0000899243-21-016370.txt : 20210420 0000899243-21-016370.hdr.sgml : 20210420 20210420093016 ACCESSION NUMBER: 0000899243-21-016370 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210412 FILED AS OF DATE: 20210420 DATE AS OF CHANGE: 20210420 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STUDDERT ANDREW P CENTRAL INDEX KEY: 0001053465 STANDARD INDUSTRIAL CLASSIFICATION: AIR TRANSPORTATION, SCHEDULED [4512] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38864 FILM NUMBER: 21836463 MAIL ADDRESS: STREET 1: PO BOX 66100 - WHQLD CITY: CHICAGO STATE: IL ZIP: 60666 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALTA EQUIPMENT GROUP INC. CENTRAL INDEX KEY: 0001759824 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-INDUSTRIAL MACHINERY & EQUIPMENT [5084] IRS NUMBER: 832583782 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13211 MERRIMAN ROAD CITY: LIVONIA STATE: MI ZIP: 48150 BUSINESS PHONE: (248) 449-6700 MAIL ADDRESS: STREET 1: 13211 MERRIMAN ROAD CITY: LIVONIA STATE: MI ZIP: 48150 FORMER COMPANY: FORMER CONFORMED NAME: B. Riley Principal Merger Corp. DATE OF NAME CHANGE: 20181121 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-04-12 0 0001759824 ALTA EQUIPMENT GROUP INC. ALTG 0001053465 STUDDERT ANDREW P C/O ALTA EQUIPMENT GROUP 13211 MERRIMAN ROAD LIVONIA MI 48150 1 0 0 0 Common Stock 2021-04-12 4 C 0 986 A 16512 D Warrants (right to buy) 2021-04-12 4 C 0 3750 D 2020-03-15 2025-03-15 Common Stock 986 0 D As reported in the Current Report on Form 8-K filed by Alta Equipment Group Inc. (the "Issuer") with the Securities and Exchange Commission (the "SEC") on March 22, 2021, the Issuer filed a definitive Schedule 14C Information Statement (the "Information Statement") with the SEC describing the mandatory exchange, pursuant to Amendment No. 1 to the Warrant Agreement (as defined below), dated March 3, 2021 between the Issuer and Continental Stock Transfer & Trust Company (the "Warrant Agent"), of the Issuer's outstanding warrants (the "Warrants") for shares of the Issuer's common stock at an exchange ratio of 0.263 shares of common stock per Warrant, which became effective on April 12, 2021, the next business day following the twentieth calendar day after the mailing of the Information Statement to the holders of the Warrants. /s/ Andrew Studdert 2021-04-20