0001127602-19-005039.txt : 20190211 0001127602-19-005039.hdr.sgml : 20190211 20190211143950 ACCESSION NUMBER: 0001127602-19-005039 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190207 FILED AS OF DATE: 20190211 DATE AS OF CHANGE: 20190211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Moles Robert CENTRAL INDEX KEY: 0001305222 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23877 FILM NUMBER: 19584728 MAIL ADDRESS: STREET 1: HERITAGE COMMERCE CORP STREET 2: 150 ALMADEN BLVD. CITY: SAN JOSE STATE: CA ZIP: 95113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERITAGE COMMERCE CORP CENTRAL INDEX KEY: 0001053352 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 770469558 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 150 ALMADEN BOULEVARD CITY: SAN JOSE STATE: CA ZIP: 95113 BUSINESS PHONE: 4089476900 MAIL ADDRESS: STREET 1: 150 ALMADEN BOULEVARD CITY: SAN JOSE STATE: CA ZIP: 95113 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2019-02-07 0001053352 HERITAGE COMMERCE CORP HTBK 0001305222 Moles Robert HERITAGE COMMERCE CORP 150 ALMADEN BLVD. SAN JOSE CA 95113 1 Common Stock, No Par Value 2019-02-07 4 M 0 3500 7.43 A 81782 D Common Stock, No Par Value 18295 I Indirect By Spouse Standard Employee Option - NSO 7.43 2019-02-07 4 M 0 3500 0 D 2009-05-04 2019-05-04 Common Stock, No Par Value 3500 0 D Standard Employee Option - NSO 3.57 2010-07-26 2020-07-26 Common Stock, No Par Value 3500 3500 D Standard Employee Option - NSO 5.16 2011-06-16 2021-06-16 Common Stock, No Par Value 4500 4500 D Standard Employee Option - NSO 6.39 2012-05-01 2022-05-01 Common Stock, No Par Value 4500 4500 D Standard Employee Option - NSO 6.57 2013-04-30 2023-04-30 Common Stock, No Par Value 4500 4500 D Standard Employee Option - NSO 8.07 2014-02-27 2024-02-27 Common Stock, No Par Value 4500 4500 D /s/ Debbie Reuter as Attorney in fact for Robert Moles 2019-02-11