0001127602-20-003844.txt : 20200205 0001127602-20-003844.hdr.sgml : 20200205 20200205190019 ACCESSION NUMBER: 0001127602-20-003844 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200204 FILED AS OF DATE: 20200205 DATE AS OF CHANGE: 20200205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kaczmarek Walter Theodore CENTRAL INDEX KEY: 0001321837 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23877 FILM NUMBER: 20580395 MAIL ADDRESS: STREET 1: HERITAGE COMMERCE CORP STREET 2: 150 ALMADEN BLVD. CITY: SAN JOSE STATE: CA ZIP: 95113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERITAGE COMMERCE CORP CENTRAL INDEX KEY: 0001053352 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 770469558 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 150 ALMADEN BOULEVARD CITY: SAN JOSE STATE: CA ZIP: 95113 BUSINESS PHONE: 4089476900 MAIL ADDRESS: STREET 1: 150 ALMADEN BOULEVARD CITY: SAN JOSE STATE: CA ZIP: 95113 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2020-02-04 0001053352 HERITAGE COMMERCE CORP HTBK 0001321837 Kaczmarek Walter Theodore HERITAGE COMMERCE CORP 150 ALMADEN BLVD. SAN JOSE CA 95113 1 Common Stock, No Par Value 2020-02-04 4 S 0 30731 11.7576 D 28696 I Indirect By Trust Common Stock, No Par Value 55000 D Common Stock, No Par Value 42906 I Indirect By IRA The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.7400 to $11.8100, inclusive. The reporting person undertakes to provide to Heritage Commerce Corp, any security holder of Heritage Commerce Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Includes 1,906 shares allocated and distributed to the reporting person from the Company's Employee Stock Ownership Plan. /s/ Debbie Reuter as Attorney in fact for Walter Theodore Kaczmarek 2020-02-05