0001127602-17-016872.txt : 20170504
0001127602-17-016872.hdr.sgml : 20170504
20170504164350
ACCESSION NUMBER: 0001127602-17-016872
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170502
FILED AS OF DATE: 20170504
DATE AS OF CHANGE: 20170504
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HERITAGE COMMERCE CORP
CENTRAL INDEX KEY: 0001053352
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 770469558
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 150 ALMADEN BOULEVARD
CITY: SAN JOSE
STATE: CA
ZIP: 95113
BUSINESS PHONE: 4089476900
MAIL ADDRESS:
STREET 1: 150 ALMADEN BOULEVARD
CITY: SAN JOSE
STATE: CA
ZIP: 95113
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Roden Laura
CENTRAL INDEX KEY: 0001527329
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23877
FILM NUMBER: 17814728
MAIL ADDRESS:
STREET 1: 150 ALMADEN BLVD.
CITY: SAN JOSE
STATE: CA
ZIP: 95113
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2017-05-02
0001053352
HERITAGE COMMERCE CORP
HTBK
0001527329
Roden Laura
150 ALMADEN BLVD.
SAN JOSE
CA
95113
1
Common Stock
2017-05-02
4
A
0
1381
0
A
15083
D
Standard Employee Option - NSO
6.39
2012-05-01
2022-05-01
Common Stock
4000
4000
D
Standard Employee Option - NSO
6.57
2013-04-30
2023-04-30
Common Stock
4000
4000
D
Standard Employee Option - NSO
8.07
2014-02-27
2024-02-27
Common Stock
4000
4000
D
Restricted stock award vests at the first anniversary of the grant date, subject to continuous employment with the Company.
/s/ Debbie Reuter as Attorney in fact for Laura Roden
2017-05-04