0001127602-21-014679.txt : 20210429 0001127602-21-014679.hdr.sgml : 20210429 20210429150119 ACCESSION NUMBER: 0001127602-21-014679 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210427 FILED AS OF DATE: 20210429 DATE AS OF CHANGE: 20210429 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jones Robertson Clay JR CENTRAL INDEX KEY: 0001788938 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23877 FILM NUMBER: 21869826 MAIL ADDRESS: STREET 1: 150 ALMADEN BOULEVARD CITY: SAN JOSE STATE: CA ZIP: 95113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERITAGE COMMERCE CORP CENTRAL INDEX KEY: 0001053352 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 770469558 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 224 AIRPORT PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: 4089476900 MAIL ADDRESS: STREET 1: 224 AIRPORT PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95110 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2021-04-27 0001053352 HERITAGE COMMERCE CORP HTBK 0001788938 Jones Robertson Clay JR 224 AIRPORT PARKWAY SAN JOSE CA 95110 1 EVP Common Stock, No Par Value 2021-04-27 4 A 0 14894 0 A 114468 D Employee Stock Option (right to buy) 2.79 2019-10-11 2022-01-10 Heritage Commerce Corp - Common Stock 37050 37050 D Employee Stock Option (right to buy) 3.98 2019-10-11 2024-01-30 Heritage Commerce Corp - Common Stock 37050 37050 D Employee Stock Option (right to buy) 4.92 2019-10-11 2025-01-29 Heritage Commerce Corp - Common Stock 37050 37050 D Employee Stock Option (right to buy) 10.74 2019-10-11 2028-07-01 Heritage Commerce Corp - Common Stock 49399 49399 D Restricted stock vests 33.333% each year on an annualized basis. Deborah Reuter as Attorney in fact for Robertson Clay Jones, JR. 2021-04-29