0001127602-23-007176.txt : 20230224 0001127602-23-007176.hdr.sgml : 20230224 20230224200928 ACCESSION NUMBER: 0001127602-23-007176 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230223 FILED AS OF DATE: 20230224 DATE AS OF CHANGE: 20230224 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Moles Robert CENTRAL INDEX KEY: 0001305222 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23877 FILM NUMBER: 23669608 MAIL ADDRESS: STREET 1: HERITAGE COMMERCE CORP STREET 2: 150 ALMADEN BLVD. CITY: SAN JOSE STATE: CA ZIP: 95113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERITAGE COMMERCE CORP CENTRAL INDEX KEY: 0001053352 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 770469558 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 224 AIRPORT PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: 4089476900 MAIL ADDRESS: STREET 1: 224 AIRPORT PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95110 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2023-02-23 0001053352 HERITAGE COMMERCE CORP HTBK 0001305222 Moles Robert HERITAGE COMMERCE CORP 224 AIRPORT PARKWAY SAN JOSE CA 95110 1 Common Stock, No Par Value 2023-02-23 4 M 0 4500 6.57 A 48060 D Common Stock, No Par Value 2023-02-23 4 M 0 4500 8.07 A 52560 D Standard Employee Option - NSO 6.57 2023-02-23 4 M 0 4500 0 D 2013-04-30 2023-04-30 Common Stock, No Par Value 4500 0 D Standard Employee Option - NSO 8.07 2023-02-23 4 M 0 4500 0 D 2014-02-27 2024-02-27 Common Stock, No Par Value 4500 0 D /s/ Debbie Reuter as Attorney in fact for Robert Moles 2023-02-24