0001127602-20-030928.txt : 20201208
0001127602-20-030928.hdr.sgml : 20201208
20201208194644
ACCESSION NUMBER: 0001127602-20-030928
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201207
FILED AS OF DATE: 20201208
DATE AS OF CHANGE: 20201208
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sutton Marina Park
CENTRAL INDEX KEY: 0001788870
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23877
FILM NUMBER: 201376594
MAIL ADDRESS:
STREET 1: 150 ALMADEN BOULEVARD
CITY: SAN JOSE
STATE: CA
ZIP: 95113
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HERITAGE COMMERCE CORP
CENTRAL INDEX KEY: 0001053352
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 770469558
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 224 AIRPORT PARKWAY
CITY: SAN JOSE
STATE: CA
ZIP: 95110
BUSINESS PHONE: 4089476900
MAIL ADDRESS:
STREET 1: 224 AIRPORT PARKWAY
CITY: SAN JOSE
STATE: CA
ZIP: 95110
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2020-12-07
0001053352
HERITAGE COMMERCE CORP
HTBK
0001788870
Sutton Marina Park
150 ALMADEN BLVD.
SAN JOSE
CA
95113
1
Common Stock, No Par Value
2020-12-07
4
M
0
2470
2.49
A
33345
I
Indirect by Trust
Common Stock, No Par Value
38697
D
Employee Stock Option (right to buy)
2.49
2020-12-07
4
M
0
2470
0
D
2019-10-11
2020-12-31
Heritage Commerce Corp - Common Stock
2470
0
D
Employee Stock Option (right to buy)
2.86
2019-10-11
2021-07-12
Heritage Commerce Corp - Common Stock
2470
2470
D
Employee Stock Option (right to buy)
2.76
2019-10-11
2021-12-31
Heritage Commerce Corp - Common Stock
2470
2470
D
Employee Stock Option (right to buy)
3.14
2019-10-11
2022-05-15
Heritage Commerce Corp - Common Stock
2470
2470
D
Employee Stock Option (right to buy)
3.01
2019-10-11
2022-12-31
Heritage Commerce Corp - Common Stock
2470
2470
D
Employee Stock Option (right to buy)
3.41
2019-10-11
2023-05-14
Heritage Commerce Corp - Common Stock
2470
2470
D
Employee Stock Option (right to buy)
3.77
2019-10-11
2023-12-31
Heritage Commerce Corp - Common Stock
2470
2470
D
Employee Stock Option (right to buy)
4.55
2019-10-11
2024-05-20
Heritage Commerce Corp - Common Stock
2470
2470
D
Employee Stock Option (right to buy)
4.85
2019-10-11
2024-12-31
Heritage Commerce Corp - Common Stock
2470
2470
D
Employee Stock Option (right to buy)
4.92
2019-10-11
2025-05-19
Heritage Commerce Corp - Common Stock
2470
2470
D
Employee Stock Option (right to buy)
5.50
2019-10-11
2026-05-17
Heritage Commerce Corp - Common Stock
2470
2470
D
Employee Stock Option (right to buy)
7.12
2019-10-11
2027-05-16
Heritage Commerce Corp - Common Stock
2470
2470
D
Employee Stock Option (right to buy)
10.77
2019-10-11
2028-05-08
Heritage Commerce Corp - Common Stock
2470
2470
D
Employee Stock Option (right to buy)
10.31
2019-10-11
2029-05-08
Heritage Commerce Corp - Common Stock
2470
2470
D
Deborah Reuter as Attorney in fact for Marina Park Sutton
2020-12-08