0001127602-20-031412.txt : 20201215 0001127602-20-031412.hdr.sgml : 20201215 20201215185712 ACCESSION NUMBER: 0001127602-20-031412 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201214 FILED AS OF DATE: 20201215 DATE AS OF CHANGE: 20201215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Benito Michael Eugene CENTRAL INDEX KEY: 0001541330 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23877 FILM NUMBER: 201390789 MAIL ADDRESS: STREET 1: 150 ALMADNE BLVD. CITY: SAN JOSE STATE: CA ZIP: 95113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERITAGE COMMERCE CORP CENTRAL INDEX KEY: 0001053352 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 770469558 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 224 AIRPORT PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: 4089476900 MAIL ADDRESS: STREET 1: 224 AIRPORT PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95110 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2020-12-14 0001053352 HERITAGE COMMERCE CORP HTBK 0001541330 Benito Michael Eugene 224 AIRPORT PARKWAY SAN JOSE CA 95110 1 EVP Common Stock, No Par Value 2020-12-14 4 S 0 4500 9.243 D 65537 D Standard Employee Option - NSO 6.57 2013-04-30 2023-04-30 Common Stock, No Par Value 10000 10000 D Standard Employee Option - NSO 8.07 2014-02-27 2024-02-27 Common Stock, No Par Value 12500 12500 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.2400 to $9.2500, inclusive. The reporting person undertakes to provide to Heritage Commerce Corp, any security holder of Heritage Commerce Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. /s/ Debbie Reuter as Attorney in fact for Michael Eugene Benito 2020-12-15