0001127602-16-069227.txt : 20161206 0001127602-16-069227.hdr.sgml : 20161206 20161206122804 ACCESSION NUMBER: 0001127602-16-069227 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161205 FILED AS OF DATE: 20161206 DATE AS OF CHANGE: 20161206 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERITAGE COMMERCE CORP CENTRAL INDEX KEY: 0001053352 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 770469558 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 150 ALMADEN BOULEVARD CITY: SAN JOSE STATE: CA ZIP: 95113 BUSINESS PHONE: 4089476900 MAIL ADDRESS: STREET 1: 150 ALMADEN BOULEVARD CITY: SAN JOSE STATE: CA ZIP: 95113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PORTER DAVID CENTRAL INDEX KEY: 0001186114 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23877 FILM NUMBER: 162035740 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2016-12-05 0001053352 HERITAGE COMMERCE CORP HTBK 0001186114 PORTER DAVID 1 EVP/CCO Common Stock 2016-12-05 4 S 0 5000 12.9726 D 38700 D Standard Employee Option - NSO 6.57 2013-04-30 2023-04-30 Common Stock 10000 10000 D Standard Employee Option - NSO 8.07 2014-02-27 2024-02-27 Common Stock 12500 12500 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.9710 to $12.9730, inclusive. The reporting person undertakes to provide to Heritage Commerce Corp, any security holder of Heritage Commerce Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Debbie Reuter as Attorney in fact for David Porter 2016-12-06