0001127602-20-024619.txt : 20200902 0001127602-20-024619.hdr.sgml : 20200902 20200902122624 ACCESSION NUMBER: 0001127602-20-024619 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200831 FILED AS OF DATE: 20200902 DATE AS OF CHANGE: 20200902 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CABRAL BRUCE H CENTRAL INDEX KEY: 0001282992 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23877 FILM NUMBER: 201156206 MAIL ADDRESS: STREET 1: 150 ALMADEN BOULEVARD CITY: SAN JOSE STATE: CA ZIP: 95113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERITAGE COMMERCE CORP CENTRAL INDEX KEY: 0001053352 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 770469558 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 224 AIRPORT PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: 4089476900 MAIL ADDRESS: STREET 1: 224 AIRPORT PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95110 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2020-08-31 0001053352 HERITAGE COMMERCE CORP HTBK 0001282992 CABRAL BRUCE H 150 ALMADEN BLVD. SAN JOSE CA 95113 1 Common Stock, No Par Value 2020-08-31 4 M 0 2470 2.49 A 31863 D Common Stock, No Par Value 2020-08-31 4 M 0 2470 2.76 A 34333 D Common Stock, No Par Value 2020-08-31 4 M 0 2470 3.14 A 36803 D Common Stock, No Par Value 2020-08-31 4 M 0 2470 3.01 A 39273 D Common Stock, No Par Value 2020-08-31 4 M 0 2470 3.41 A 41743 D Common Stock, No Par Value 2020-08-31 4 M 0 2470 3.77 A 44213 D Common Stock, No Par Value 2020-08-31 4 M 0 2470 2.86 A 46683 D Common Stock, No Par Value 46312 I Indirect by Trust Employee Stock Option (right to buy) 2.49 2020-08-31 4 M 0 2470 0 D 2019-10-11 2020-12-31 Heritage Commerce Corp - Common Stock 2470 0 D Employee Stock Option (right to buy) 2.76 2020-08-31 4 M 0 2470 0 D 2019-10-11 2021-12-31 Heritage Commerce Corp - Common Stock 2470 0 D Employee Stock Option (right to buy) 3.14 2020-08-31 4 M 0 2470 0 D 2019-10-11 2022-05-15 Heritage Commerce Corp - Common Stock 2470 0 D Employee Stock Option (right to buy) 3.01 2020-08-31 4 M 0 2470 0 D 2019-10-11 2022-12-31 Heritage Commerce Corp - Common Stock 2470 0 D Employee Stock Option (right to buy) 3.41 2020-08-31 4 M 0 2470 0 D 2019-10-11 2023-05-14 Heritage Commerce Corp - Common Stock 2470 0 D Employee Stock Option (right to buy) 3.77 2020-08-31 4 M 0 2470 0 D 2019-10-11 2023-12-31 Heritage Commerce Corp - Common Stock 2470 0 D Employee Stock Option (right to buy) 2.86 2020-08-31 4 M 0 2470 0 D 2019-10-11 2021-07-12 Heritage Commerce Corp - Common Stock 2470 0 D Employee Stock Option (right to buy) 4.55 2019-10-11 2024-05-20 Heritage Commerce Corp - Common Stock 2470 2470 D Employee Stock Option (right to buy) 4.85 2019-10-11 2024-12-31 Heritage Commerce Corp - Common Stock 2470 2470 D Employee Stock Option (right to buy) 4.92 2019-10-11 2025-05-19 Heritage Commerce Corp - Common Stock 2470 2470 D Employee Stock Option (right to buy) 5.50 2019-10-11 2026-05-17 Heritage Commerce Corp - Common Stock 2470 2470 D Employee Stock Option (right to buy) 7.12 2019-10-11 2027-05-16 Heritage Commerce Corp - Common Stock 2470 2470 D Employee Stock Option (right to buy) 10.77 2019-10-11 2028-05-08 Heritage Commerce Corp - Common Stock 2470 2470 D Employee Stock Option (right to buy) 10.31 2019-10-11 2029-05-08 Heritage Commerce Corp - Common Stock 2470 2470 D Deborah Reuter as Attorney in fact for Bruce H Cabral 2020-09-02