0001127602-22-026080.txt : 20221118 0001127602-22-026080.hdr.sgml : 20221118 20221118181846 ACCESSION NUMBER: 0001127602-22-026080 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221117 FILED AS OF DATE: 20221118 DATE AS OF CHANGE: 20221118 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCGOVERN LAWRENCE D CENTRAL INDEX KEY: 0001222697 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23877 FILM NUMBER: 221403124 MAIL ADDRESS: STREET 1: C/O HERITAGE COMMERCE CORP STREET 2: 150 ALMADEN BLVD CITY: SAN JOSE STATE: CA ZIP: 95113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERITAGE COMMERCE CORP CENTRAL INDEX KEY: 0001053352 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 770469558 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 224 AIRPORT PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: 4089476900 MAIL ADDRESS: STREET 1: 224 AIRPORT PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95110 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2022-11-17 0001053352 HERITAGE COMMERCE CORP HTBK 0001222697 MCGOVERN LAWRENCE D C/O HERITAGE COMMERCE CORP 224 AIRPORT PARKWAY SAN JOSE CA 95110 1 EVP/CFO Common Stock, No Par Value 2022-11-17 4 M 0 15000 6.57 A 104529 I Indirect by Trust Common Stock, No Par Value 2022-11-17 4 M 0 15000 8.07 A 119529 I Indirect by Trust Common Stock, No Par Value 2022-11-17 4 S 0 22500 14.593 D 97029 I Indirect by Trust Common Stock, No Par Value 32702 D Common Stock, No Par Value 4980 I Indirect by IRA Standard Employee Option - NSO 6.57 2022-11-17 4 M 0 15000 0 D 2013-04-30 2023-04-30 Common Stock, No Par Value 15000 0 D Standard Employee Option - NSO 8.07 2022-11-17 4 M 0 15000 0 D 2014-02-27 2024-02-27 Common Stock, No Par Value 15000 0 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.5580 to $14.6108, inclusive. The reporting person undertakes to provide to Heritage Commerce Corp, any security holder of Heritage Commerce Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. /s/ Debbie Reuter as Attorney in fact for Lawrence D. McGovern 2022-11-18