0001127602-17-016875.txt : 20170504 0001127602-17-016875.hdr.sgml : 20170504 20170504164526 ACCESSION NUMBER: 0001127602-17-016875 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170502 FILED AS OF DATE: 20170504 DATE AS OF CHANGE: 20170504 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERITAGE COMMERCE CORP CENTRAL INDEX KEY: 0001053352 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 770469558 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 150 ALMADEN BOULEVARD CITY: SAN JOSE STATE: CA ZIP: 95113 BUSINESS PHONE: 4089476900 MAIL ADDRESS: STREET 1: 150 ALMADEN BOULEVARD CITY: SAN JOSE STATE: CA ZIP: 95113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Webster Ranson W CENTRAL INDEX KEY: 0001292841 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23877 FILM NUMBER: 17814758 MAIL ADDRESS: STREET 1: C/O HERITAGE BANK OF COMMERCE STREET 2: 150 ALMADEN BLVD CITY: SAN JOSE STATE: CA ZIP: 95113 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2017-05-02 0001053352 HERITAGE COMMERCE CORP HTBK 0001292841 Webster Ranson W C/O HERITAGE BANK OF COMMERCE 150 ALMADEN BLVD SAN JOSE CA 95113 1 Common Stock 2017-05-02 4 A 0 1381 0 A 599168 D Common Stock 4560 I Indirect By Other Beneficiary Type Common Stock 2733 I Indirect By Son Or Daughter Common Stock 1200 I Indirect By Trust Standard Employee Option - NSO 23.89 2007-05-04 2017-05-04 Common Stock 4500 4500 D Standard Employee Option - NSO 7.43 2009-05-04 2019-05-04 Common Stock 3500 3500 D Standard Employee Option - NSO 3.57 2010-07-26 2020-07-26 Common Stock 3500 3500 D Standard Employee Option - NSO 5.16 2011-06-16 2021-06-16 Common Stock 4500 4500 D Standard Employee Option - NSO 6.39 2012-05-01 2022-05-01 Common Stock 4500 4500 D Standard Employee Option - NSO 6.57 2013-04-30 2023-04-30 Common Stock 4500 4500 D Standard Employee Option - NSO 8.07 2014-02-27 2024-02-27 Common Stock 4500 4500 D Restricted stock award vests at the first anniversary of the grant date, subject to continuous employment with the Company. /s/ Debbie Reuter as Attorney in fact for Ranson W Webster 2017-05-04