0001127602-22-015977.txt : 20220531 0001127602-22-015977.hdr.sgml : 20220531 20220531142457 ACCESSION NUMBER: 0001127602-22-015977 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220526 FILED AS OF DATE: 20220531 DATE AS OF CHANGE: 20220531 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Roden Laura CENTRAL INDEX KEY: 0001527329 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23877 FILM NUMBER: 22982478 MAIL ADDRESS: STREET 1: 150 ALMADEN BLVD. CITY: SAN JOSE STATE: CA ZIP: 95113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERITAGE COMMERCE CORP CENTRAL INDEX KEY: 0001053352 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 770469558 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 224 AIRPORT PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: 4089476900 MAIL ADDRESS: STREET 1: 224 AIRPORT PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95110 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2022-05-26 0001053352 HERITAGE COMMERCE CORP HTBK 0001527329 Roden Laura 224 AIRPORT PARKWAY SAN JOSE CA 95110 1 Common Stock, No Par Value 2022-05-26 4 A 0 4436 0 A 38311 D Standard Employee Option - NSO 8.07 2014-02-27 2024-02-27 Common Stock, No Par Value 4000 4000 D Restricted stock award vests at the first anniversary of the grant date, subject to continuous employment with the Company. /s/ Debbie Reuter as Attorney in fact for Laura Roden 2022-05-31