0001127602-24-014286.txt : 20240506 0001127602-24-014286.hdr.sgml : 20240506 20240506164017 ACCESSION NUMBER: 0001127602-24-014286 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240502 FILED AS OF DATE: 20240506 DATE AS OF CHANGE: 20240506 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Peng Coonley Janice Yuli CENTRAL INDEX KEY: 0001939309 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23877 FILM NUMBER: 24918194 MAIL ADDRESS: STREET 1: 224 AIRPORT BLVD CITY: SAN JOSE STATE: CA ZIP: 92692 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERITAGE COMMERCE CORP CENTRAL INDEX KEY: 0001053352 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] ORGANIZATION NAME: 02 Finance IRS NUMBER: 770469558 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 224 AIRPORT PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: 4089476900 MAIL ADDRESS: STREET 1: 224 AIRPORT PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95110 4 1 form4.xml PRIMARY DOCUMENT X0508 4 2024-05-02 1 0001053352 HERITAGE COMMERCE CORP HTBK 0001939309 Peng Coonley Janice Yuli 224 AIRPORT PARKWAY SAN JOSE CA 95110 1 EVP/Chief People & Culture 0 Common Stock, No Par Value 2024-05-02 4 M 0 3041 0 A 15041 D Common Stock, No Par Value 2024-05-02 4 A 0 196 0 A 15237 D Performance-Based Restricted Stock Unit 0 2026-05-02 2026-05-02 Common Stock, No Par Value 9122 9122 D Performance-Based Restricted Stock Unit 0 2027-03-08 2027-03-08 Common Stock, No Par Value 12385 12385 D Restricted Stock Unit 0 2025-03-08 2027-03-08 Common Stock, No Par Value 12385 12385 D Restricted Stock Unit 0 2024-05-02 4 M 0 3041 0 D 2024-05-02 2026-05-02 Common Stock, No Par Value 3041 6082 D The reporting person acquired 196 shares of the Company's Common Stock as a result of stock dividends payable to the reporting person upon the partial vesting of the Restricted Stock Unit grant. The restricted stock units vest in three equal installments commencing May 2, 2024, the first anniversary of the holder's grant date. /s/ Debbie Reuter as Attorney-in-fact for Janice Peng Coonley 2024-05-06