0001127602-16-069227.txt : 20161206
0001127602-16-069227.hdr.sgml : 20161206
20161206122804
ACCESSION NUMBER: 0001127602-16-069227
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161205
FILED AS OF DATE: 20161206
DATE AS OF CHANGE: 20161206
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HERITAGE COMMERCE CORP
CENTRAL INDEX KEY: 0001053352
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 770469558
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 150 ALMADEN BOULEVARD
CITY: SAN JOSE
STATE: CA
ZIP: 95113
BUSINESS PHONE: 4089476900
MAIL ADDRESS:
STREET 1: 150 ALMADEN BOULEVARD
CITY: SAN JOSE
STATE: CA
ZIP: 95113
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PORTER DAVID
CENTRAL INDEX KEY: 0001186114
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23877
FILM NUMBER: 162035740
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2016-12-05
0001053352
HERITAGE COMMERCE CORP
HTBK
0001186114
PORTER DAVID
1
EVP/CCO
Common Stock
2016-12-05
4
S
0
5000
12.9726
D
38700
D
Standard Employee Option - NSO
6.57
2013-04-30
2023-04-30
Common Stock
10000
10000
D
Standard Employee Option - NSO
8.07
2014-02-27
2024-02-27
Common Stock
12500
12500
D
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.9710 to $12.9730, inclusive. The reporting person undertakes to provide to Heritage Commerce Corp, any security holder of Heritage Commerce Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
Debbie Reuter as Attorney in fact for David Porter
2016-12-06