0001127602-19-003142.txt : 20190131
0001127602-19-003142.hdr.sgml : 20190131
20190131114449
ACCESSION NUMBER: 0001127602-19-003142
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190129
FILED AS OF DATE: 20190131
DATE AS OF CHANGE: 20190131
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Roden Laura
CENTRAL INDEX KEY: 0001527329
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23877
FILM NUMBER: 19554306
MAIL ADDRESS:
STREET 1: 150 ALMADEN BLVD.
CITY: SAN JOSE
STATE: CA
ZIP: 95113
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HERITAGE COMMERCE CORP
CENTRAL INDEX KEY: 0001053352
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 770469558
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 150 ALMADEN BOULEVARD
CITY: SAN JOSE
STATE: CA
ZIP: 95113
BUSINESS PHONE: 4089476900
MAIL ADDRESS:
STREET 1: 150 ALMADEN BOULEVARD
CITY: SAN JOSE
STATE: CA
ZIP: 95113
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2019-01-29
0001053352
HERITAGE COMMERCE CORP
HTBK
0001527329
Roden Laura
150 ALMADEN BLVD.
SAN JOSE
CA
95113
1
Common Stock, No Par Value
2019-01-29
4
M
0
1300
6.39
A
17573
D
Standard Employee Option - NSO
6.39
2019-01-29
4
M
0
1300
0
D
2012-05-01
2022-05-01
Common Stock, No Par Value
1300
2700
D
Standard Employee Option - NSO
6.57
2013-04-30
2023-04-30
Common Stock, No Par Value
4000
4000
D
Standard Employee Option - NSO
8.07
2014-02-27
2024-02-27
Common Stock, No Par Value
4000
4000
D
/s/ Debbie Reuter as Attorney in fact for Laura Roden
2019-01-31