0001127602-19-003142.txt : 20190131 0001127602-19-003142.hdr.sgml : 20190131 20190131114449 ACCESSION NUMBER: 0001127602-19-003142 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190129 FILED AS OF DATE: 20190131 DATE AS OF CHANGE: 20190131 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Roden Laura CENTRAL INDEX KEY: 0001527329 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23877 FILM NUMBER: 19554306 MAIL ADDRESS: STREET 1: 150 ALMADEN BLVD. CITY: SAN JOSE STATE: CA ZIP: 95113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERITAGE COMMERCE CORP CENTRAL INDEX KEY: 0001053352 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 770469558 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 150 ALMADEN BOULEVARD CITY: SAN JOSE STATE: CA ZIP: 95113 BUSINESS PHONE: 4089476900 MAIL ADDRESS: STREET 1: 150 ALMADEN BOULEVARD CITY: SAN JOSE STATE: CA ZIP: 95113 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2019-01-29 0001053352 HERITAGE COMMERCE CORP HTBK 0001527329 Roden Laura 150 ALMADEN BLVD. SAN JOSE CA 95113 1 Common Stock, No Par Value 2019-01-29 4 M 0 1300 6.39 A 17573 D Standard Employee Option - NSO 6.39 2019-01-29 4 M 0 1300 0 D 2012-05-01 2022-05-01 Common Stock, No Par Value 1300 2700 D Standard Employee Option - NSO 6.57 2013-04-30 2023-04-30 Common Stock, No Par Value 4000 4000 D Standard Employee Option - NSO 8.07 2014-02-27 2024-02-27 Common Stock, No Par Value 4000 4000 D /s/ Debbie Reuter as Attorney in fact for Laura Roden 2019-01-31