0001053352-16-000114.txt : 20160505 0001053352-16-000114.hdr.sgml : 20160505 20160505164627 ACCESSION NUMBER: 0001053352-16-000114 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160503 FILED AS OF DATE: 20160505 DATE AS OF CHANGE: 20160505 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERITAGE COMMERCE CORP CENTRAL INDEX KEY: 0001053352 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 770469558 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 150 ALMADEN BOULEVARD CITY: SAN JOSE STATE: CA ZIP: 95113 BUSINESS PHONE: 4089476900 MAIL ADDRESS: STREET 1: 150 ALMADEN BOULEVARD CITY: SAN JOSE STATE: CA ZIP: 95113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Moles Robert CENTRAL INDEX KEY: 0001305222 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23877 FILM NUMBER: 161624588 MAIL ADDRESS: STREET 1: HERITAGE COMMERCE CORP STREET 2: 150 ALMADEN BLVD. CITY: SAN JOSE STATE: CA ZIP: 95113 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2016-05-03 0001053352 HERITAGE COMMERCE CORP HTBK 0001305222 Moles Robert HERITAGE COMMERCE CORP 150 ALMADEN BLVD. SAN JOSE CA 95113 true Common 2016-05-03 4 A false 1934 0 A 75711 D Common 18295 I Indirect by Spouse Standard Employee Option - NSO 23.85 2006-08-03 2016-08-03 Common 0 3300 D Standard Employee Option - NSO 23.89 2007-05-04 2017-05-04 Common 0 4000 D Standard Employee Option - NSO 3.57 2010-07-26 2020-07-26 Common 0 3500 D Standard Employee Option - NSO 5.16 2011-06-16 2021-06-16 Common 0 4500 D Standard Employee Option - NSO 6.39 2012-05-01 2022-05-01 Common 0 4500 D Standard Employee Option - NSO 6.57 2013-04-30 2023-04-30 Common 0 4500 D Standard Employee Option - NSO 7.43 2009-05-04 2019-05-04 Common 0 3500 D Standard Employee Option - NSO 8.07 2014-02-27 2024-02-27 Common 0 4500 D Restricted stock vests 25% each year on an annualized basis. Debbie Reuter as Attorney in fact for Robert Moles 2016-05-05