0001127602-18-032982.txt : 20181114 0001127602-18-032982.hdr.sgml : 20181114 20181114125459 ACCESSION NUMBER: 0001127602-18-032982 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181112 FILED AS OF DATE: 20181114 DATE AS OF CHANGE: 20181114 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Conner Jack W CENTRAL INDEX KEY: 0001305150 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23877 FILM NUMBER: 181182183 MAIL ADDRESS: STREET 1: HERITAGE COMMERCE CORP STREET 2: 150 ALMADEN BLVD. CITY: SAN JOSE STATE: CA ZIP: 95113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERITAGE COMMERCE CORP CENTRAL INDEX KEY: 0001053352 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 770469558 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 150 ALMADEN BOULEVARD CITY: SAN JOSE STATE: CA ZIP: 95113 BUSINESS PHONE: 4089476900 MAIL ADDRESS: STREET 1: 150 ALMADEN BOULEVARD CITY: SAN JOSE STATE: CA ZIP: 95113 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2018-11-12 0001053352 HERITAGE COMMERCE CORP HTBK 0001305150 Conner Jack W HERITAGE COMMERCE CORP 150 ALMADEN BLVD. SAN JOSE CA 95113 1 Common Stock, No Par Value 2018-11-12 4 P 0 6944 14.43 A 68756 D Common Stock, No Par Value 2018-11-12 4 P 0 3474 14.39 A 11257 I Indirect By Spouse Standard Employee Option - NSO 6.57 2013-04-30 2023-04-30 Common Stock, No Par Value 253 253 D Standard Employee Option - NSO 8.07 2014-02-27 2024-02-27 Common Stock, No Par Value 1514 1514 D /s/ Debbie Reuter as Attorney in fact for Jack W. Conner 2018-11-14