0001127602-17-016868.txt : 20170504 0001127602-17-016868.hdr.sgml : 20170504 20170504163919 ACCESSION NUMBER: 0001127602-17-016868 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170502 FILED AS OF DATE: 20170504 DATE AS OF CHANGE: 20170504 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERITAGE COMMERCE CORP CENTRAL INDEX KEY: 0001053352 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 770469558 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 150 ALMADEN BOULEVARD CITY: SAN JOSE STATE: CA ZIP: 95113 BUSINESS PHONE: 4089476900 MAIL ADDRESS: STREET 1: 150 ALMADEN BOULEVARD CITY: SAN JOSE STATE: CA ZIP: 95113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCGOVERN LAWRENCE D CENTRAL INDEX KEY: 0001222697 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23877 FILM NUMBER: 17814548 MAIL ADDRESS: STREET 1: C/O HERITAGE COMMERCE CORP STREET 2: 150 ALMADEN BLVD CITY: SAN JOSE STATE: CA ZIP: 95113 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2017-05-02 0001053352 HERITAGE COMMERCE CORP HTBK 0001222697 MCGOVERN LAWRENCE D C/O HERITAGE COMMERCE CORP 150 ALMADEN BLVD SAN JOSE CA 95113 1 EVP/CFO Common Stock 2017-05-02 4 A 0 9000 0 A 60700 D Standard Employee Option - ISO 23.89 2007-05-04 2017-05-04 Common Stock 1127 1127 D Standard Employee Option - NSO 23.89 2007-05-04 2017-05-04 Common Stock 13873 13873 D Standard Employee Option - NSO 6.57 2013-04-30 2023-04-30 Common Stock 15000 15000 D Standard Employee Option - NSO 8.07 2014-02-27 2024-02-27 Common Stock 15000 15000 D Restricted stock vests 25% each year on an annualized basis. /s/ Debbie Reuter as Attorney in fact for Lawrence D. McGovern 2017-05-04