0001127602-18-031535.txt : 20181101 0001127602-18-031535.hdr.sgml : 20181101 20181101112131 ACCESSION NUMBER: 0001127602-18-031535 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181030 FILED AS OF DATE: 20181101 DATE AS OF CHANGE: 20181101 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DiNapoli Jason Philip CENTRAL INDEX KEY: 0001421913 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23877 FILM NUMBER: 181152706 MAIL ADDRESS: STREET 1: 1875 CENTURY PARK EAST STREET 2: SUITE 1400 CITY: LOS ANGELES STATE: CA ZIP: 90067 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERITAGE COMMERCE CORP CENTRAL INDEX KEY: 0001053352 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 770469558 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 150 ALMADEN BOULEVARD CITY: SAN JOSE STATE: CA ZIP: 95113 BUSINESS PHONE: 4089476900 MAIL ADDRESS: STREET 1: 150 ALMADEN BOULEVARD CITY: SAN JOSE STATE: CA ZIP: 95113 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2018-10-30 0001053352 HERITAGE COMMERCE CORP HTBK 0001421913 DiNapoli Jason Philip 150 ALMADEN BOULEVARD SAN JOSE CA 95113 1 Common Stock, No Par Value 2018-10-30 4 P 0 10000 14.6867 A 251694 I By Partnership Common Stock, No Par Value 20000 D Common Stock, No Par Value 10000 I By Daughter Common Stock, No Par Value 10000 I By Son The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $14.6500 to $14.7100, inclusive. The reporting person undertakes to provide to Heritage Commerce Corp, any security holder of Heritage Commerce Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. Debbie Reuter as Attorney in fact for Jason DiNapoli 2018-11-01