the "Information Statement") with the SEC describing the mandatory exchange, pursuant to Amendment No. 1 to the Warrant Agreement (as defined below), dated March 3, 2021 between the Issuer and Continental Stock Transfer & Trust Company (the "Warrant Agent"), of the Issuer's outstanding warrants (the "Warrants") for shares of the Issuer's common stock at an exchange ratio of 0.263 shares of common stock per Warrant, which became effective on April 12, 2021, the next business day following the twentieth calendar day after the mailing of the Information Statement to the holders of the Warrants.
/s/ Andrew Studdert
2021-04-20