0001127602-21-018432.txt : 20210601 0001127602-21-018432.hdr.sgml : 20210601 20210601143219 ACCESSION NUMBER: 0001127602-21-018432 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210527 FILED AS OF DATE: 20210601 DATE AS OF CHANGE: 20210601 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Moles Robert CENTRAL INDEX KEY: 0001305222 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23877 FILM NUMBER: 21984666 MAIL ADDRESS: STREET 1: HERITAGE COMMERCE CORP STREET 2: 150 ALMADEN BLVD. CITY: SAN JOSE STATE: CA ZIP: 95113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERITAGE COMMERCE CORP CENTRAL INDEX KEY: 0001053352 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 770469558 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 224 AIRPORT PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: 4089476900 MAIL ADDRESS: STREET 1: 224 AIRPORT PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95110 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2021-05-27 0001053352 HERITAGE COMMERCE CORP HTBK 0001305222 Moles Robert HERITAGE COMMERCE CORP 224 AIRPORT PARKWAY SAN JOSE CA 95110 1 Common Stock, No Par Value 2021-05-27 4 A 0 4255 0 A 44984 D Common Stock, No Par Value 18295 I Indirect By Spouse Standard Employee Option - NSO 5.16 2011-06-16 2021-06-16 Common Stock, No Par Value 4500 4500 D Standard Employee Option - NSO 6.39 2012-05-01 2022-05-01 Common Stock, No Par Value 4500 4500 D Standard Employee Option - NSO 6.57 2013-04-30 2023-04-30 Common Stock, No Par Value 4500 4500 D Standard Employee Option - NSO 8.07 2014-02-27 2024-02-27 Common Stock, No Par Value 4500 4500 D Restricted stock award vests at the first anniversary of the grant date, subject to continuous employment with the Company. /s/ Debbie Reuter as Attorney in fact for Robert Moles 2021-06-01