0001127602-21-014675.txt : 20210429 0001127602-21-014675.hdr.sgml : 20210429 20210429145745 ACCESSION NUMBER: 0001127602-21-014675 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210427 FILED AS OF DATE: 20210429 DATE AS OF CHANGE: 20210429 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Benito Michael Eugene CENTRAL INDEX KEY: 0001541330 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23877 FILM NUMBER: 21869782 MAIL ADDRESS: STREET 1: 150 ALMADNE BLVD. CITY: SAN JOSE STATE: CA ZIP: 95113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERITAGE COMMERCE CORP CENTRAL INDEX KEY: 0001053352 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 770469558 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 224 AIRPORT PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: 4089476900 MAIL ADDRESS: STREET 1: 224 AIRPORT PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95110 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2021-04-27 0001053352 HERITAGE COMMERCE CORP HTBK 0001541330 Benito Michael Eugene 224 AIRPORT PARKWAY SAN JOSE CA 95110 1 EVP Common Stock, No Par Value 2021-04-27 4 A 0 11915 0 A 77452 D Standard Employee Option - NSO 6.57 2013-04-30 2023-04-30 Common Stock, No Par Value 10000 10000 D Standard Employee Option - NSO 8.07 2014-02-27 2024-02-27 Common Stock, No Par Value 12500 12500 D Restricted stock vests 33.333% each year on an annualized basis. /s/ Debbie Reuter as Attorney in fact for Michael Eugene Benito 2021-04-29