0001127602-21-028861.txt : 20211110 0001127602-21-028861.hdr.sgml : 20211110 20211110202938 ACCESSION NUMBER: 0001127602-21-028861 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211108 FILED AS OF DATE: 20211110 DATE AS OF CHANGE: 20211110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Heitel Stephen G. CENTRAL INDEX KEY: 0001788876 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23877 FILM NUMBER: 211398598 MAIL ADDRESS: STREET 1: 150 ALMADEN BOULEVARD CITY: SAN JOSE STATE: CA ZIP: 95113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERITAGE COMMERCE CORP CENTRAL INDEX KEY: 0001053352 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 770469558 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 224 AIRPORT PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: 4089476900 MAIL ADDRESS: STREET 1: 224 AIRPORT PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95110 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2021-11-08 0001053352 HERITAGE COMMERCE CORP HTBK 0001788876 Heitel Stephen G. 224 AIRPORT PARKWAY SAN JOSE CA 95110 1 Common Stock, No Par Value 2021-11-08 4 S 0 27350 12.1502 D 48308 I Indirect by IRA Common Stock, No Par Value 98187 D Employee Stock Option (right to buy) 3.98 2019-10-11 2024-01-30 Heritage Commerce Corp - Common Stock 61750 61750 D Employee Stock Option (right to buy) 4.92 2019-10-11 2025-01-29 Heritage Commerce Corp - Common Stock 61749 61749 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.1500 to $12.1610, inclusive. The reporting person undertakes to provide to Heritage Commerce Corp, any security holder of Heritage Commerce Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Deborah Reuter as Attorney in fact for Stephen G Heitel 2021-11-10