0001127602-18-016181.txt : 20180503
0001127602-18-016181.hdr.sgml : 20180503
20180503135226
ACCESSION NUMBER: 0001127602-18-016181
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180501
FILED AS OF DATE: 20180503
DATE AS OF CHANGE: 20180503
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Webster Ranson W
CENTRAL INDEX KEY: 0001292841
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23877
FILM NUMBER: 18803031
MAIL ADDRESS:
STREET 1: C/O HERITAGE BANK OF COMMERCE
STREET 2: 150 ALMADEN BLVD
CITY: SAN JOSE
STATE: CA
ZIP: 95113
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HERITAGE COMMERCE CORP
CENTRAL INDEX KEY: 0001053352
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 770469558
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 150 ALMADEN BOULEVARD
CITY: SAN JOSE
STATE: CA
ZIP: 95113
BUSINESS PHONE: 4089476900
MAIL ADDRESS:
STREET 1: 150 ALMADEN BOULEVARD
CITY: SAN JOSE
STATE: CA
ZIP: 95113
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2018-05-01
0001053352
HERITAGE COMMERCE CORP
HTBK
0001292841
Webster Ranson W
C/O HERITAGE BANK OF COMMERCE
150 ALMADEN BLVD
SAN JOSE
CA
95113
1
Common Stock
2018-05-01
4
A
0
1190
0
A
600358
D
Common Stock
4560
I
Indirect By Other Beneficiary Type
Common Stock
2733
I
Indirect By Son Or Daughter
Common Stock
1200
I
Indirect By Trust
Standard Employee Option - NSO
7.43
2009-05-04
2019-05-04
Common Stock
3500
3500
D
Standard Employee Option - NSO
3.57
2010-07-26
2020-07-26
Common Stock
3500
3500
D
Standard Employee Option - NSO
5.16
2011-06-16
2021-06-16
Common Stock
4500
4500
D
Standard Employee Option - NSO
6.39
2012-05-01
2022-05-01
Common Stock
4500
4500
D
Standard Employee Option - NSO
6.57
2013-04-30
2023-04-30
Common Stock
4500
4500
D
Standard Employee Option - NSO
8.07
2014-02-27
2024-02-27
Common Stock
4500
4500
D
Restricted stock award vests at the first anniversary of the grant date, subject to continuous employment with the Company.
/s/ Debbie Reuter as Attorney in fact for Ranson W Webster
2018-05-03