0001127602-19-007221.txt : 20190220
0001127602-19-007221.hdr.sgml : 20190220
20190220164553
ACCESSION NUMBER: 0001127602-19-007221
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190211
FILED AS OF DATE: 20190220
DATE AS OF CHANGE: 20190220
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Moles Robert
CENTRAL INDEX KEY: 0001305222
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23877
FILM NUMBER: 19618899
MAIL ADDRESS:
STREET 1: HERITAGE COMMERCE CORP
STREET 2: 150 ALMADEN BLVD.
CITY: SAN JOSE
STATE: CA
ZIP: 95113
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HERITAGE COMMERCE CORP
CENTRAL INDEX KEY: 0001053352
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 770469558
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 150 ALMADEN BOULEVARD
CITY: SAN JOSE
STATE: CA
ZIP: 95113
BUSINESS PHONE: 4089476900
MAIL ADDRESS:
STREET 1: 150 ALMADEN BOULEVARD
CITY: SAN JOSE
STATE: CA
ZIP: 95113
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2019-02-11
0001053352
HERITAGE COMMERCE CORP
HTBK
0001305222
Moles Robert
HERITAGE COMMERCE CORP
150 ALMADEN BLVD.
SAN JOSE
CA
95113
1
Common Stock, No Par Value
2019-02-11
4
S
0
40000
13.385
D
41782
D
Common Stock, No Par Value
2019-02-12
4
S
0
9900
13.5389
D
31882
D
Common Stock, No Par Value
18295
I
Indirect By Spouse
Standard Employee Option - NSO
3.57
2010-07-26
2020-07-26
Common Stock, No Par Value
3500
3500
D
Standard Employee Option - NSO
5.16
2011-06-16
2021-06-16
Common Stock, No Par Value
4500
4500
D
Standard Employee Option - NSO
6.39
2012-05-01
2022-05-01
Common Stock, No Par Value
4500
4500
D
Standard Employee Option - NSO
6.57
2013-04-30
2023-04-30
Common Stock, No Par Value
4500
4500
D
Standard Employee Option - NSO
8.07
2014-02-27
2024-02-27
Common Stock, No Par Value
4500
4500
D
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.2920 to $13.4309, inclusive. The reporting person undertakes to provide to Heritage Commerce Corp, any security holder of Heritage Commerce Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.5000 to $13.5785, inclusive. The reporting person undertakes to provide to Heritage Commerce Corp, any security holder of Heritage Commerce Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
/s/ Debbie Reuter as Attorney in fact for Robert Moles
2019-02-20