0001127602-17-025583.txt : 20170814 0001127602-17-025583.hdr.sgml : 20170814 20170814170954 ACCESSION NUMBER: 0001127602-17-025583 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170810 FILED AS OF DATE: 20170814 DATE AS OF CHANGE: 20170814 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DINAPOLI J PHILIP CENTRAL INDEX KEY: 0001198781 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23877 FILM NUMBER: 171031471 MAIL ADDRESS: STREET 1: 99 ALMADEN BLVD. SUITE 565 CITY: SAN JOSE STATE: CA ZIP: 95113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERITAGE COMMERCE CORP CENTRAL INDEX KEY: 0001053352 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 770469558 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 150 ALMADEN BOULEVARD CITY: SAN JOSE STATE: CA ZIP: 95113 BUSINESS PHONE: 4089476900 MAIL ADDRESS: STREET 1: 150 ALMADEN BOULEVARD CITY: SAN JOSE STATE: CA ZIP: 95113 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2017-08-10 0001053352 HERITAGE COMMERCE CORP HTBK 0001198781 DINAPOLI J PHILIP 150 ALMADEN BLVD SAN JOSE CA 95113 1 Common Stock 2017-08-10 4 P 0 5000 13.5342 A 319984 I By Partnership Common Stock 163376 D Reflects reduction of 19,146 shares previously attributed to a charitable foundation in which the reporting person does not have beneficial ownership. /s/ Debbie Reuter as Attorney in fact for John DiNapoli 2017-08-14