0001127602-20-031412.txt : 20201215
0001127602-20-031412.hdr.sgml : 20201215
20201215185712
ACCESSION NUMBER: 0001127602-20-031412
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201214
FILED AS OF DATE: 20201215
DATE AS OF CHANGE: 20201215
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Benito Michael Eugene
CENTRAL INDEX KEY: 0001541330
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23877
FILM NUMBER: 201390789
MAIL ADDRESS:
STREET 1: 150 ALMADNE BLVD.
CITY: SAN JOSE
STATE: CA
ZIP: 95113
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HERITAGE COMMERCE CORP
CENTRAL INDEX KEY: 0001053352
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 770469558
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 224 AIRPORT PARKWAY
CITY: SAN JOSE
STATE: CA
ZIP: 95110
BUSINESS PHONE: 4089476900
MAIL ADDRESS:
STREET 1: 224 AIRPORT PARKWAY
CITY: SAN JOSE
STATE: CA
ZIP: 95110
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2020-12-14
0001053352
HERITAGE COMMERCE CORP
HTBK
0001541330
Benito Michael Eugene
224 AIRPORT PARKWAY
SAN JOSE
CA
95110
1
EVP
Common Stock, No Par Value
2020-12-14
4
S
0
4500
9.243
D
65537
D
Standard Employee Option - NSO
6.57
2013-04-30
2023-04-30
Common Stock, No Par Value
10000
10000
D
Standard Employee Option - NSO
8.07
2014-02-27
2024-02-27
Common Stock, No Par Value
12500
12500
D
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.2400 to $9.2500, inclusive. The reporting person undertakes to provide to Heritage Commerce Corp, any security holder of Heritage Commerce Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
/s/ Debbie Reuter as Attorney in fact for Michael Eugene Benito
2020-12-15