0001127602-21-018432.txt : 20210601
0001127602-21-018432.hdr.sgml : 20210601
20210601143219
ACCESSION NUMBER: 0001127602-21-018432
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210527
FILED AS OF DATE: 20210601
DATE AS OF CHANGE: 20210601
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Moles Robert
CENTRAL INDEX KEY: 0001305222
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23877
FILM NUMBER: 21984666
MAIL ADDRESS:
STREET 1: HERITAGE COMMERCE CORP
STREET 2: 150 ALMADEN BLVD.
CITY: SAN JOSE
STATE: CA
ZIP: 95113
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HERITAGE COMMERCE CORP
CENTRAL INDEX KEY: 0001053352
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 770469558
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 224 AIRPORT PARKWAY
CITY: SAN JOSE
STATE: CA
ZIP: 95110
BUSINESS PHONE: 4089476900
MAIL ADDRESS:
STREET 1: 224 AIRPORT PARKWAY
CITY: SAN JOSE
STATE: CA
ZIP: 95110
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2021-05-27
0001053352
HERITAGE COMMERCE CORP
HTBK
0001305222
Moles Robert
HERITAGE COMMERCE CORP
224 AIRPORT PARKWAY
SAN JOSE
CA
95110
1
Common Stock, No Par Value
2021-05-27
4
A
0
4255
0
A
44984
D
Common Stock, No Par Value
18295
I
Indirect By Spouse
Standard Employee Option - NSO
5.16
2011-06-16
2021-06-16
Common Stock, No Par Value
4500
4500
D
Standard Employee Option - NSO
6.39
2012-05-01
2022-05-01
Common Stock, No Par Value
4500
4500
D
Standard Employee Option - NSO
6.57
2013-04-30
2023-04-30
Common Stock, No Par Value
4500
4500
D
Standard Employee Option - NSO
8.07
2014-02-27
2024-02-27
Common Stock, No Par Value
4500
4500
D
Restricted stock award vests at the first anniversary of the grant date, subject to continuous employment with the Company.
/s/ Debbie Reuter as Attorney in fact for Robert Moles
2021-06-01