0001127602-17-023615.txt : 20170714 0001127602-17-023615.hdr.sgml : 20170714 20170714200847 ACCESSION NUMBER: 0001127602-17-023615 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170708 FILED AS OF DATE: 20170714 DATE AS OF CHANGE: 20170714 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERITAGE COMMERCE CORP CENTRAL INDEX KEY: 0001053352 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 770469558 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 150 ALMADEN BOULEVARD CITY: SAN JOSE STATE: CA ZIP: 95113 BUSINESS PHONE: 4089476900 MAIL ADDRESS: STREET 1: 150 ALMADEN BOULEVARD CITY: SAN JOSE STATE: CA ZIP: 95113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Butsch Margo G. CENTRAL INDEX KEY: 0001710045 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23877 FILM NUMBER: 17966401 MAIL ADDRESS: STREET 1: 150 ALMADEN BLVD CITY: SAN JOSE STATE: CA ZIP: 95113 3 1 form3.xml PRIMARY DOCUMENT X0206 3 2017-07-08 0 0001053352 HERITAGE COMMERCE CORP HTBK 0001710045 Butsch Margo G. 150 ALMADEN BOULEVARD SAN JOSE CA 95113 1 EVP/Chief Credit Officer Standard Employee Option - NSO 10.34 2016-05-03 2026-05-03 Common Stock 3000 D Standard Employee Option - NSO 14.48 2017-05-02 2027-05-02 Common Stock 8000 D /s/ Debbie Reuter as Attorney in fact for Margo G. Butsch 2017-07-14