0001127602-23-014526.txt : 20230504 0001127602-23-014526.hdr.sgml : 20230504 20230504170647 ACCESSION NUMBER: 0001127602-23-014526 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230502 FILED AS OF DATE: 20230504 DATE AS OF CHANGE: 20230504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Heitel Stephen G. CENTRAL INDEX KEY: 0001788876 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23877 FILM NUMBER: 23889878 MAIL ADDRESS: STREET 1: 150 ALMADEN BOULEVARD CITY: SAN JOSE STATE: CA ZIP: 95113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERITAGE COMMERCE CORP CENTRAL INDEX KEY: 0001053352 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 770469558 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 224 AIRPORT PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: 4089476900 MAIL ADDRESS: STREET 1: 224 AIRPORT PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95110 4 1 form4.xml PRIMARY DOCUMENT X0407 4 2023-05-02 0001053352 HERITAGE COMMERCE CORP HTBK 0001788876 Heitel Stephen G. 224 AIRPORT PARKWAY SAN JOSE CA 95110 1 0 Common Stock, No Par Value 2023-05-02 4 A 0 6747 0 A 90244 D Common Stock, No Par Value 48308 I Indirect by IRA Employee Stock Option (right to buy) 3.98 2019-10-11 2024-01-30 Heritage Commerce Corp - Common Stock 31750 31750 D Employee Stock Option (right to buy) 4.92 2019-10-11 2025-01-29 Heritage Commerce Corp - Common Stock 30875 30875 D Restricted stock award vests at the first anniversary of the grant date, subject to continuous employment with the Company. Deborah Reuter as Attorney in fact for Stephen G Heitel 2023-05-04