0001127602-21-031026.txt : 20211215 0001127602-21-031026.hdr.sgml : 20211215 20211215193300 ACCESSION NUMBER: 0001127602-21-031026 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211214 FILED AS OF DATE: 20211215 DATE AS OF CHANGE: 20211215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DiNapoli Jason Philip CENTRAL INDEX KEY: 0001421913 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23877 FILM NUMBER: 211495500 MAIL ADDRESS: STREET 1: 1875 CENTURY PARK EAST STREET 2: SUITE 1400 CITY: LOS ANGELES STATE: CA ZIP: 90067 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERITAGE COMMERCE CORP CENTRAL INDEX KEY: 0001053352 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 770469558 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 224 AIRPORT PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: 4089476900 MAIL ADDRESS: STREET 1: 224 AIRPORT PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95110 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2021-12-14 0001053352 HERITAGE COMMERCE CORP HTBK 0001421913 DiNapoli Jason Philip 224 AIRPORT PARKWAY SAN JOSE CA 95110 1 Common Stock, No Par Value 2021-12-14 4 P 0 2706 10.9462 A 313521 I By Partnership Common Stock, No Par Value 2021-12-14 5 G 0 E 1000 0 D 28602 D Common Stock, No Par Value 2021-12-14 5 G 0 E 1000 0 A 12500 I By Daughter Common Stock, No Par Value 2021-12-14 5 G 0 E 1000 0 D 27602 D Common Stock, No Par Value 2021-12-14 5 G 0 E 1000 0 A 11750 I By Son Common Stock, No Par Value 2021-12-14 5 G 0 E 1000 0 D 26602 D The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.9300 to $10.9600, inclusive. The reporting person undertakes to provide to Heritage Commerce Corp, any security holder of Heritage Commerce Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. This transaction involved a gift of securities by the reporting person to a daughter who does not live in the reporting person's household. These transactions involved gifts to the reporting person's son and daughter who live in the reporting person's household. Direct beneficial ownership of shares held by the reporting person after completion of the above gift transactions. Debbie Reuter as Attorney in fact for Jason DiNapoli 2021-12-15