0001127602-19-009894.txt : 20190305 0001127602-19-009894.hdr.sgml : 20190305 20190305160551 ACCESSION NUMBER: 0001127602-19-009894 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190304 FILED AS OF DATE: 20190305 DATE AS OF CHANGE: 20190305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BISCEGLIA FRANK G CENTRAL INDEX KEY: 0001222683 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23877 FILM NUMBER: 19658300 MAIL ADDRESS: STREET 1: C/O HERITAGE COMMERCE CORP STREET 2: 150 ALMADEN BLVD CITY: SAN JOSE STATE: CA ZIP: 95113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERITAGE COMMERCE CORP CENTRAL INDEX KEY: 0001053352 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 770469558 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 150 ALMADEN BOULEVARD CITY: SAN JOSE STATE: CA ZIP: 95113 BUSINESS PHONE: 4089476900 MAIL ADDRESS: STREET 1: 150 ALMADEN BOULEVARD CITY: SAN JOSE STATE: CA ZIP: 95113 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2019-03-04 0001053352 HERITAGE COMMERCE CORP HTBK 0001222683 BISCEGLIA FRANK G C/O HERITAGE COMMERCE CORP 150 ALMADEN BLVD SAN JOSE CA 95113 1 Common Stock, No Par Value 2019-03-04 4 M 0 3500 7.43 A 20773 D Common Stock, No Par Value 93237 I Indirect By Trust Standard Employee Option - NSO 7.43 2019-03-04 4 M 0 3500 0 D 2009-05-04 2019-05-04 Common Stock, No Par Value 3500 0 D Standard Employee Option - NSO 3.57 2010-07-26 2020-07-26 Common Stock, No Par Value 3500 3500 D Standard Employee Option - NSO 5.16 2011-06-16 2021-06-16 Common Stock, No Par Value 4500 4500 D Standard Employee Option - NSO 6.39 2012-05-01 2022-05-01 Common Stock, No Par Value 4500 4500 D Standard Employee Option - NSO 6.57 2013-04-30 2023-04-30 Common Stock, No Par Value 4500 4500 D Standard Employee Option - NSO 8.07 2014-02-27 2024-02-27 Common Stock, No Par Value 4500 4500 D /s/ Debbie Reuter as Attorney in fact for Frank G. Bisceglia 2019-03-05