0001127602-24-014290.txt : 20240506 0001127602-24-014290.hdr.sgml : 20240506 20240506164401 ACCESSION NUMBER: 0001127602-24-014290 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240502 FILED AS OF DATE: 20240506 DATE AS OF CHANGE: 20240506 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCGOVERN LAWRENCE D CENTRAL INDEX KEY: 0001222697 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23877 FILM NUMBER: 24918244 MAIL ADDRESS: STREET 1: C/O HERITAGE COMMERCE CORP STREET 2: 150 ALMADEN BLVD CITY: SAN JOSE STATE: CA ZIP: 95113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERITAGE COMMERCE CORP CENTRAL INDEX KEY: 0001053352 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] ORGANIZATION NAME: 02 Finance IRS NUMBER: 770469558 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 224 AIRPORT PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: 4089476900 MAIL ADDRESS: STREET 1: 224 AIRPORT PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95110 4 1 form4.xml PRIMARY DOCUMENT X0508 4 2024-05-02 0001053352 HERITAGE COMMERCE CORP HTBK 0001222697 MCGOVERN LAWRENCE D C/O HERITAGE COMMERCE CORP 224 AIRPORT PARKWAY SAN JOSE CA 95110 1 EVP/CFO 0 Common Stock, No Par Value 2024-05-02 4 M 0 4677 0 A 20858 D Common Stock, No Par Value 2024-05-02 4 A 0 301 0 A 21159 D Common Stock, No Par Value 4980 I Indirect by IRA Common Stock, No Par Value 113550 I Indirect by Trust Restricted Stock Unit 0 2024-05-02 4 M 0 4677 0 D 2024-05-02 2026-05-02 Common Stock, No Par Value 4677 9354 D Performance-Based Restricted Stock Unit 0 2026-05-02 2026-05-02 Common Stock, No Par Value 14031 14031 D Performance-Based Restricted Stock Unit 0 2027-03-08 2027-03-08 Common Stock, No Par Value 17778 17778 D Restricted Stock Unit 0 2025-03-08 2027-03-08 Common Stock, No Par Value 17779 17779 D The reporting person acquired 301 shares of the Company's Common Stock as a result of stock dividends payable to the reporting person upon the partial vesting of the Restricted Stock Unit grant. The Restricted Stock Units vest in three equal installments commencing on May 2, 2024, the first anniversary of the holders' grant date. /s/ Debbie Reuter as Attorney in fact for Lawrence D. McGovern 2024-05-06