0001127602-17-016867.txt : 20170504 0001127602-17-016867.hdr.sgml : 20170504 20170504163754 ACCESSION NUMBER: 0001127602-17-016867 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170502 FILED AS OF DATE: 20170504 DATE AS OF CHANGE: 20170504 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERITAGE COMMERCE CORP CENTRAL INDEX KEY: 0001053352 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 770469558 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 150 ALMADEN BOULEVARD CITY: SAN JOSE STATE: CA ZIP: 95113 BUSINESS PHONE: 4089476900 MAIL ADDRESS: STREET 1: 150 ALMADEN BOULEVARD CITY: SAN JOSE STATE: CA ZIP: 95113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kaczmarek Walter Theodore CENTRAL INDEX KEY: 0001321837 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23877 FILM NUMBER: 17814528 MAIL ADDRESS: STREET 1: HERITAGE COMMERCE CORP STREET 2: 150 ALMADEN BLVD. CITY: SAN JOSE STATE: CA ZIP: 95113 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2017-05-02 0001053352 HERITAGE COMMERCE CORP HTBK 0001321837 Kaczmarek Walter Theodore HERITAGE COMMERCE CORP 150 ALMADEN BLVD. SAN JOSE CA 95113 1 1 President & CEO/Director Common Stock 2017-05-02 4 A 0 15000 0 A 89927 D Common Stock 41000 I Indirect By IRA Common Stock 41000 I Indirect By IRA Standard Employee Option - NSO 23.89 2007-05-04 2017-05-04 Common Stock 25000 25000 D Standard Employee Option - NSO 8.07 2014-02-27 2024-02-27 Common Stock 15000 15000 D Restricted stock vests 25% each year on an annualized basis. /s/ Debbie Reuter as Attorney in fact for Walter Theodore Kaczmarek 2017-05-04