0001127602-23-029644.txt : 20231214 0001127602-23-029644.hdr.sgml : 20231214 20231214192425 ACCESSION NUMBER: 0001127602-23-029644 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231213 FILED AS OF DATE: 20231214 DATE AS OF CHANGE: 20231214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DiNapoli Jason Philip CENTRAL INDEX KEY: 0001421913 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23877 FILM NUMBER: 231488467 MAIL ADDRESS: STREET 1: 1875 CENTURY PARK EAST STREET 2: SUITE 1400 CITY: LOS ANGELES STATE: CA ZIP: 90067 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERITAGE COMMERCE CORP CENTRAL INDEX KEY: 0001053352 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 770469558 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 224 AIRPORT PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: 4089476900 MAIL ADDRESS: STREET 1: 224 AIRPORT PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95110 4 1 form4.xml PRIMARY DOCUMENT X0508 4 2023-12-13 0001053352 HERITAGE COMMERCE CORP HTBK 0001421913 DiNapoli Jason Philip 224 AIRPORT PARKWAY SAN JOSE CA 95110 1 0 Common Stock, No Par Value 2023-12-13 4 G 0 1479 0 D 31956 D Common Stock, No Par Value 2023-12-13 4 G 0 1479 0 D 30477 D Common Stock, No Par Value 2023-12-13 4 G 0 1479 0 D 28998 D Common Stock, No Par Value 2023-12-13 4 G 0 1479 0 A 15429 I By Daughter Common Stock, No Par Value 340187 I By Partnership This transaction involved a gift of securities by the reporting person to a daughter who does not live in the reporting person's household. This transaction involved a gift of securities by the reporting person to a son who does not live in the reporting person's household. This transaction involved a gift to the reporting person's daughter who lives in the reporting person's household. Direct beneficial ownership of shares held by the reporting person after completion of the above gift transactions. Debbie Reuter as Attorney in fact for Jason DiNapoli 2023-12-14