0001053352-16-000114.txt : 20160505
0001053352-16-000114.hdr.sgml : 20160505
20160505164627
ACCESSION NUMBER: 0001053352-16-000114
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160503
FILED AS OF DATE: 20160505
DATE AS OF CHANGE: 20160505
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HERITAGE COMMERCE CORP
CENTRAL INDEX KEY: 0001053352
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 770469558
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 150 ALMADEN BOULEVARD
CITY: SAN JOSE
STATE: CA
ZIP: 95113
BUSINESS PHONE: 4089476900
MAIL ADDRESS:
STREET 1: 150 ALMADEN BOULEVARD
CITY: SAN JOSE
STATE: CA
ZIP: 95113
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Moles Robert
CENTRAL INDEX KEY: 0001305222
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23877
FILM NUMBER: 161624588
MAIL ADDRESS:
STREET 1: HERITAGE COMMERCE CORP
STREET 2: 150 ALMADEN BLVD.
CITY: SAN JOSE
STATE: CA
ZIP: 95113
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2016-05-03
0001053352
HERITAGE COMMERCE CORP
HTBK
0001305222
Moles Robert
HERITAGE COMMERCE CORP
150 ALMADEN BLVD.
SAN JOSE
CA
95113
true
Common
2016-05-03
4
A
false
1934
0
A
75711
D
Common
18295
I
Indirect by Spouse
Standard Employee Option - NSO
23.85
2006-08-03
2016-08-03
Common
0
3300
D
Standard Employee Option - NSO
23.89
2007-05-04
2017-05-04
Common
0
4000
D
Standard Employee Option - NSO
3.57
2010-07-26
2020-07-26
Common
0
3500
D
Standard Employee Option - NSO
5.16
2011-06-16
2021-06-16
Common
0
4500
D
Standard Employee Option - NSO
6.39
2012-05-01
2022-05-01
Common
0
4500
D
Standard Employee Option - NSO
6.57
2013-04-30
2023-04-30
Common
0
4500
D
Standard Employee Option - NSO
7.43
2009-05-04
2019-05-04
Common
0
3500
D
Standard Employee Option - NSO
8.07
2014-02-27
2024-02-27
Common
0
4500
D
Restricted stock vests 25% each year on an annualized basis.
Debbie Reuter as Attorney in fact for Robert Moles
2016-05-05