0001127602-19-019663.txt : 20190523 0001127602-19-019663.hdr.sgml : 20190523 20190523164609 ACCESSION NUMBER: 0001127602-19-019663 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190522 FILED AS OF DATE: 20190523 DATE AS OF CHANGE: 20190523 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Butsch Margo G. CENTRAL INDEX KEY: 0001710045 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23877 FILM NUMBER: 19850772 MAIL ADDRESS: STREET 1: 150 ALMADEN BLVD CITY: SAN JOSE STATE: CA ZIP: 95113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERITAGE COMMERCE CORP CENTRAL INDEX KEY: 0001053352 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 770469558 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 150 ALMADEN BOULEVARD CITY: SAN JOSE STATE: CA ZIP: 95113 BUSINESS PHONE: 4089476900 MAIL ADDRESS: STREET 1: 150 ALMADEN BOULEVARD CITY: SAN JOSE STATE: CA ZIP: 95113 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2019-05-22 0001053352 HERITAGE COMMERCE CORP HTBK 0001710045 Butsch Margo G. 150 ALMADEN BOULEVARD SAN JOSE CA 95113 1 EVP/Chief Credit Officer Common Stock, No Par Value 2019-05-22 4 A 0 12000 0 A 19000 D Standard Employee Option - NSO 10.34 2016-05-03 2026-05-03 Common Stock, No Par Value 3000 3000 D Standard Employee Option - NSO 14.48 2017-05-02 2027-05-02 Common Stock, No Par Value 8000 8000 D Restricted stock vests 33.333% each year on an annualized basis. /s/ Debbie Reuter as Attorney in fact for Margo G. Butsch 2019-05-23