0001127602-24-014290.txt : 20240506
0001127602-24-014290.hdr.sgml : 20240506
20240506164401
ACCESSION NUMBER: 0001127602-24-014290
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240502
FILED AS OF DATE: 20240506
DATE AS OF CHANGE: 20240506
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MCGOVERN LAWRENCE D
CENTRAL INDEX KEY: 0001222697
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23877
FILM NUMBER: 24918244
MAIL ADDRESS:
STREET 1: C/O HERITAGE COMMERCE CORP
STREET 2: 150 ALMADEN BLVD
CITY: SAN JOSE
STATE: CA
ZIP: 95113
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HERITAGE COMMERCE CORP
CENTRAL INDEX KEY: 0001053352
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 770469558
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 224 AIRPORT PARKWAY
CITY: SAN JOSE
STATE: CA
ZIP: 95110
BUSINESS PHONE: 4089476900
MAIL ADDRESS:
STREET 1: 224 AIRPORT PARKWAY
CITY: SAN JOSE
STATE: CA
ZIP: 95110
4
1
form4.xml
PRIMARY DOCUMENT
X0508
4
2024-05-02
0001053352
HERITAGE COMMERCE CORP
HTBK
0001222697
MCGOVERN LAWRENCE D
C/O HERITAGE COMMERCE CORP
224 AIRPORT PARKWAY
SAN JOSE
CA
95110
1
EVP/CFO
0
Common Stock, No Par Value
2024-05-02
4
M
0
4677
0
A
20858
D
Common Stock, No Par Value
2024-05-02
4
A
0
301
0
A
21159
D
Common Stock, No Par Value
4980
I
Indirect by IRA
Common Stock, No Par Value
113550
I
Indirect by Trust
Restricted Stock Unit
0
2024-05-02
4
M
0
4677
0
D
2024-05-02
2026-05-02
Common Stock, No Par Value
4677
9354
D
Performance-Based Restricted Stock Unit
0
2026-05-02
2026-05-02
Common Stock, No Par Value
14031
14031
D
Performance-Based Restricted Stock Unit
0
2027-03-08
2027-03-08
Common Stock, No Par Value
17778
17778
D
Restricted Stock Unit
0
2025-03-08
2027-03-08
Common Stock, No Par Value
17779
17779
D
The reporting person acquired 301 shares of the Company's Common Stock as a result of stock dividends payable to the reporting person upon the partial vesting of the Restricted Stock Unit grant.
The Restricted Stock Units vest in three equal installments commencing on May 2, 2024, the first anniversary of the holders' grant date.
/s/ Debbie Reuter as Attorney in fact for Lawrence D. McGovern
2024-05-06