0001127602-18-016383.txt : 20180504 0001127602-18-016383.hdr.sgml : 20180504 20180504170018 ACCESSION NUMBER: 0001127602-18-016383 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180502 FILED AS OF DATE: 20180504 DATE AS OF CHANGE: 20180504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Benito Michael Eugene CENTRAL INDEX KEY: 0001541330 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23877 FILM NUMBER: 18808717 MAIL ADDRESS: STREET 1: 150 ALMADNE BLVD. CITY: SAN JOSE STATE: CA ZIP: 95113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERITAGE COMMERCE CORP CENTRAL INDEX KEY: 0001053352 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 770469558 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 150 ALMADEN BOULEVARD CITY: SAN JOSE STATE: CA ZIP: 95113 BUSINESS PHONE: 4089476900 MAIL ADDRESS: STREET 1: 150 ALMADEN BOULEVARD CITY: SAN JOSE STATE: CA ZIP: 95113 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2018-05-02 0001053352 HERITAGE COMMERCE CORP HTBK 0001541330 Benito Michael Eugene 150 ALMADNE BLVD. SAN JOSE CA 95113 1 EVP Common Stock 2018-05-02 4 M 0 7000 16.00 A 47600 D Standard Employee Option - NSO 16.00 2018-05-02 4 M 0 7000 0 D 2008-05-22 2018-05-22 Common Stock 7000 0 D Standard Employee Option - NSO 7.43 2009-05-04 2019-05-04 Common Stock 4500 4500 D Standard Employee Option - NSO 3.57 2010-07-26 2020-07-26 Common Stock 4500 4500 D Standard Employee Option - NSO 6.57 2013-04-30 2023-04-30 Common Stock 10000 10000 D Standard Employee Option - NSO 8.07 2014-02-27 2024-02-27 Common Stock 12500 12500 D /s/ Debbie Reuter as Attorney in fact for Michael Eugene Benito 2018-05-04